Security key
42727E103
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 34,525,354
- Total 13F shares
- 5,672,598
- Share change
- +35,859
- Total reported value
- $13,328,775
- Price per share
- $2.35
- Number of holders
- 25
- Value change
- +$150,581
- Number of buys
- 15
- Number of sells
- 9
Report period
Q4 2022
Institutions
25
Top holders
10
HGBL full security history
Newer quarter: Q1 2023
Previous quarter: Q3 2022
Heritage Global Inc. SEC filings
Heritage Global Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 42727E103
Recent filing periods:
Top shareholders of HGBL - Heritage Global Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
7.5%
|
2,606,030
|
$4,196,000 | — | 30 Sep 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.5%
|
1,206,889
|
$1,943,000 | — | 30 Sep 2022 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
1.2%
|
413,424
|
$666,000 | — | 30 Sep 2022 | |
| Ancora Advisors LLC |
13F
|
Company |
1.2%
|
407,160
|
$656,000 | — | 30 Sep 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.7%
|
242,927
|
$391,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.46%
|
160,000
|
$258,000 | — | 30 Sep 2022 | |
| Ridgewood Investments LLC |
13F
|
Company |
0.44%
|
153,000
|
$246,000 | — | 30 Sep 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.28%
|
95,671
|
$154,000 | — | 30 Sep 2022 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.24%
|
84,122
|
$135,000 | — | 30 Sep 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.22%
|
75,488
|
$121,000 | — | 30 Sep 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.13%
|
46,092
|
$74,000 | — | 30 Sep 2022 | |
| BAILARD, INC. |
13F
|
Company |
0.09%
|
31,718
|
$51,000 | — | 30 Sep 2022 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0.09%
|
30,000
|
$48,000 | — | 30 Sep 2022 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.08%
|
26,003
|
$42,000 | — | 30 Sep 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.07%
|
23,870
|
$38,000 | — | 30 Sep 2022 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.04%
|
14,608
|
$24,000 | — | 30 Sep 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
12,981
|
$21,000 | — | 30 Sep 2022 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.01%
|
4,000
|
$6,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
3,572
|
$6,000 | — | 30 Sep 2022 | |
| Archer Investment Corp |
13F
|
Company |
0%
|
25
|
$40 | — | 30 Sep 2022 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
20
|
$32 | — | 30 Sep 2022 | |
| Allan C. Silber |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
3,620,961
|
$10,319,739 | — | 01 Sep 2021 |
Institutional Holders of Heritage Global Inc. - Common Stock (HGBL) as of Q4 2022
As of 31 Dec 2022,
Heritage Global Inc. - Common Stock (HGBL) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,672,598 shares.
The largest 10 holders included
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., VANGUARD GROUP INC, PERRITT CAPITAL MANAGEMENT INC, Ancora Advisors, LLC, GEODE CAPITAL MANAGEMENT, LLC, Ridgewood Investments LLC, WEDBUSH SECURITIES INC, RENAISSANCE TECHNOLOGIES LLC, CIBC WORLD MARKET INC., and BlackRock Inc..
This page lists
25
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
21
Q4 2022 holders
25
Holder diff
4
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.