How many institutions held FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in Q1 2021?

51 institutional investors reported FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share for Q1 2021. Use the holders table for investor-level position and value details.

FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)

Q: What does CUSIP 343389102 represent in this 13F holders report?

CUSIP 343389102 is the security identifier for FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

CUSIP: 343389102

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 38,043,733
Total 13F shares: 23,216,794
Share change: -2,487,303
Total reported value: $38,998,928
Put/Call ratio: 11%
Price per share: $1.68
Number of holders: 51
Value change: -$5,124,756
Number of buys: 24
Number of sells: 37

Quarterly Holders Quick Answers

What is CUSIP 343389102?
CUSIP 343389102 identifies FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2021
Previous quarter: Q4 2020

Recent filing periods for CUSIP 343389102:

Q3 2023 Q2 2023 Q1 2023 Q4 2022 Q3 2022 Q2 2022 Q1 2022 Q4 2021

Top shareholders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Nierenberg Investment Management Company, LLC	13F	Company	12%	4,684,632	$9,885,000	—	31 Dec 2020	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	8.3%	3,155,411	$6,658,000	—	31 Dec 2020	13F
VANGUARD GROUP INC	13F	Company	7.5%	2,863,982	$6,042,000	—	31 Dec 2020	13F
Newtyn Management, LLC	13F	Company	7.3%	2,789,059	$5,885,000	—	31 Dec 2020	13F
MASTERS CAPITAL MANAGEMENT LLC	13F	Company	7.2%	2,750,000	$5,803,000	—	31 Dec 2020	13F
DISCIPLINED GROWTH INVESTORS INC /MN	13F	Company	3.7%	1,391,118	$2,935,000	—	31 Dec 2020	13F
D. E. Shaw & Co., Inc.	13F	Company	3.2%	1,229,847	$2,595,000	—	31 Dec 2020	13F
Roumell Asset Management, LLC	13F	Company	2.8%	1,070,986	$2,260,000	—	31 Dec 2020	13F
BlackRock Finance, Inc.	13F	Company	2.7%	1,010,081	$2,131,000	—	31 Dec 2020	13F
Bruce & Co., Inc.	13F	Company	1.2%	457,671	$965,000	—	31 Dec 2020	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.2%	440,206	$928,000	—	31 Dec 2020	13F
ARDSLEY ADVISORY PARTNERS LP	13F	Company	1.1%	400,000	$844,000	—	31 Dec 2020	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.72%	275,103	$580,000	—	31 Dec 2020	13F
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	13F	Company	0.67%	253,369	$535,000	—	31 Dec 2020	13F
Invesco Ltd.	13F	Company	0.56%	214,792	$453,000	—	31 Dec 2020	13F
WILEN INVESTMENT MANAGEMENT CORP.	13F	Company	0.56%	212,016	$435,000	—	31 Dec 2020	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.54%	204,700	$432,000	—	31 Dec 2020	13F
FIRST MIDWEST BANK TRUST DIVISION	13F	Company	0.5%	191,238	$404,000	—	31 Dec 2020	13F
Squarepoint Ops LLC	13F	Company	0.49%	186,528	$394,000	—	31 Dec 2020	13F
NORTHERN TRUST CORP	13F	Company	0.46%	176,469	$372,000	—	31 Dec 2020	13F
ExodusPoint Capital Management, LP	13F	Company	0.43%	164,993	$348,000	—	31 Dec 2020	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.36%	136,410	$288,000	—	31 Dec 2020	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.36%	136,200	$287,000	—	31 Dec 2020	13F
PREMIER ASSET MANAGEMENT LLC	13F	Company	0.31%	116,994	$247,000	—	31 Dec 2020	13F
Anchor Investment Management, LLC	13F	Company	0.27%	103,696	$218,799	—	31 Dec 2020	13F
Bank of New York Mellon Corp	13F	Company	0.25%	94,026	$198,000	—	31 Dec 2020	13F
Valeo Financial Advisors, LLC	13F	Company	0.2%	75,000	$158,000	—	31 Dec 2020	13F
STATE STREET CORP	13F	Company	0.19%	73,178	$154,000	—	31 Dec 2020	13F
Qube Research & Technologies Ltd	13F	Company	0.19%	73,100	$154,000	—	31 Dec 2020	13F
TIEDEMANN ADVISORS, LLC	13F	Company	0.17%	64,542	$137,000	—	31 Dec 2020	13F
Virtu Financial LLC	13F	Company	0.16%	59,269	$125,000	—	31 Dec 2020	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.14%	54,460	$114,000	—	31 Dec 2020	13F
HRT FINANCIAL LP	13F	Company	0.14%	53,720	$113,000	—	31 Dec 2020	13F
TWO SIGMA ADVISERS, LP	13F	Company	0.14%	52,730	$111,000	—	31 Dec 2020	13F
PECONIC PARTNERS LLC	13F	Company	0.13%	50,000	$106,000	—	31 Dec 2020	13F
DEUTSCHE BANK AG\	13F	Company	0.11%	42,700	$90,000	—	31 Dec 2020	13F
MIRABELLA FINANCIAL SERVICES LLP	13F	Company	0.1%	39,900	$84,000	—	31 Dec 2020	13F
CAPSTONE INVESTMENT ADVISORS, LLC	13F	Company	0.1%	38,812	$82,000	—	31 Dec 2020	13F
CITIGROUP INC	13F	Company	0.1%	36,718	$77,000	—	31 Dec 2020	13F
Russell Investments Group, Ltd.	13F	Company	0.09%	35,000	$73,000	—	31 Dec 2020	13F
CITADEL ADVISORS LLC	13F	Company	0.08%	30,663	$65,000	—	31 Dec 2020	13F
Ancora Advisors LLC	13F	Company	0.07%	27,228	$58,000	—	31 Dec 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.07%	26,679	$56,000	—	31 Dec 2020	13F
Tower Research Capital LLC (TRC)	13F	Company	0.07%	25,725	$55,000	—	31 Dec 2020	13F
MACKENZIE FINANCIAL CORP	13F	Company	0.05%	20,600	$43,000	—	31 Dec 2020	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.04%	16,539	$35,000	—	31 Dec 2020	13F
Man Group plc	13F	Company	0.04%	16,470	$35,000	—	31 Dec 2020	13F
Kestra Advisory Services, LLC	13F	Company	0.04%	15,144	$32,000	—	31 Dec 2020	13F
AMP Capital Investors Ltd	13F	Company	0.04%	13,986	$29,000	—	31 Dec 2020	13F
Lionsbridge Wealth Management LLC	13F	Company	0.03%	12,045	$25,000	—	31 Dec 2020	13F

Institutional Holders of FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) as of Q1 2021

As of 31 Mar 2021, FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) was held by 51 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 23,216,794 shares. The largest 10 holders included Nierenberg Investment Management Company, Inc., DIMENSIONAL FUND ADVISORS LP, VANGUARD GROUP INC, MASTERS CAPITAL MANAGEMENT LLC, DISCIPLINED GROWTH INVESTORS INC /MN, NEEDHAM INVESTMENT MANAGEMENT LLC, D. E. Shaw & Co., Inc., BlackRock Inc., GEODE CAPITAL MANAGEMENT, LLC, and Bruce & Co., Inc.. This page lists 51 institutional shareholders reporting positions in this security for the Q1 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2021 vs Q4 2020 Across Filers

Q4 2020 holders

Q1 2021 holders

Holder diff

-7

Investor	Q4 2020 Shares	Q1 2021 Shares	Share Diff	Share Chg %	Q4 2020 Value $	Q1 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.