Security key
42727E103
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 5,508,115
- Total 13F value
- $15,695,057
- Share change
- +1,664,592
- SEC-reported price per share
- $2.85
- Number of holders
- 16
- Value change
- +$4,751,668
- Number of buys
- 11
- Number of sells
- 5
- Shares outstanding
- 34,525,354
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2021
Institutions
16
Top holders
10
HGBL full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
Heritage Global Inc. SEC filings
Heritage Global Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 42727E103
Recent filing periods:
Ownership snapshot
Top reported holders of HGBL - Heritage Global Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PUNCH & ASSOCIATES INVEST...
Disclosed value leader
PUNCH & ASSOCIATES INVEST...
Comparable rows
15/15
Latest evidence
31 Dec 2020
13F
Lead comparable stake: 6.3%
Showing 1-6 of 15 holder rows.
Quick read
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. leads the comparable SEC ownership view at 6.3%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.'s linked filing trail.
Comparable ownership
Top 5
PUNCH & ASSOCIATES INVESTMENT MAN...
6.3%
VANGUARD GROUP INC
3.2%
Ancora Advisors LLC
0.43%
Ridgewood Investments LLC
0.36%
CIBC WORLD MARKET INC.
0.23%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
6.3%
|
$5,742,000
2,158,630 shares
|
— | 31 Dec 2020 |
| VANGUARD GROUP INC |
13F
Company
|
3.2%
|
$2,930,000
1,101,501 shares
|
— | 31 Dec 2020 |
| Ancora Advisors LLC |
13F
Company
|
0.43%
|
$394,000
148,006 shares
|
— | 31 Dec 2020 |
| Ridgewood Investments LLC |
13F
Company
|
0.36%
|
$286,000
125,000 shares
|
— | 31 Dec 2020 |
| CIBC WORLD MARKET INC. |
13F
Company
|
0.23%
|
$214,000
80,392 shares
|
— | 31 Dec 2020 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
0.23%
|
$213,000
80,249 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
16
Shares
5,508,115
Rows available
16
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
15
Q1 2021 holders
16
Holder diff
1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend