Security key
67072T108
- Type / Class
- Equity / COM
- Total 13F shares
- 14,535,741
- Share change
- -3,030,272
- Total reported value
- $169,658,996
- Price per share
- $11.67
- Number of holders
- 72
- Value change
- -$34,875,175
- Number of buys
- 30
- Number of sells
- 30
Report period
Q4 2016
Institutions
72
Top holders
10
JFR full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
NUVEEN FLOATING RATE INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 67072T108
Recent filing periods:
Top shareholders of JFR - NUVEEN FLOATING RATE INCOME FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BAILLIE GIFFORD & CO |
13F
|
Company |
—
class O/S missing
|
2,750,000
|
$30,333,000 | — | 30 Sep 2016 | |
| RESTRUCTURING CAPITAL ASSOCIATES LP |
13F
|
Company |
—
class O/S missing
|
1,832,450
|
$20,212,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,730,604
|
$19,088,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,681,069
|
$18,542,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
1,478,803
|
$16,310,000 | — | 30 Sep 2016 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,240,914
|
$13,687,000 | — | 30 Sep 2016 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
1,124,624
|
$12,405,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
843,472
|
$9,304,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
806,706
|
$8,898,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
398,000
|
$4,390,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
309,935
|
$3,419,000 | — | 30 Sep 2016 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
307,572
|
$3,393,000 | — | 30 Sep 2016 | |
| Limestone Value Partners, LLC |
13F
|
Company |
—
class O/S missing
|
306,653
|
$3,382,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
295,362
|
$3,258,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
266,026
|
$2,926,000 | — | 30 Sep 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
265,000
|
$2,923,000 | — | 30 Sep 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
199,259
|
$2,198,000 | — | 30 Sep 2016 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
183,835
|
$2,028,000 | — | 30 Sep 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
129,779
|
$1,432,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
126,319
|
$1,393,000 | — | 30 Sep 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
124,742
|
$1,376,000 | — | 30 Sep 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
122,117
|
$1,347,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
115,021
|
$1,269,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
106,295
|
$1,173,000 | — | 30 Sep 2016 | |
| Edgemoor Investment Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
88,162
|
$972,000 | — | 30 Sep 2016 | |
| CONNING INC. |
13F
|
Company |
—
class O/S missing
|
85,900
|
$947,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
82,601
|
$911,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
79,246
|
$874,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
63,384
|
$697,000 | — | 30 Sep 2016 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
58,454
|
$643,000 | — | 30 Sep 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
46,932
|
$518,000 | — | 30 Sep 2016 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
42,000
|
$463,000 | — | 30 Sep 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
39,283
|
$433,000 | — | 30 Sep 2016 | |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
37,600
|
$415,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
36,285
|
$400,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
34,608
|
$382,000 | — | 30 Sep 2016 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
34,150
|
$377,000 | — | 30 Sep 2016 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
32,917
|
$363,000 | — | 30 Sep 2016 | |
| TIEMANN INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
29,358
|
$324,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
29,242
|
$323,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
23,141
|
$255,000 | — | 30 Sep 2016 | |
| Swift Run Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$254,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
22,707
|
$250,000 | — | 30 Sep 2016 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
—
class O/S missing
|
20,581
|
$227,000 | — | 30 Sep 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
18,875
|
$208,000 | — | 30 Sep 2016 | |
| Carnegie Investment Counsel |
13F
|
Company |
—
class O/S missing
|
19,000
|
$207,000 | — | 30 Sep 2016 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
18,172
|
$200,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
18,167
|
$200,000 | — | 30 Sep 2016 | |
| WEALTHSOURCE PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
15,182
|
$167,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
13,143
|
$147,000 | — | 30 Sep 2016 |
Institutional Holders of NUVEEN FLOATING RATE INCOME FUND - COM (JFR) as of Q4 2016
As of 31 Dec 2016,
NUVEEN FLOATING RATE INCOME FUND - COM (JFR) was held by
72 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
14,535,741 shares.
The largest 10 holders included
RESTRUCTURING CAPITAL ASSOCIATES LP, BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, Invesco Ltd., WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, BAILLIE GIFFORD & CO, and UBS Group AG.
This page lists
72
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
71
Q4 2016 holders
72
Holder diff
1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.