How many institutions held FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in Q3 2020?

52 institutional investors reported FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share for Q3 2020. Use the holders table for investor-level position and value details.

FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)

Q: What does CUSIP 343389102 represent in this 13F holders report?

CUSIP 343389102 is the security identifier for FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

CUSIP: 343389102

Q3 2020 13F Holders as of 30 Sep 2020

Security type / class: Equity / Common Stock, par value $0.0001 per share
Total 13F shares: 21,483,750
Total 13F value: $58,139,563
Share change: -3,239,959
Put/Call ratio: 5.4%
SEC-reported price per share: $2.71
Number of holders: 52
Value change: -$7,170,490
Number of buys: 19
Number of sells: 36
Shares outstanding: 38,043,733

Security key

343389102

Report period

Q3 2020

Institutions

Top holders

FTK full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2020 Previous quarter: Q2 2020 FLOTEK INDUSTRIES INC/CN/ SEC filings FLOTEK INDUSTRIES INC/CN/ company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 343389102

Newer quarter: Q4 2020 Previous quarter: Q2 2020

Recent filing periods:

Q3 2023 Q2 2023 Q1 2023 Q4 2022 Q3 2022 Q2 2022 Q1 2022 Q4 2021

Ownership snapshot

Top reported holders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Newtyn Management, LLC

Disclosed value leader

Newtyn Management, LLC

Comparable rows

15/15

Latest evidence

30 Jun 2020

13F Lead comparable stake: 15% Showing 1-6 of 15 holder rows.

Quick read

Newtyn Management, LLC leads the comparable SEC ownership view at 15%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Newtyn Management, LLC's linked filing trail.

Comparable ownership Top 5

Newtyn Management, LLC 15%

DIMENSIONAL FUND ADVISORS LP 8.8%

VANGUARD GROUP INC 7.3%

MASTERS CAPITAL MANAGEMENT LLC 5.6%

RUTABAGA CAPITAL MANAGEMENT LLC/MA 5.5%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Newtyn Management, LLC	13F Company 13F	15%	$6,856,000 5,713,398 shares	—	30 Jun 2020
DIMENSIONAL FUND ADVISORS LP	13F Company 13F	8.8%	$4,032,000 3,360,132 shares	—	30 Jun 2020
VANGUARD GROUP INC	13F Company 13F	7.3%	$3,317,000 2,764,128 shares	—	30 Jun 2020
MASTERS CAPITAL MANAGEMENT LLC	13F Company 13F	5.6%	$2,570,000 2,141,719 shares	—	30 Jun 2020
RUTABAGA CAPITAL MANAGEMENT LLC/MA	13F Company 13F	5.5%	$2,498,000 2,081,785 shares	—	30 Jun 2020
DISCIPLINED GROWTH INVESTORS INC /MN	13F Company 13F	3.9%	$1,764,000 1,469,947 shares	—	30 Jun 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

21,483,750

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q2 2020 Across Filers

Q2 2020 holders

Q3 2020 holders

Holder diff

-5

Investor	Q2 2020 Shares	Q3 2020 Shares	Share Diff	Share Chg %	Q2 2020 value	Q3 2020 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend