Hercules Capital, Inc. - COM (HTGC)

CUSIP: 427096508

Q3 2013 13F Holders as of 30 Sep 2013

Type / Class
Equity / COM
Total 13F shares
640,937
Share change
-24,147
Total reported value
$9,784,000
Price per share
$15.24
Number of holders
7
Value change
-$368,238
Number of buys
3
Number of sells
2

Quarterly Holders Quick Answers

What is CUSIP 427096508?
CUSIP 427096508 identifies HTGC - Hercules Capital, Inc. - COM in SEC institutional holdings data.

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Institutional Holders of Hercules Capital, Inc. - COM (HTGC) as of Q3 2013

As of 30 Sep 2013, Hercules Capital, Inc. - COM (HTGC) was held by 7 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 640,937 shares. The largest 7 holders included WELLS FARGO & COMPANY/MN, Citadel Advisors LLC, PDT Partners, LLC, MCF Advisors LLC, LAZARD ASSET MANAGEMENT LLC, BANK OF MONTREAL /CAN/, and HUNTINGTON NATIONAL BANK. This page lists 7 institutional shareholders reporting positions in this security for the Q3 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.