Security key
42727E103
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 34,525,354
- Total 13F shares
- 10,066,683
- Share change
- +2,491,924
- Total reported value
- $36,433,974
- Price per share
- $3.62
- Number of holders
- 49
- Value change
- +$9,035,244
- Number of buys
- 35
- Number of sells
- 8
Report period
Q2 2023
Institutions
49
Top holders
10
HGBL full security history
Newer quarter: Q3 2023
Previous quarter: Q1 2023
Heritage Global Inc. SEC filings
Heritage Global Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 42727E103
Recent filing periods:
Top shareholders of HGBL - Heritage Global Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
7%
|
2,430,750
|
$6,976,252 | — | 31 Mar 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
5.2%
|
1,780,238
|
$5,109,283 | — | 31 Mar 2023 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
4.4%
|
1,510,829
|
$4,336,079 | — | 31 Mar 2023 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
1.1%
|
383,091
|
$1,099,471 | — | 31 Mar 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0.8%
|
276,279
|
$792,921 | — | 31 Mar 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.79%
|
271,440
|
$779,032 | — | 31 Mar 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.52%
|
178,217
|
$511,000 | — | 31 Mar 2023 | |
| Ridgewood Investments LLC |
13F
|
Company |
0.47%
|
163,000
|
$467,810 | — | 31 Mar 2023 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.24%
|
84,122
|
$241,000 | — | 31 Mar 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.23%
|
77,760
|
$223,171 | — | 31 Mar 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.21%
|
72,332
|
$207,592 | — | 31 Mar 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.19%
|
66,500
|
$191,000 | — | 31 Mar 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.19%
|
66,244
|
$190,120 | — | 31 Mar 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.14%
|
48,770
|
$139,970 | — | 31 Mar 2023 | |
| Hillsdale Investment Management Inc. |
13F
|
Company |
0.12%
|
41,500
|
$119,105 | — | 31 Mar 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.09%
|
29,904
|
$85,824 | — | 31 Mar 2023 | |
| Naviter Wealth, LLC |
13F
|
Company |
0.09%
|
29,421
|
$84,438 | — | 31 Mar 2023 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.06%
|
21,373
|
$60,000 | — | 31 Mar 2023 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.05%
|
16,600
|
$47,642 | — | 31 Mar 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.04%
|
15,155
|
$43,494 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
6,975
|
$20,018 | — | 31 Mar 2023 | |
| Parallel Advisors, LLC |
13F
|
Company |
0.01%
|
4,000
|
$11,480 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
212
|
$608 | — | 31 Mar 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
208
|
$1,000 | — | 31 Mar 2023 | |
| Archer Investment Corp |
13F
|
Company |
0%
|
25
|
$72 | — | 31 Mar 2023 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
20
|
$57 | — | 31 Mar 2023 | |
| CarsonAllaria Wealth Management, Ltd. |
13F
|
Company |
0%
|
2
|
$6 | — | 31 Mar 2023 | |
| Allan C. Silber |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
3,620,961
|
$10,319,739 | — | 01 Sep 2021 | |
| Topline Capital Partners, LP |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
3,617,885
|
$10,310,972 | — | 14 Apr 2023 | |
| Topline Capital Management, LLC |
3/4/5
|
Other* |
—
class O/S missing
|
3,617,885
|
$10,310,972 | — | 14 Apr 2023 | |
| Shirley Cho |
3/4/5
|
Director |
—
class O/S missing
|
30,000
|
$85,500 | — | 31 Mar 2023 |
Institutional Holders of Heritage Global Inc. - Common Stock (HGBL) as of Q2 2023
As of 30 Jun 2023,
Heritage Global Inc. - Common Stock (HGBL) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,066,683 shares.
The largest 10 holders included
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., VANGUARD GROUP INC, Koshinski Asset Management, Inc., EAM Investors, LLC, RENAISSANCE TECHNOLOGIES LLC, PERRITT CAPITAL MANAGEMENT INC, Mutual Advisors, LLC, MORGAN STANLEY, GEODE CAPITAL MANAGEMENT, LLC, and Uniplan Investment Counsel, Inc..
This page lists
49
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
26
Q2 2023 holders
49
Holder diff
23
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.