What does CUSIP 427096508 represent in this 13F holders report?

CUSIP 427096508 is the security identifier for HTGC - Hercules Capital, Inc. - COM used to aggregate holder disclosures.

How many institutions held HTGC - Hercules Capital, Inc. - COM in Q3 2015?

142 institutional investors reported HTGC - Hercules Capital, Inc. - COM for Q3 2015. Use the holders table for investor-level position and value details.

Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class: Equity / COM
Total 13F shares: 29,341,885
Share change: +1,381,948
Total reported value: $297,043,622
Put/Call ratio: 177%
Price per share: $10.11
Number of holders: 142
Value change: +$13,172,376
Number of buys: 68
Number of sells: 69

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2015
Previous quarter: Q2 2015

Recent filing periods for CUSIP 427096508:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HTGC - Hercules Capital, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	— class O/S missing	2,996,380	$34,608,000	—	30 Jun 2015	13F
EDGE ASSET MANAGEMENT, INC	13F	Company	— class O/S missing	1,648,581	$19,042,000	—	30 Jun 2015	13F
UBS Group AG	13F	Company	— class O/S missing	1,623,727	$18,754,000	—	30 Jun 2015	13F
Invesco Ltd.	13F	Company	— class O/S missing	1,515,289	$17,501,000	—	30 Jun 2015	13F
Advisors Capital Management, LLC	13F	Company	— class O/S missing	1,090,049	$12,590,000	—	30 Jun 2015	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	— class O/S missing	1,042,394	$12,040,000	—	30 Jun 2015	13F
CARDINAL CAPITAL MANAGEMENT LLC /CT	13F	Company	— class O/S missing	1,016,565	$11,741,000	—	30 Jun 2015	13F
LSV ASSET MANAGEMENT	13F	Company	— class O/S missing	973,883	$11,248,000	—	30 Jun 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	966,626	$11,166,000	—	30 Jun 2015	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	— class O/S missing	926,625	$10,703,000	—	30 Jun 2015	13F
LOOMIS SAYLES & CO L P	13F	Company	— class O/S missing	857,151	$9,900,000	—	30 Jun 2015	13F
MORGAN STANLEY	13F	Company	— class O/S missing	798,562	$9,224,000	—	30 Jun 2015	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	628,249	$7,256,000	—	30 Jun 2015	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	550,000	$6,353,000	—	30 Jun 2015	13F
PUTNAM INVESTMENTS LLC	13F	Company	— class O/S missing	544,089	$6,284,000	—	30 Jun 2015	13F
NWQ INVESTMENT MANAGEMENT COMPANY, LLC	13F	Company	— class O/S missing	518,300	$5,986,000	—	30 Jun 2015	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	475,951	$5,497,000	—	30 Jun 2015	13F
ASHFORD CAPITAL MANAGEMENT INC	13F	Company	— class O/S missing	413,948	$4,781,000	—	30 Jun 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	405,761	$4,686,000	—	30 Jun 2015	13F
Algebris Investments (UK) LLP	13F	Company	— class O/S missing	383,890	$4,434,000	—	30 Jun 2015	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	367,397	$4,243,000	—	30 Jun 2015	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	351,511	$4,060,000	—	30 Jun 2015	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	340,435	$3,932,000	—	30 Jun 2015	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	331,652	$3,831,000	—	30 Jun 2015	13F
Gilman Hill Asset Management, LLC	13F	Company	— class O/S missing	315,660	$3,646,000	—	30 Jun 2015	13F
BlackRock Group LTD	13F	Company	— class O/S missing	311,447	$3,597,000	—	30 Jun 2015	13F
MILLER HOWARD INVESTMENTS INC /NY	13F	Company	— class O/S missing	308,552	$3,564,000	—	30 Jun 2015	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	287,321	$3,319,000	—	30 Jun 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	270,722	$3,127,000	—	30 Jun 2015	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	252,941	$2,921,000	—	30 Jun 2015	13F
Benchmark Capital Advisors	13F	Company	— class O/S missing	240,523	$2,778,000	—	30 Jun 2015	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	216,554	$2,499,000	—	30 Jun 2015	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	196,645	$2,271,000	—	30 Jun 2015	13F
RUSSELL FRANK CO/	13F	Company	— class O/S missing	189,621	$2,190,000	—	30 Jun 2015	13F
Robeco Institutional Asset Management B.V.	13F	Company	— class O/S missing	180,644	$2,086,000	—	30 Jun 2015	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	178,499	$2,062,000	—	30 Jun 2015	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	172,911	$1,998,000	—	30 Jun 2015	13F
CHARTWELL INVESTMENT PARTNERS, LLC	13F	Company	— class O/S missing	168,315	$1,944,000	—	30 Jun 2015	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	152,905	$1,766,000	—	30 Jun 2015	13F
Nationwide Fund Advisors	13F	Company	— class O/S missing	135,319	$1,563,000	—	30 Jun 2015	13F
ADVISORY RESEARCH INC	13F	Company	— class O/S missing	134,806	$1,557,000	—	30 Jun 2015	13F
Sumitomo Mitsui DS Asset Management Company, Ltd	13F	Company	— class O/S missing	134,070	$1,548,000	—	30 Jun 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	128,531	$1,484,530	—	30 Jun 2015	13F
COMERICA BANK	13F	Company	— class O/S missing	114,686	$1,324,000	—	30 Jun 2015	13F
Employees Retirement System of Texas	13F	Company	— class O/S missing	112,108	$1,295,000	—	30 Jun 2015	13F
Zweig-DiMenna Associates LLC	13F	Company	— class O/S missing	92,976	$1,074,000	—	30 Jun 2015	13F
Creegan & Nassoura Financial Group, LLC	13F	Company	— class O/S missing	90,945	$1,050,000	—	30 Jun 2015	13F
NORTHERN CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	88,515	$1,022,000	—	30 Jun 2015	13F
STEPHENS INC /AR/	13F	Company	— class O/S missing	88,359	$1,021,000	—	30 Jun 2015	13F
BROWN ADVISORY INC	13F	Company	— class O/S missing	86,151	$995,000	—	30 Jun 2015	13F

Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2015

As of 30 Sep 2015, Hercules Capital, Inc. - COM (HTGC) was held by 142 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 29,341,885 shares. The largest 10 holders included PRICE T ROWE ASSOCIATES INC /MD/, EDGE ASSET MANAGEMENT, INC, ALLIANCEBERNSTEIN L.P., UBS Group AG, LMCG INVESTMENTS, LLC, Advisors Capital Management, LLC, Invesco Ltd., PRINCIPAL FINANCIAL GROUP INC, CARDINAL CAPITAL MANAGEMENT LLC /CT, and LSV ASSET MANAGEMENT. This page lists 142 institutional shareholders reporting positions in this security for the Q3 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders

135

Q3 2015 holders

142

Holder diff

Investor	Q2 2015 Shares	Q3 2015 Shares	Share Diff	Share Chg %	Q2 2015 Value $	Q3 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.