FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)

CUSIP: 343389102

Q3 2022 13F Holders as of 30 Sep 2022

Holder snapshot 7 signals
Share change
-53,651
Put/Call ratio
115%
SEC-reported price per share
$1.00
Number of holders
37
Value change
-$55,350
Number of buys
14
Open additional details 1 more signal available
Number of sells
10
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
38,418,193

Security key

343389102

Report period

Q3 2022

Institutions

37

Top holders

10

Ownership snapshot

Top reported holders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Nierenberg Investment Man...
Disclosed value leader
Nierenberg Investment Man...
Comparable rows
0/15
Latest evidence
30 Jun 2022
13F 3/4/5 Highest disclosed value: $7,727,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Nierenberg Investment Management Company, LLC has the largest disclosed position value at $7.73M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Nierenberg Investment Management Company, LLC's linked filing trail.
Disclosed position value Top 5
Nierenberg Investment Management ... $7.73M
VANGUARD GROUP INC $2.76M
MASTERS CAPITAL MANAGEMENT LLC $1.98M
DIMENSIONAL FUND ADVISORS LP $1.93M
James A. Silas $1.37M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Nierenberg Investment Management Company, LLC
13F
Company
13F
—
denominator unverified
$7,727,000
7,789,773 shares
— 30 Jun 2022
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$2,760,000
2,781,570 shares
— 30 Jun 2022
MASTERS CAPITAL MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$1,984,000
2,000,000 shares
— 30 Jun 2022
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
—
denominator unverified
$1,934,000
1,949,773 shares
— 30 Jun 2022
James A. Silas
3/4/5
SVP Research and Innovation
—
denominator unverified
$1,372,213
412,076 shares
— 19 Apr 2022
Michael E. Borton
3/4/5
Chief Financial Officer
—
denominator unverified
$1,345,250
403,979 shares
— 19 Apr 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
37
Shares
19,697,296
Rows available
37
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2022 vs Q2 2022 Across Filers

Q2 2022 holders
31
Q3 2022 holders
37
Holder diff
6
Investor Q2 2022 Shares Q3 2022 Shares Share Diff Share Chg % Q2 2022 value Q3 2022 value Value change Value Chg %
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