FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK)
CUSIP: 343389102
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 38,043,733
- Total 13F shares
- 17,979,523
- Share change
- -479,032
- Total reported value
- $13,198,561
- Put/Call ratio
- 51%
- Price per share
- $0.73
- Number of holders
- 40
- Value change
- -$345,521
- Number of buys
- 14
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 343389102?
CUSIP 343389102 identifies FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 343389102:
Top shareholders of FTK - FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Nierenberg Investment Management Company, LLC |
13F
|
Company |
20%
|
7,789,773
|
$5,374,943 | — | 31 Mar 2023 | |
| John W. Gibson Jr. |
3/4/5
|
CEO and President, Director |
—
class O/S missing
|
871,021
|
$2,900,500 | — | 30 Dec 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
7.7%
|
2,933,566
|
$2,024,160 | — | 31 Mar 2023 | |
| MASTERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
5.3%
|
2,000,000
|
$1,380,000 | — | 31 Mar 2023 | |
| James A. Silas |
3/4/5
|
SVP Research and Innovation |
—
class O/S missing
|
412,076
|
$1,372,213 | — | 19 Apr 2022 | |
| Michael E. Borton |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
403,979
|
$1,345,250 | — | 19 Apr 2022 | |
| TengBeng Koid |
3/4/5
|
President Global Business |
—
class O/S missing
|
390,971
|
$1,301,933 | — | 08 Sep 2021 | |
| Nicholas J. Bigney |
3/4/5
|
SVP General Counsel |
—
class O/S missing
|
283,755
|
$944,904 | — | 03 Feb 2023 | |
| Ted D. Brown |
3/4/5
|
Director |
—
class O/S missing
|
276,790
|
$921,711 | — | 03 Jun 2021 | |
| HOBBY PAUL W |
3/4/5
|
Director |
—
mixed-class rows
|
262,747
mixed-class rows
|
$874,948 | — | 03 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.2%
|
1,232,260
|
$850,259 | — | 31 Mar 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.7%
|
1,016,972
|
$701,711 | — | 31 Mar 2023 | |
| DISCIPLINED GROWTH INVESTORS INC /MN |
13F
|
Company |
2%
|
752,074
|
$518,931 | — | 31 Mar 2023 | |
| Seham Saleh Carson |
3/4/5
|
Interim CFO |
—
class O/S missing
|
117,327
|
$390,699 | — | 19 May 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
534,429
|
$368,756 | — | 31 Mar 2023 | |
| Delta Investment Management, LLC |
13F
|
Company |
0.86%
|
326,468
|
$225,263 | — | 31 Mar 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.66%
|
249,700
|
$172,293 | — | 31 Mar 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.61%
|
230,475
|
$159,028 | — | 31 Mar 2023 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.55%
|
208,788
|
$144,064 | — | 31 Mar 2023 | |
| TIEDEMANN ADVISORS, LLC |
13F
|
Company |
0.41%
|
155,000
|
$106,950 | — | 31 Mar 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.31%
|
116,381
|
$80,303 | — | 31 Mar 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.29%
|
110,347
|
$76,139 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.27%
|
101,685
|
$70,163 | — | 31 Mar 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.21%
|
79,547
|
$55,000 | — | 31 Mar 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.21%
|
78,180
|
$53,944 | — | 31 Mar 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.2%
|
76,369
|
$52,695 | — | 31 Mar 2023 | |
| Virtu Financial LLC |
13F
|
Company |
0.19%
|
72,024
|
$50,000 | — | 31 Mar 2023 | |
| SFMG, LLC |
13F
|
Company |
0.14%
|
55,000
|
$37,950 | — | 31 Mar 2023 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0.14%
|
55,000
|
$37,950 | — | 31 Mar 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.13%
|
49,095
|
$33,876 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.13%
|
47,605
|
$32,848 | — | 31 Mar 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.09%
|
33,484
|
$23,104 | — | 31 Mar 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.08%
|
30,079
|
$20,755 | — | 31 Mar 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.07%
|
25,000
|
$17,250 | — | 31 Mar 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
16,751
|
$11,558 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
15,720
|
$10,847 | — | 31 Mar 2023 | |
| Modera Wealth Management, LLC |
13F
|
Company |
0.04%
|
14,000
|
$9,660 | — | 31 Mar 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
12,590
|
$8,687 | — | 31 Mar 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0.03%
|
10,500
|
$7,245 | — | 31 Mar 2023 | |
| Mariner, LLC |
13F
|
Company |
0.03%
|
10,000
|
$7,000 | — | 31 Mar 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
5,300
|
$3,702 | — | 31 Mar 2023 | |
| HHM Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
5,000
|
$3,450 | — | 31 Mar 2023 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.01%
|
4,081
|
$2,000 | — | 31 Mar 2023 | |
| Stone House Investment Management, LLC |
13F
|
Company |
0.01%
|
2,000
|
$1,380 | — | 31 Mar 2023 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
1,868
|
$1,289 | — | 31 Mar 2023 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
827
|
$571 | — | 31 Mar 2023 | |
| FMR LLC |
13F
|
Company |
0%
|
617
|
$426 | — | 31 Mar 2023 |
Institutional Holders of FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) as of Q2 2023
As of 30 Jun 2023,
FLOTEK INDUSTRIES, INC. - Common Stock, par value $0.0001 per share (FTK) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,979,523 shares.
The largest 10 holders included
Nierenberg Investment Management Company, Inc., VANGUARD GROUP INC, MASTERS CAPITAL MANAGEMENT LLC, TRUIST FINANCIAL CORP, BlackRock Inc., DIMENSIONAL FUND ADVISORS LP, DISCIPLINED GROWTH INVESTORS INC /MN, GEODE CAPITAL MANAGEMENT, LLC, Delta Investment Management, LLC, and BRIDGEWAY CAPITAL MANAGEMENT, LLC.
This page lists
41
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
39
Q2 2023 holders
40
Holder diff
1
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.