Q3 2015 13F Holders as of 30 Sep 2015
-
Type / Class
-
Equity / COM
-
Number of holders
-
142
-
Total 13F shares, excl. options
-
29,341,885
-
Shares change
-
+1,381,948
-
Total reported value, excl. options
-
$297,043,622
-
Value change
-
+$13,172,376
-
Put/Call ratio
-
1.77%
-
Number of buys
-
68
-
Number of sells
-
-69
-
Price
-
$10.11
Significant Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2015
168 filings reported holding HTGC - Hercules Capital, Inc. - COM as of Q3 2015.
Hercules Capital, Inc. - COM (HTGC) has 142 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 29,341,885 shares
.
Largest 10 shareholders include PRICE T ROWE ASSOCIATES INC /MD/ (3,126,340 shares), EDGE ASSET MANAGEMENT, INC (1,641,751 shares), ALLIANCEBERNSTEIN L.P. (1,439,318 shares), UBS Group AG (1,325,586 shares), LMCG INVESTMENTS, LLC (1,130,061 shares), Advisors Capital Management, LLC (1,119,671 shares), Invesco Ltd. (1,052,669 shares), PRINCIPAL FINANCIAL GROUP INC (1,011,483 shares), CARDINAL CAPITAL MANAGEMENT LLC /CT (985,870 shares), and LSV ASSET MANAGEMENT (946,824 shares).
This table shows the top 142 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.