How many institutions held FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in Q4 2020?

58 institutional investors reported FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share for Q4 2020. Use the holders table for investor-level position and value details.

FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)

Q: What does CUSIP 343389102 represent in this 13F holders report?

CUSIP 343389102 is the security identifier for FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

CUSIP: 343389102

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 38,043,733
Total 13F shares: 25,704,098
Share change: -463,182
Total reported value: $54,219,211
Put/Call ratio: 12%
Price per share: $2.11
Number of holders: 58
Value change: -$1,959,860
Number of buys: 32
Number of sells: 26

Quarterly Holders Quick Answers

What is CUSIP 343389102?
CUSIP 343389102 identifies FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2021
Previous quarter: Q3 2020

Recent filing periods for CUSIP 343389102:

Q3 2023 Q2 2023 Q1 2023 Q4 2022 Q3 2022 Q2 2022 Q1 2022 Q4 2021

Top shareholders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Newtyn Management, LLC	13F	Company	13%	4,916,573	$13,324,000	—	30 Sep 2020	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	8.4%	3,198,830	$8,669,000	—	30 Sep 2020	13F
VANGUARD GROUP INC	13F	Company	7.3%	2,764,658	$7,492,000	—	30 Sep 2020	13F
MASTERS CAPITAL MANAGEMENT LLC	13F	Company	6.6%	2,500,000	$6,775,000	—	30 Sep 2020	13F
DISCIPLINED GROWTH INVESTORS INC /MN	13F	Company	3.9%	1,469,947	$3,984,000	—	30 Sep 2020	13F
RUTABAGA CAPITAL MANAGEMENT LLC/MA	13F	Company	3%	1,141,588	$3,094,000	—	30 Sep 2020	13F
D. E. Shaw & Co., Inc.	13F	Company	2.8%	1,079,764	$2,926,000	—	30 Sep 2020	13F
BlackRock Finance, Inc.	13F	Company	2.7%	1,008,551	$2,733,000	—	30 Sep 2020	13F
Bruce & Co., Inc.	13F	Company	1.2%	466,671	$1,264,000	—	30 Sep 2020	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.2%	440,543	$1,193,000	—	30 Sep 2020	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.83%	314,700	$853,000	—	30 Sep 2020	13F
WILEN INVESTMENT MANAGEMENT CORP.	13F	Company	0.67%	255,016	$612,000	—	30 Sep 2020	13F
Invesco Ltd.	13F	Company	0.55%	208,030	$564,000	—	30 Sep 2020	13F
NORTHERN TRUST CORP	13F	Company	0.49%	187,225	$507,000	—	30 Sep 2020	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.36%	138,500	$375,000	—	30 Sep 2020	13F
Anchor Investment Management, LLC	13F	Company	0.31%	118,696	$321,666	—	30 Sep 2020	13F
Squarepoint Ops LLC	13F	Company	0.31%	118,458	$321,000	—	30 Sep 2020	13F
JANE STREET GROUP, LLC	13F	Company	0.28%	107,968	$293,000	—	30 Sep 2020	13F
Creative Planning	13F	Company	0.26%	100,146	$271,000	—	30 Sep 2020	13F
Bank of New York Mellon Corp	13F	Company	0.25%	94,026	$255,000	—	30 Sep 2020	13F
Valeo Financial Advisors, LLC	13F	Company	0.2%	75,000	$203,000	—	30 Sep 2020	13F
STATE STREET CORP	13F	Company	0.19%	73,178	$198,000	—	30 Sep 2020	13F
ACADIAN ASSET MANAGEMENT LLC	13F	Company	0.19%	71,919	$195,000	—	30 Sep 2020	13F
TIEDEMANN ADVISORS, LLC	13F	Company	0.14%	51,542	$140,000	—	30 Sep 2020	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.13%	50,274	$136,000	—	30 Sep 2020	13F
PECONIC PARTNERS LLC	13F	Company	0.13%	50,000	$136,000	—	30 Sep 2020	13F
MIRABELLA FINANCIAL SERVICES LLP	13F	Company	0.11%	43,548	$118,000	—	30 Sep 2020	13F
DEUTSCHE BANK AG\	13F	Company	0.11%	42,700	$116,000	—	30 Sep 2020	13F
Minerva Advisors LLC	13F	Company	0.11%	42,025	$114,000	—	30 Sep 2020	13F
J.W. COLE ADVISORS, INC.	13F	Company	0.11%	40,001	$108,000	—	30 Sep 2020	13F
HOURGLASS CAPITAL, LLC	13F	Company	0.11%	40,000	$108,000	—	30 Sep 2020	13F
CITADEL ADVISORS LLC	13F	Company	0.09%	33,210	$90,000	—	30 Sep 2020	13F
Qube Research & Technologies Ltd	13F	Company	0.09%	32,825	$89,000	—	30 Sep 2020	13F
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	13F	Company	0.08%	30,679	$83,000	—	30 Sep 2020	13F
Ancora Advisors LLC	13F	Company	0.07%	27,228	$74,000	—	30 Sep 2020	13F
MACKENZIE FINANCIAL CORP	13F	Company	0.05%	20,600	$56,000	—	30 Sep 2020	13F
LMR Partners LLP	13F	Company	0.05%	19,926	$54,000	—	30 Sep 2020	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.04%	16,539	$45,000	—	30 Sep 2020	13F
Cubist Systematic Strategies, LLC	13F	Company	0.03%	12,164	$33,000	—	30 Sep 2020	13F
Lionsbridge Wealth Management LLC	13F	Company	0.03%	12,045	$32,000	—	30 Sep 2020	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.03%	11,500	$31,000	—	30 Sep 2020	13F
VICTORY CAPITAL MANAGEMENT INC	13F	Company	0.03%	10,655	$29,000	—	30 Sep 2020	13F
ExodusPoint Capital Management, LP	13F	Company	0.03%	10,453	$28,000	—	30 Sep 2020	13F
Cerity Partners LLC	13F	Company	0.03%	10,000	$27,000	—	30 Sep 2020	13F
SeaCrest Wealth Management, LLC	13F	Company	0.03%	10,000	$27,000	—	30 Sep 2020	13F
MORGAN STANLEY	13F	Company	0.01%	5,412	$14,000	—	30 Sep 2020	13F
Tower Research Capital LLC (TRC)	13F	Company	0.01%	4,566	$13,000	—	30 Sep 2020	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0.01%	2,545	$6,897	—	30 Sep 2020	13F
MEEDER ASSET MANAGEMENT INC	13F	Company	0%	1,445	$4,000	—	30 Sep 2020	13F
UBS Group AG	13F	Company	0%	1,268	$3,000	—	30 Sep 2020	13F

Institutional Holders of FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) as of Q4 2020

As of 31 Dec 2020, FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) was held by 58 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 25,704,098 shares. The largest 10 holders included Nierenberg Investment Management Company, Inc., DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, Newtyn Management, LLC, MASTERS CAPITAL MANAGEMENT LLC, DISCIPLINED GROWTH INVESTORS INC /MN, D. E. Shaw & Co., Inc., Roumell Asset Management, LLC, BlackRock Inc., and Bruce & Co., Inc.. This page lists 58 institutional shareholders reporting positions in this security for the Q4 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders

Q4 2020 holders

Holder diff

Investor	Q3 2020 Shares	Q4 2020 Shares	Share Diff	Share Chg %	Q3 2020 Value $	Q4 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.