Security Snapshot

Heritage Global Inc. - Common Stock (HGBL) Institutional Ownership

CUSIP: 42727E103

13F Institutional Holders and Ownership History from Q4 2018 to Q3 2026

13F reference period

Q3 2026

Institutions Reporting

14

Shares (Excl. Options)

5.72MFull value: 5,723,585 · shares · 30 Sep 2026

Price

$1.30

The headline uses the Q3 2026 reference period after its reporting deadline. Available reports may still be incomplete or amended.

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Security type / class
Equity / Common Stock
Symbol
HGBL on Nasdaq
All holders as of 30 Sep 2026
Q3 2026
Total 13F shares
5,723,585
Latest holder snapshot 5 signals
Total 13F value
$7,440,133
Portfolio coverage rank
0%
Share change
-1,920,418
Value change
-$2,345,070
Number of holders
14
Issuer context Names, identifiers, and filing context for this profile. 3 identity fields
Shares outstanding
34,647,500
SEC-reported price per share
$1.30
Insider filing price
$1.30
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Filing notes and source

Key facts

  • HGBL - Heritage Global Inc. - Common Stock is tracked under CUSIP 42727E103.
  • 14 institutions reported positions in Q3 2026.
  • 5 significant owners is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 36 to 14 between Q2 2026 and Q3 2026.
  • SEC-reported value moved from
    $14.31MFull value: $14,310,332 · USD · 30 Jun 2026
    to
    $7.44MFull value: $7,440,133 · USD · 30 Sep 2026
    .

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 14 institutions filings for Q3 2026.

Open SEC evidence

Security key

42727E103

13F reference period

Q3 2026

13F holders

14

13D/G owners

5

CIK / CUSIP context first

Open Q3 2026 holders HGBL full holder history Heritage Global Inc. SEC filings Heritage Global Inc. company facts Heritage Global Inc. insider transactions

Broader feeds

Latest 13F filings Latest 13D/G filings All securities

13D/G owners

Significant owners

Large-stake holder rows connected to Schedule 13D/G evidence.

Rows
5
Security
HGBL
Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Mink Brook Asset Management LLC 6.4% +23% $2,976,880 +$493,743 2,238,256 +20% Mink Brook Asset Management LLC 31 Mar 2026
DOVE ROSS 5.8% $2,749,807 2,021,917 Ross Dove 25 Sep 2026
Topline Capital Management, LLC 5.1% $4,201,069 1,927,096 Topline Capital Management, LLC 31 Dec 2024
VANGUARD CAPITAL MANAGEMENT LLC 4.5% -15% $1,901,729 -$317,851 1,571,677 -14% Vanguard Capital Management 30 Jun 2026
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 3.8% -39% $1,711,586 -$1,205,806 1,316,605 -41% Punch & Associates Investment Management, Inc. 30 Sep 2026
As of 30 Sep 2026, 14 institutional investors reported holding
5.72MFull value: 5,723,585 · shares · 30 Sep 2026
shares of Heritage Global Inc. - Common Stock (HGBL). This represents 17% of the company’s total
34.65MFull value: 34,647,500 · shares · Stored outstanding share count
outstanding shares.

13F concentration

Top 18 institutional shareholders

Largest 13F positions for this security by reported shares and value.

Top holder share
17%
Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Mink Brook Asset Management LLC 6.6% 2,273,077 0% 1.4% $2,955,000
VANGUARD CAPITAL MANAGEMENT LLC 3.5% 1,226,190 -12% 0% $1,594,047
Koshinski Asset Management, Inc. 2.6% 917,304 0% 0.06% $1,192,495
GEODE CAPITAL MANAGEMENT, LLC 0.98% 340,651 -5.2% 0% $442,969
RENAISSANCE TECHNOLOGIES LLC 0.65% 223,500 -10% 0% $290,550
Ridgewood Investments LLC 0.6% 207,165 -6.8% 0.1% $269,315
DIMENSIONAL FUND ADVISORS LP 0.49% 170,838 -4.7% 0% $222,090
VANGUARD FIDUCIARY TRUST CO 0.48% 167,270 0% 0% $217,451
STATE STREET CORP 0.34% 116,566 0% 0% $151,536
NorthRock Partners, LLC 0.1% 34,139 0% 0% $44,381
MORGAN STANLEY 0.05% 18,668 0% 0% $24,268
TD Waterhouse Canada Inc. 0.05% 17,434 +2398% 0% $22,013
Vanguard Global Advisers, LLC 0.03% 10,769 0% 0% $14,000
Farther Finance Advisors, LLC 0% 14 0% $18
EVERGREEN CAPITAL MANAGEMENT LLC 0% 0 -100% $0
Truffle Hound Capital, LLC 0% 0 -100% $0
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0% 0 -100% $0
Militia Capital Management LLC 0% 0 -100% $0

Quarter history

Institutional holders across reporting periods

Holder count, reported shares/value, and median price by quarter.

Periods
29
Headline period
Q3 2026
Rows shown
1-25 of 29
Period 13F Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q3 5,723,585 $7,440,133 -$2,345,070 $1.30 14
2026 Q2 11,826,487 $14,310,332 -$1,021,220 $1.21 36
2026 Q1 12,612,497 $17,162,703 -$664,035 $1.36 38
2025 Q4 13,285,473 $16,473,164 +$419,355 $1.24 41
2025 Q3 13,150,414 $21,827,998 +$394,019 $1.66 38
2025 Q2 12,943,198 $28,735,492 -$1,733,425 $2.22 38
2025 Q1 13,747,567 $29,969,951 +$394,014 $2.18 42
2024 Q4 13,590,193 $25,245,361 -$648,156 $1.85 38
2024 Q3 8,937,827 $15,190,006 -$1,011,213 $1.70 41
2024 Q2 9,446,235 $23,216,503 -$1,454,861 $2.46 48
2024 Q1 9,996,645 $26,398,087 -$31,669 $2.64 54
2023 Q4 10,007,190 $27,860,558 -$2,708 $2.78 53
2023 Q3 9,803,220 $30,614,496 -$1,432,733 $3.12 56
2023 Q2 10,066,683 $36,433,974 +$9,035,244 $3.62 49
2023 Q1 7,574,759 $21,737,445 +$5,475,135 $2.87 26
2022 Q4 5,672,598 $13,328,775 +$150,581 $2.35 25
2022 Q3 5,636,739 $9,075,072 -$1,722,964 $1.61 21
2022 Q2 6,810,696 $10,216,068 +$2,551,322 $1.50 18
2022 Q1 5,112,354 $6,901,056 -$2,500,505 $1.35 19
2021 Q4 6,402,896 $11,969,314 +$278,672 $1.87 20
2021 Q3 6,253,481 $12,256,188 +$1,897,252 $1.96 18
2021 Q2 5,267,751 $13,328,051 -$630,935 $2.53 19
2021 Q1 5,508,115 $15,695,057 +$4,751,668 $2.85 16
2020 Q4 3,843,523 $10,178,053 +$9,056,157 $2.66 15
2020 Q3 440,616 $1,009,046 +$1,009,046 $2.29 9
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