Comparable stake leader
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
SEC ownership of Heritage Global Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000849145.
Disclosed value leader
Allan C. Silber
Comparable rows
45/50
Latest evidence
21 May 2026
- Public ticker
- HGBL on Nasdaq
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
45 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
21 May 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0000849145
- Issuer location
- San Diego, CA
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Heritage Global Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PUNCH & ASSOCIATES INVEST...
Disclosed value leader
Allan C. Silber
Comparable rows
45/50
Latest evidence
21 May 2026
13D/G
13F
3/4/5
Lead comparable stake: 6.5%
5 rows are not safely comparable across share classes.
13D/G row: PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Showing 1-8 of 50 holder rows.
Quick read
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. leads the comparable SEC ownership view at 6.5%.
45 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.'s linked filing trail.
Comparable ownership
Top 5
PUNCH & ASSOCIATES INVESTMENT MAN...
6.5%
Mink Brook Asset Management LLC
6.4%
Topline Capital Management, LLC
5.1%
VANGUARD CAPITAL MANAGEMENT LLC
4.5%
Samuel L. Shimer
1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13D/G
13F
Company
|
6.5%
|
$3,052,041
2,244,148 shares
|
$0 | 31 Mar 2026 |
| Mink Brook Asset Management LLC |
13F
13D/G
Company
|
6.4%
from 13D/G
|
$3,044,028
2,238,256 shares
|
— | 31 Mar 2026 |
| Topline Capital Management, LLC |
3/4/5
13D/G
13F
Other* · Company
|
5.1%
from 13D/G
|
$10,310,972
3,617,885 shares
|
— | 14 Apr 2023 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
13D/G
Company · Vanguard Capital Management
|
4.5%
from 13D/G
|
$2,254,264
1,657,547 shares
|
— | 31 Mar 2026 |
| Samuel L. Shimer |
3/4/5
Director
|
1%
|
$437,100
352,500 shares
|
— | 05 Mar 2026 |
| Michael Hexner |
3/4/5
Director
|
0.78%
|
$337,408
272,104 shares
|
— | 05 Mar 2026 |
| James Edward Sklar |
3/4/5
EVP, Gen Counsel & Secretary
|
0.74%
|
$342,330
257,391 shares
|
-$46,974 | 01 May 2026 |
| Nicholas Kirk Dove |
3/4/5
President, Industrial Assets
|
0.36%
|
$153,090
126,000 shares
|
+$31,590 | 21 May 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$15,384.
Buys
$31,590
Insiders: 1
Sells
$46,974
Insiders: 1
Net
-$15,384
Shares: -7,606
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 26,000
Shares: 33,606
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 26,000 | 0 | $31,590 | $0 | +$31,590 |
| 3-6 | 0 | 11,202 | $0 | $14,861 | -$14,861 |
| 6-9 | 0 | 11,202 | $0 | $14,600 | -$14,600 |
| 9-12 | 0 | 11,202 | $0 | $17,512 | -$17,512 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-16 of 16 reporting-owner rows connected to Heritage Global Inc.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
16
Largest Forms 3/4/5 holder
Allan C. Silber
Net 12M change
-$15,384
Latest report
21 May 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Allan C. Silber | 10%+ Owner | $10,319,739 | Mixed | 01 Sep 2021 | ||
| Topline Capital Partners, LP | 10%+ Owner | $10,310,972 | Mixed | 14 Apr 2023 | ||
| Topline Capital Management, LLC | Other* | $10,310,972 | Mixed | 14 Apr 2023 | ||
| Ross Dove | CEO, Director | $4,899,245 | Mixed | 25 Mar 2025 | ||
| Ludwig David van | President of subsidiary, Director | $1,773,944 | Filing P/S | 11 Mar 2025 | ||
| Brian J. Cobb | Cfo | $475,495 | Mixed | 25 Mar 2025 | ||
| Samuel L. Shimer | Director | $437,100 | Mixed | 05 Mar 2026 | ||
| James Edward Sklar | EVP, Gen Counsel & Secretary | $342,330 | -$46,974 | -12% | Filing P/S | 01 May 2026 |
| Michael Hexner | Director | $337,408 | Mixed | 05 Mar 2026 | ||
| Ludwig Thomas van | President, NLEX | $302,746 | Mixed | 14 May 2026 | ||
| Nicholas Kirk Dove | President, Industrial Assets | $153,090 | +$31,590 | +26% | Filing P/S | 21 May 2026 |
| Barbara A. Sinsley | Director | $125,612 | Mixed | 05 Mar 2026 | ||
| Kelly S. Sharpe | Director | $118,792 | Mixed | 05 Mar 2026 | ||
| William L. Burnham | Director | $86,800 | Mixed | 05 Mar 2026 | ||
| Shirley Cho | Director | $85,500 | Mixed | 31 Mar 2023 | ||
| Bruce Kenneth Hounsell | President, Heritage DebtX LLC | Mixed | 26 Jan 2026 |
Recent insider transactions for Heritage Global Inc.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Nicholas Kirk Dove | HGBL | Common Stock | Purchase | 26% | $31,590 | $1.22 | 26,000 | 126,000 | 21 May 2026 | Direct |
| Ludwig Thomas van | HGBL | Common Stock | Tax liability | 12% | 23,919 | 222,608 | 14 May 2026 | Direct | ||
| Ludwig Thomas van | HGBL | Common Stock | Options Exercise | 14.8% | 31,875 | 246,527 | 14 May 2026 | Direct | ||
| Ludwig Thomas van | HGBL | Options to purchase common stock | Options Exercise | -27.3% | -31,875 | 85,000 | 14 May 2026 | Direct | ||
| James Edward Sklar | HGBL | Common Stock | Sale | -1.43% | $4,966 | $1.33 | -3,734 | 257,391 | 01 May 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.41% | $5,041 | $1.35 | -3,734 | 261,125 | 01 Apr 2026 | Direct |
| Kelly S. Sharpe | HGBL | Common Stock | Award | 26.4% | 20,000 | 95,800 | 05 Mar 2026 | Direct | ||
| Samuel L. Shimer | HGBL | Common Stock | Award | 6.02% | 20,000 | 352,500 | 05 Mar 2026 | Direct | ||
| Michael Hexner | HGBL | Common Stock | Award | 7.93% | 20,000 | 272,104 | 05 Mar 2026 | Direct | ||
| Barbara A. Sinsley | HGBL | Common Stock | Award | 24.6% | 20,000 | 101,300 | 05 Mar 2026 | Direct | ||
| William L. Burnham | HGBL | Common Stock | Award | 40% | 20,000 | 70,000 | 05 Mar 2026 | Direct | ||
| James Edward Sklar | HGBL | Common Stock | Sale | -1.39% | $4,854 | $1.30 | -3,734 | 264,859 | 02 Mar 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.37% | $5,116 | $1.37 | -3,734 | 268,593 | 02 Feb 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.35% | $4,593 | $1.23 | -3,734 | 272,327 | 02 Jan 2026 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.33% | $4,892 | $1.31 | -3,734 | 276,061 | 01 Dec 2025 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -1.32% | $5,340 | $1.43 | -3,734 | 279,795 | 03 Nov 2025 | Direct |
| James Edward Sklar | HGBL | Common Stock | Sale | -2.57% | $12,173 | $1.63 | -7,468 | 283,529 | 01 Oct 2025 | Direct |
* marks a reported price that did not pass the local price check.