Security key
43010E404
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (HFRO)
CUSIP: 43010E404
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / Common Shares, $0.001 par value
- Total 13F shares
- 32,831,977
- Total 13F value
- $280,085,086
- Share change
- +303,081
- SEC-reported price per share
- $8.53
- Number of holders
- 107
- Value change
- -$1,743,487
- Number of buys
- 51
- Number of sells
- 51
- Shares outstanding
- 55,390,630
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2020
Institutions
107
Top holders
10
HFRO full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2020
Previous quarter: Q4 2019
HIGHLAND OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 43010E404
Recent filing periods:
Ownership snapshot
Top reported holders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
31 Dec 2019
13F
Lead comparable stake: 7.1%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 7.1%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
7.1%
RIVERNORTH CAPITAL MANAGEMENT, LLC
4.9%
UNITED CAPITAL FINANCIAL ADVISORS...
4.1%
DAVIDSON KEMPNER CAPITAL MANAGEME...
3.8%
RAYMOND JAMES & ASSOCIATES
3.3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
7.1%
|
$48,760,000
3,922,751 shares
|
— | 31 Dec 2019 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
4.9%
|
$33,890,000
2,726,491 shares
|
— | 31 Dec 2019 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
Company
|
4.1%
|
$28,420,000
2,286,389 shares
|
— | 31 Dec 2019 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP |
13F
Company
|
3.8%
|
$26,144,000
2,103,279 shares
|
— | 31 Dec 2019 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
3.3%
|
$22,420,000
1,803,708 shares
|
— | 31 Dec 2019 |
| BlackRock Finance, Inc. |
13F
Company
|
3.1%
|
$21,442,000
1,725,000 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
107
Shares
32,831,977
Rows available
107
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
102
Q1 2020 holders
107
Holder diff
5
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend