Q4 2017 13F Holders as of 31 Dec 2017
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Type / Class
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Equity / Common Shares, $0.001 par value
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Shares outstanding
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55,361,786
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Number of holders
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54
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Total 13F shares, excl. options
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23,612,130
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Shares change
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+21,410,975
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Total reported value, excl. options
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$365,747,000
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Value change
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+$331,630,000
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Number of buys
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46
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Price
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$15.5
Significant Holders of HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (HFRO) as of Q4 2017
54 filings reported holding HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value as of Q4 2017.
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (HFRO) has 54 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 23,612,130 shares
of 55,361,786 outstanding shares and own 42.65% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (7,527,774 shares), UNITED CAPITAL FINANCIAL ADVISERS, LLC (2,604,942 shares), Burford Capital Investment Management LLC (2,018,762 shares), WELLS FARGO & COMPANY/MN (1,815,119 shares), RAYMOND JAMES & ASSOCIATES (1,575,584 shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (1,271,587 shares), ROYAL BANK OF CANADA (861,482 shares), Ionic Capital Management LLC (832,072 shares), Cambridge Investment Research Advisors, Inc. (687,349 shares), and STONEHILL CAPITAL MANAGEMENT LLC (649,735 shares).
This table shows the top 54 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.