Comparable stake leader
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
SEC ownership of Heritage Global Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000849145.
Disclosed value leader
Allan C. Silber
Comparable rows
5/50
Latest evidence
02 Nov 2026
- Public ticker
- HGBL on Nasdaq
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
5 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
02 Nov 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0000849145
- Issuer location
- San Diego, CA
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Heritage Global Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PUNCH & ASSOCIATES INVEST...
Disclosed value leader
Allan C. Silber
Comparable rows
5/50
Latest evidence
02 Nov 2026
13D/G
13F
3/4/5
Lead comparable stake: 6.5%
45 rows are not safely comparable across share classes.
13D/G row: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Showing 1-8 of 50 holder rows.
Quick read
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. leads the comparable SEC ownership view at 6.5%.
5 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.'s linked filing trail.
Comparable ownership
Top 5
PUNCH & ASSOCIATES INVESTMENT MAN...
6.5%
Mink Brook Asset Management LLC
6.4%
Ross Dove
5.8%
Topline Capital Management, LLC
5.1%
VANGUARD CAPITAL MANAGEMENT LLC
4.5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13D/G
13F
Company
|
6.5%
Reported 13D/G
· 31 Mar 2026
|
$3,052,041
2,244,148 shares
|
$0 | 31 Mar 2026 |
| Mink Brook Asset Management LLC |
13D/G
13F
Company
|
6.4%
Reported 13D/G
· 31 Mar 2026
|
$2,976,880
2,238,256 shares
|
+$493,743 | 31 Mar 2026 |
| Ross Dove |
13D/G
3/4/5
CEO, Director
|
5.8%
Reported 13D/G
· 25 Sep 2026
|
$2,749,807
2,021,917 shares
|
$0 | 25 Sep 2026 |
| Topline Capital Management, LLC |
3/4/5
13D/G
13F
Other* · Company
|
5.1%
Reported 13D/G
· 31 Dec 2024
|
$10,310,972
3,617,885 shares
|
— | 14 Apr 2023 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13D/G
13F
Vanguard Capital Management · Company
|
4.5%
Reported 13D/G
· 30 Jun 2026
|
$1,901,729
1,571,677 shares
|
-$317,851 | 30 Jun 2026 |
| Allan C. Silber |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$10,319,739
3,620,961 shares
|
— | 01 Sep 2021 |
| Topline Capital Partners, LP |
3/4/5
10%+ Owner
|
—
denominator unverified
|
$10,310,972
3,617,885 shares
|
— | 14 Apr 2023 |
| Ludwig David van |
3/4/5
President of subsidiary, Director
|
—
denominator unverified
|
$1,773,944
900,479 shares
|
— | 11 Mar 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to buying over the last 12 months. Net value: +$92,039.
Buys
$529,925
Insiders: 4
Sells
$437,886
Insiders: 2
Net
+$92,039
Shares: +86,096
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 416,000
Shares: 329,904
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 390,000 | 307,500 | $498,335 | $408,425 | +$89,910 |
| 3-6 | 26,000 | 0 | $31,590 | $0 | +$31,590 |
| 6-9 | 0 | 11,202 | $0 | $14,861 | -$14,861 |
| 9-12 | 0 | 11,202 | $0 | $14,600 | -$14,600 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-16 of 16 reporting-owner rows connected to Heritage Global Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
16
Largest Forms 3/4/5 holder
Allan C. Silber
Net 12M change
+$92.04K
Full value: +$92,039 · USD · 12-month changeLatest report
02 Nov 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Allan C. Silber | 10%+ Owner | $10,319,739 | Mixed | 01 Sep 2021 | ||
| Topline Capital Management, LLC | Other* | $10,310,972 | Mixed | 14 Apr 2023 | ||
| Topline Capital Partners, LP | 10%+ Owner | $10,310,972 | Mixed | 14 Apr 2023 | ||
| Ross Dove | CEO, Director | $2,689,149 | -$399,000 | -13% | Filing P/S | 25 Sep 2026 |
| Ludwig David van | President of subsidiary, Director | $1,773,944 | Filing P/S | 11 Mar 2025 | ||
| William L. Burnham | Director | $483,700 | +$399,000 | +471% | Mixed | 25 Sep 2026 |
| Samuel L. Shimer | Director | $437,100 | Mixed | 05 Mar 2026 | ||
| Michael Hexner | Director | $337,408 | Mixed | 05 Mar 2026 | ||
| James Edward Sklar | EVP, Gen Counsel & Secretary | $307,365 | -$38,886 | -11% | Filing P/S | 02 Nov 2026 |
| Ludwig Thomas van | President, NLEX | $302,746 | Mixed | 14 May 2026 | ||
| Brian J. Cobb | Cfo | $269,888 | +$22,000 | +8.9% | Filing P/S | 20 Aug 2026 |
| Nicholas Kirk Dove | President, Industrial Assets | $204,414 | +$97,530 | +91% | Filing P/S | 17 Aug 2026 |
| Barbara A. Sinsley | Director | $125,612 | Mixed | 05 Mar 2026 | ||
| Kelly S. Sharpe | Director | $118,792 | Mixed | 05 Mar 2026 | ||
| Shirley Cho | Director | $85,500 | Mixed | 31 Mar 2023 | ||
| Bruce Kenneth Hounsell | President, Heritage DebtX LLC | $11,395 | +$11,395 | +100% | Filing P/S | 17 Aug 2026 |
Recent insider transactions for Heritage Global Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| James Edward Sklar | HGBL | Common Stock | Sale | -0.99% | -$3,075 | $1.23 | -2,500 | 249,891 | 02 Nov 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -0.98% | -$3,175 | $1.27 | -2,500 | 252,391 | 01 Oct 2026 | Direct |
| Ross Dove | HGBL | Common Stock | Sale | -12.9% | -$399,000 | $1.33 | -300,000 | 2,021,917 | 25 Sep 2026 | Direct |
| William L. Burnham | HGBL | Common Stock | Purchase | $399,000 | $1.33 | 300,000 | 300,000 | 25 Sep 2026 | By Inductive Capital LP | |
| James Edward Sklar | HGBL | Common Stock | Sale | -0.97% | -$3,175 | $1.27 | -2,500 | 254,891 | 01 Sep 2026 | Direct |
| Brian J. Cobb | HGBL | Common Stock | Purchase | 8.87% | $22,000 | $1.10 | 20,000 | 245,353 | 20 Aug 2026 | Direct |
| Bruce Kenneth Hounsell | HGBL | Common Stock | Purchase | $11,395 | $1.14 | 10,000 | 10,000 | 17 Aug 2026 | Direct | |
| Nicholas Kirk Dove | HGBL | Common Stock | Purchase | 47.6% | $65,940 | $1.10 | 60,000 | 186,000 | 17 Aug 2026 | Direct |
| Nicholas Kirk Dove | HGBL | Common Stock | Purchase | 26% | $31,590 | $1.22 | 26,000 | 126,000 | 21 May 2026 | Direct |
| Ludwig Thomas van | HGBL | Common Stock | Tax liability | 12% | 23,919 | 222,608 | 14 May 2026 | Direct | ||
| Ludwig Thomas van | HGBL | Common Stock | Options Exercise | 14.8% | 31,875 | 246,527 | 14 May 2026 | Direct | ||
| Ludwig Thomas van | HGBL | Options to purchase common stock | Options Exercise | -27.3% | -31,875 | 85,000 | 14 May 2026 | Direct | ||
| James Edward Sklar | HGBL | Common Stock | Sale | -1.43% | -$4,966 | $1.33 | -3,734 | 257,391 | 01 May 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.41% | -$5,041 | $1.35 | -3,734 | 261,125 | 01 Apr 2026 | Direct |
| Kelly S. Sharpe | HGBL | Common Stock | Award | 26.4% | 20,000 | 95,800 | 05 Mar 2026 | Direct | ||
| Samuel L. Shimer | HGBL | Common Stock | Award | 6.02% | 20,000 | 352,500 | 05 Mar 2026 | Direct | ||
| Michael Hexner | HGBL | Common Stock | Award | 7.93% | 20,000 | 272,104 | 05 Mar 2026 | Direct | ||
| Barbara A. Sinsley | HGBL | Common Stock | Award | 24.6% | 20,000 | 101,300 | 05 Mar 2026 | Direct | ||
| William L. Burnham | HGBL | Common Stock | Award | 40% | 20,000 | 70,000 | 05 Mar 2026 | Direct | ||
| James Edward Sklar | HGBL | Common Stock | Sale | -1.39% | -$4,854 | $1.30 | -3,734 | 264,859 | 02 Mar 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.37% | -$5,116 | $1.37 | -3,734 | 268,593 | 02 Feb 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.35% | -$4,593 | $1.23 | -3,734 | 272,327 | 02 Jan 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.33% | -$4,892 | $1.31 | -3,734 | 276,061 | 01 Dec 2025 | Direct |
* marks a reported price that did not pass the local price check.