Security key
67072T108
- Type / Class
- Equity / COM
- Total 13F shares
- 14,582,187
- Share change
- +28,590
- Total reported value
- $167,849,188
- Price per share
- $11.51
- Number of holders
- 83
- Value change
- +$128,169
- Number of buys
- 47
- Number of sells
- 27
Report period
Q1 2017
Institutions
83
Top holders
10
JFR full security history
Newer quarter: Q2 2017
Previous quarter: Q4 2016
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
1,832,450
|
$21,385,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,691,646
|
$19,742,000 | — | 31 Dec 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,566,000
|
$18,275,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,563,024
|
$18,241,000 | — | 31 Dec 2016 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,215,933
|
$14,190,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
804,095
|
$9,384,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
764,299
|
$8,920,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
743,086
|
$8,672,000 | — | 31 Dec 2016 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
451,552
|
$5,270,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
388,292
|
$4,531,000 | — | 31 Dec 2016 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
386,184
|
$4,507,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
363,637
|
$4,251,000 | — | 31 Dec 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
243,464
|
$2,841,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
186,101
|
$2,172,000 | — | 31 Dec 2016 | |
| BECK CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
180,762
|
$2,109,000 | — | 31 Dec 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
144,835
|
$1,690,000 | — | 31 Dec 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
125,783
|
$1,468,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
110,489
|
$1,289,000 | — | 31 Dec 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
105,889
|
$1,236,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
105,779
|
$1,234,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
104,774
|
$1,223,000 | — | 31 Dec 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
104,772
|
$1,223,000 | — | 31 Dec 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
94,606
|
$1,123,000 | — | 31 Dec 2016 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
88,162
|
$1,029,000 | — | 31 Dec 2016 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$1,002,000 | — | 31 Dec 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
84,533
|
$986,000 | — | 31 Dec 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
80,624
|
$941,000 | — | 31 Dec 2016 | |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ |
13F
|
Company |
—
class O/S missing
|
76,100
|
$888,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
65,521
|
$763,000 | — | 31 Dec 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
59,801
|
$698,000 | — | 31 Dec 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
49,486
|
$578,000 | — | 31 Dec 2016 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
40,950
|
$478,000 | — | 31 Dec 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
39,959
|
$466,000 | — | 31 Dec 2016 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
38,093
|
$445,000 | — | 31 Dec 2016 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
37,600
|
$439,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
36,642
|
$428,000 | — | 31 Dec 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
36,485
|
$426,000 | — | 31 Dec 2016 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
35,917
|
$419,000 | — | 31 Dec 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
34,150
|
$399,000 | — | 31 Dec 2016 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
29,408
|
$343,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
27,718
|
$323,000 | — | 31 Dec 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
26,875
|
$314,000 | — | 31 Dec 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
26,049
|
$304,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
23,800
|
$278,000 | — | 31 Dec 2016 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$268,000 | — | 31 Dec 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
22,797
|
$266,000 | — | 31 Dec 2016 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
19,000
|
$221,000 | — | 31 Dec 2016 | |
| GIRARD SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
18,206
|
$212,000 | — | 31 Dec 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
17,341
|
$202,000 | — | 31 Dec 2016 | |
| WEALTHSOURCE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
16,502
|
$193,000 | — | 31 Dec 2016 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q1 2017
As of 31 Mar 2017,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
83 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,582,187 shares.
The largest 10 holders included
RESTRUCTURING CAPITAL ASSOCIATES LP, BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, Invesco Ltd., MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, Laurion Capital Management LP, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, and UBS Group AG.
This page lists
83
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
72
Q1 2017 holders
83
Holder diff
11
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.