What does CUSIP 67072T108 represent in this 13F holders report?

CUSIP 67072T108 is the security identifier for JFR - NUVEEN FLOATING RATE INCOME FUND - COM used to aggregate holder disclosures.

How many institutions held JFR - NUVEEN FLOATING RATE INCOME FUND - COM in Q1 2017?

83 institutional investors reported JFR - NUVEEN FLOATING RATE INCOME FUND - COM for Q1 2017. Use the holders table for investor-level position and value details.

NUVEEN FLOATING RATE INCOME FUND - COM (JFR)

CUSIP: 67072T108

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class: Equity / COM
Total 13F shares: 14,582,187
Share change: +28,590
Total reported value: $167,849,188
Price per share: $11.51
Number of holders: 83
Value change: +$128,169
Number of buys: 47
Number of sells: 27

Quarterly Holders Quick Answers

What is CUSIP 67072T108?
CUSIP 67072T108 identifies JFR - NUVEEN FLOATING RATE INCOME FUND - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2017
Previous quarter: Q4 2016

Recent filing periods for CUSIP 67072T108:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
RESTRUCTURING CAPITAL ASSOCIATES LP	13F	Company	— class O/S missing	1,832,450	$21,385,000	—	31 Dec 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	1,691,646	$19,742,000	—	31 Dec 2016	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	1,566,000	$18,275,000	—	31 Dec 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,563,024	$18,241,000	—	31 Dec 2016	13F
PRIVATE MANAGEMENT GROUP INC	13F	Company	— class O/S missing	1,215,933	$14,190,000	—	31 Dec 2016	13F
Invesco Ltd.	13F	Company	— class O/S missing	804,095	$9,384,000	—	31 Dec 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	764,299	$8,920,000	—	31 Dec 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	743,086	$8,672,000	—	31 Dec 2016	13F
BAILLIE GIFFORD & CO	13F	Company	— class O/S missing	451,552	$5,270,000	—	31 Dec 2016	13F
UBS Group AG	13F	Company	— class O/S missing	388,292	$4,531,000	—	31 Dec 2016	13F
EATON VANCE MANAGEMENT	13F	Company	— class O/S missing	386,184	$4,507,000	—	31 Dec 2016	13F
LPL Financial LLC	13F	Company	— class O/S missing	363,637	$4,251,000	—	31 Dec 2016	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	243,464	$2,841,000	—	31 Dec 2016	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	186,101	$2,172,000	—	31 Dec 2016	13F
BECK CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	180,762	$2,109,000	—	31 Dec 2016	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	— class O/S missing	144,835	$1,690,000	—	31 Dec 2016	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	125,783	$1,468,000	—	31 Dec 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	110,489	$1,289,000	—	31 Dec 2016	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	105,889	$1,236,000	—	31 Dec 2016	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	105,779	$1,234,000	—	31 Dec 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	104,774	$1,223,000	—	31 Dec 2016	13F
Laurion Capital Management LP	13F	Company	— class O/S missing	104,772	$1,223,000	—	31 Dec 2016	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	94,606	$1,123,000	—	31 Dec 2016	13F
Edgemoor Investment Advisors, Inc.	13F	Company	— class O/S missing	88,162	$1,029,000	—	31 Dec 2016	13F
CONNING INC.	13F	Company	— class O/S missing	85,900	$1,002,000	—	31 Dec 2016	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	84,533	$986,000	—	31 Dec 2016	13F
Capital Investment Advisors, LLC	13F	Company	— class O/S missing	80,624	$941,000	—	31 Dec 2016	13F
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/	13F	Company	— class O/S missing	76,100	$888,000	—	31 Dec 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	65,521	$763,000	—	31 Dec 2016	13F
Commonwealth Equity Services, Inc	13F	Company	— class O/S missing	59,801	$698,000	—	31 Dec 2016	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	49,486	$578,000	—	31 Dec 2016	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	40,950	$478,000	—	31 Dec 2016	13F
Sigma Planning Corp	13F	Company	— class O/S missing	39,959	$466,000	—	31 Dec 2016	13F
Jaffetilchin Investment Partners, LLC	13F	Company	— class O/S missing	38,093	$445,000	—	31 Dec 2016	13F
SHEETS SMITH WEALTH MANAGEMENT	13F	Company	— class O/S missing	37,600	$439,000	—	31 Dec 2016	13F
IFP Advisors, Inc	13F	Company	— class O/S missing	36,642	$428,000	—	31 Dec 2016	13F
Horizon Kinetics LLC	13F	Company	— class O/S missing	36,485	$426,000	—	31 Dec 2016	13F
Koshinski Asset Management, Inc.	13F	Company	— class O/S missing	35,917	$419,000	—	31 Dec 2016	13F
TELEMUS CAPITAL, LLC	13F	Company	— class O/S missing	34,150	$399,000	—	31 Dec 2016	13F
TIEMANN INVESTMENT ADVISORS, LLC	13F	Company	— class O/S missing	29,408	$343,000	—	31 Dec 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	27,718	$323,000	—	31 Dec 2016	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	26,875	$314,000	—	31 Dec 2016	13F
Curi Capital, LLC	13F	Company	— class O/S missing	26,049	$304,000	—	31 Dec 2016	13F
NEXT Financial Group, Inc	13F	Company	— class O/S missing	23,800	$278,000	—	31 Dec 2016	13F
Swift Run Capital Management, LLC	13F	Company	— class O/S missing	23,000	$268,000	—	31 Dec 2016	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	22,797	$266,000	—	31 Dec 2016	13F
Carnegie Investment Counsel	13F	Company	— class O/S missing	19,000	$221,000	—	31 Dec 2016	13F
GIRARD SECURITIES, INC.	13F	Company	— class O/S missing	18,206	$212,000	—	31 Dec 2016	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	17,341	$202,000	—	31 Dec 2016	13F
WEALTHSOURCE PARTNERS, LLC	13F	Company	— class O/S missing	16,502	$193,000	—	31 Dec 2016	13F

Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q1 2017

As of 31 Mar 2017, NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by 83 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 14,582,187 shares. The largest 10 holders included RESTRUCTURING CAPITAL ASSOCIATES LP, BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, Invesco Ltd., MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, Laurion Capital Management LP, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, and UBS Group AG. This page lists 83 institutional shareholders reporting positions in this security for the Q1 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders

Q1 2017 holders

Holder diff

Investor	Q4 2016 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q4 2016 Value $	Q1 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.