Security key
43010E404
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (HFRO)
CUSIP: 43010E404
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Shares, $0.001 par value
- Total 13F shares
- 27,155,992
- Total 13F value
- $292,425,438
- Share change
- +2,952,618
- SEC-reported price per share
- $10.77
- Number of holders
- 97
- Value change
- +$31,742,105
- Number of buys
- 59
- Number of sells
- 33
- Shares outstanding
- 55,390,630
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
97
Top holders
10
HFRO full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
HIGHLAND OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 43010E404
Recent filing periods:
Ownership snapshot
Top reported holders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 7.6%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 7.6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
7.6%
Thomas J. Herzfeld Advisors, Inc.
4.5%
ROYAL BANK OF CANADA
3.2%
Penserra Capital Management LLC
3%
Invesco Ltd.
2.5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
7.6%
|
$46,191,000
4,233,822 shares
|
— | 30 Jun 2021 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
4.5%
|
$27,301,000
2,502,355 shares
|
— | 30 Jun 2021 |
| ROYAL BANK OF CANADA |
13F
Company
|
3.2%
|
$19,141,000
1,754,402 shares
|
— | 30 Jun 2021 |
| Penserra Capital Management LLC |
13F
Company
|
3%
|
$18,182,000
1,666,592 shares
|
— | 30 Jun 2021 |
| Invesco Ltd. |
13F
Company
|
2.5%
|
$15,159,000
1,389,475 shares
|
— | 30 Jun 2021 |
| Matisse Capital |
13F
Company
|
2.5%
|
$15,023,000
1,377,000 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
97
Shares
27,155,992
Rows available
97
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
93
Q3 2021 holders
97
Holder diff
4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend