FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)
CUSIP: 343389102
Q1 2023 13F Holders as of 31 Mar 2023
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 38,043,733
- Total 13F shares
- 18,458,555
- Share change
- -808,998
- Total reported value
- $12,736,150
- Put/Call ratio
- 120%
- Price per share
- $0.69
- Number of holders
- 39
- Value change
- -$915,600
- Number of buys
- 15
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 343389102?
CUSIP 343389102 identifies FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 343389102:
Top shareholders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Nierenberg Investment Management Company, LLC |
13F
|
Company |
20%
|
7,789,773
|
$8,724,546 | — | 31 Dec 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
7.5%
|
2,836,466
|
$3,176,842 | — | 31 Dec 2022 | |
| John W. Gibson Jr. |
3/4/5
|
CEO and President, Director |
—
class O/S missing
|
871,021
|
$2,900,500 | — | 30 Dec 2022 | |
| MASTERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
5.3%
|
2,000,000
|
$2,240,000 | — | 31 Dec 2022 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.9%
|
1,466,204
|
$1,642,000 | — | 31 Dec 2022 | |
| James A. Silas |
3/4/5
|
SVP Research and Innovation |
—
class O/S missing
|
412,076
|
$1,372,213 | — | 19 Apr 2022 | |
| Michael E. Borton |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
403,979
|
$1,345,250 | — | 19 Apr 2022 | |
| TengBeng Koid |
3/4/5
|
President Global Business |
—
class O/S missing
|
390,971
|
$1,301,933 | — | 08 Sep 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.7%
|
1,022,704
|
$1,145,428 | — | 31 Dec 2022 | |
| Nicholas J. Bigney |
3/4/5
|
SVP General Counsel |
—
class O/S missing
|
283,755
|
$944,904 | — | 03 Feb 2023 | |
| Ted D. Brown |
3/4/5
|
Director |
—
class O/S missing
|
276,790
|
$921,711 | — | 03 Jun 2021 | |
| HOBBY PAUL W |
3/4/5
|
Director |
—
mixed-class rows
|
262,747
mixed-class rows
|
$874,948 | — | 03 Jun 2021 | |
| Manatuck Hill Partners, LLC |
13F
|
Company |
2%
|
769,000
|
$861,280 | — | 31 Dec 2022 | |
| DISCIPLINED GROWTH INVESTORS INC /MN |
13F
|
Company |
2%
|
758,944
|
$850,017 | — | 31 Dec 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
534,429
|
$598,000 | — | 31 Dec 2022 | |
| Seham Saleh Carson |
3/4/5
|
Interim CFO |
—
class O/S missing
|
117,327
|
$390,699 | — | 19 May 2022 | |
| Delta Investment Management, LLC |
13F
|
Company |
0.81%
|
306,468
|
$343,244 | — | 31 Dec 2022 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.79%
|
299,700
|
$335,664 | — | 31 Dec 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.61%
|
230,475
|
$258,132 | — | 31 Dec 2022 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.55%
|
208,788
|
$233,842 | — | 31 Dec 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.45%
|
169,687
|
$190,049 | — | 31 Dec 2022 | |
| TIEDEMANN ADVISORS, LLC |
13F
|
Company |
0.42%
|
160,000
|
$179,200 | — | 31 Dec 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.34%
|
130,728
|
$146,415 | — | 31 Dec 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.26%
|
100,045
|
$112,050 | — | 31 Dec 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.23%
|
88,014
|
$98,576 | — | 31 Dec 2022 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.21%
|
78,180
|
$87,562 | — | 31 Dec 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.15%
|
58,415
|
$65,425 | — | 31 Dec 2022 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.13%
|
47,960
|
$54,000 | — | 31 Dec 2022 | |
| Virtu Financial LLC |
13F
|
Company |
0.1%
|
38,567
|
$43,000 | — | 31 Dec 2022 | |
| SFMG, LLC |
13F
|
Company |
0.09%
|
35,000
|
$39,200 | — | 31 Dec 2022 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.09%
|
33,484
|
$37,502 | — | 31 Dec 2022 | |
| Ancora Advisors LLC |
13F
|
Company |
0.04%
|
15,728
|
$17,000 | — | 31 Dec 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.04%
|
15,095
|
$16,906 | — | 31 Dec 2022 | |
| Modera Wealth Management, LLC |
13F
|
Company |
0.04%
|
14,000
|
$15,680 | — | 31 Dec 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
12,090
|
$13,541 | — | 31 Dec 2022 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
0.03%
|
11,315
|
$12,673 | — | 31 Dec 2022 | |
| Mariner, LLC |
13F
|
Company |
0.03%
|
11,030
|
$12,000 | — | 31 Dec 2022 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.02%
|
7,585
|
$8,000 | — | 31 Dec 2022 | |
| HHM Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
5,000
|
$5,600 | — | 31 Dec 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
3,300
|
$4,000 | — | 31 Dec 2022 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.01%
|
2,823
|
$3,162 | — | 31 Dec 2022 | |
| COMERICA SECURITIES,INC. |
13F
|
Company |
0.01%
|
2,200
|
$2,464 | — | 31 Dec 2022 | |
| DARK FOREST CAPITAL MANAGEMENT LP |
13F
|
Company |
0%
|
1,365
|
$1,529 | — | 31 Dec 2022 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
884
|
$990 | — | 31 Dec 2022 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
827
|
$926 | — | 31 Dec 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
663
|
$743 | — | 31 Dec 2022 | |
| FMR LLC |
13F
|
Company |
0%
|
617
|
$691 | — | 31 Dec 2022 |
Institutional Holders of FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) as of Q1 2023
As of 31 Mar 2023,
FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
18,458,555 shares.
The largest 10 holders included
Nierenberg Investment Management Company, Inc., VANGUARD GROUP INC, MASTERS CAPITAL MANAGEMENT LLC, DIMENSIONAL FUND ADVISORS LP, BlackRock Inc., DISCIPLINED GROWTH INVESTORS INC /MN, GEODE CAPITAL MANAGEMENT, LLC, Delta Investment Management, LLC, BRIDGEWAY CAPITAL MANAGEMENT, LLC, and STATE STREET CORP.
This page lists
39
institutional shareholders reporting positions in this security
for the Q1 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2023 vs Q4 2022 Across Filers
Q4 2022 holders
39
Q1 2023 holders
39
Holder diff
0
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 Value $ | Q1 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.