| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 63% | -7.7% | $36,747,938 | +$7,127,043 | 1,351,524 | +24% | First Trust Portfolios L.P. | 31 Aug 2025 |
As of 30 Sep 2025, 20 institutional investors reported holding 1,789,898 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA). This represents 83% of the company’s total 2,150,054 outstanding shares.
The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) together control 83% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | 63% | 1,350,552 | +24% | 0.03% | $39,124,816 |
| Cambridge Investment Research Advisors, Inc. | 5.4% | 115,586 | +215% | 0.01% | $3,348,000 |
| LPL Financial LLC | 3.9% | 84,603 | 0% | $2,450,906 | |
| CITADEL ADVISORS LLC | 2.1% | 45,348 | 0% | $1,313,709 | |
| Sigma Planning Corp | 1.8% | 38,500 | 0.03% | $1,115,326 | |
| RAYMOND JAMES FINANCIAL INC | 1.5% | 31,601 | +13% | 0% | $915,465 |
| OLD MISSION CAPITAL LLC | 1.1% | 23,979 | -78% | 0.02% | $694,659 |
| Avestar Capital, LLC | 0.95% | 20,440 | +33% | 0.04% | $592,137 |
| GeoWealth Management, LLC | 0.94% | 20,271 | 0.02% | $587,241 | |
| Transamerica Financial Advisors, LLC | 0.51% | 11,035 | +9.1% | 0.03% | $319,676 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.47% | 10,113 | -72% | 0% | $292,969 |
| FLOW TRADERS U.S. LLC | 0.44% | 9,404 | -65% | 0.01% | $272,000 |
| JANE STREET GROUP, LLC | 0.41% | 8,898 | 0% | $257,771 | |
| StoneX Group Inc. | 0.39% | 8,472 | +0.18% | 0.01% | $245,416 |
| OSAIC HOLDINGS, INC. | 0.37% | 8,040 | -61% | 0% | $222,850 |
| Advisory Services Network, LLC | 0.11% | 2,397 | 0% | $69,440 | |
| Rockefeller Capital Management L.P. | 0.01% | 302 | 0% | $8,769 | |
| ROTHSCHILD INVESTMENT LLC | 0.01% | 255 | 0% | 0% | $7,387 |
| ROYAL BANK OF CANADA | 0% | 100 | 0% | $3,000 | |
| MORGAN STANLEY | 0% | 2 | 0% | $86 | |
| UBS Group AG | 0% | 0 | -100% | $0 | |
| Ameritas Advisory Services, LLC | 0% | 0 | -100% | $0 | |
| TWIN PEAKS WEALTH ADVISORS, LLC | 0% | 0 | -100% | $0 | |
| NewEdge Advisors, LLC | 0% | 1 | 0% | $14 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 21,587 | $610,264 | +$610,264 | $28.22 | 2 |
| 2025 Q3 | 1,789,898 | $51,841,623 | +$11,797,239 | $28.97 | 20 |
| 2025 Q2 | 1,383,991 | $33,382,639 | -$2,703,663 | $24.12 | 14 |
| 2025 Q1 | 1,518,317 | $31,794,845 | -$12,343,465 | $20.94 | 16 |
| 2024 Q4 | 2,144,495 | $42,991,158 | +$38,105,605 | $20.05 | 16 |
| 2024 Q3 | 207,857 | $4,367,044 | +$2,703,705 | $21.01 | 11 |
| 2024 Q2 | 80,255 | $1,621,811 | -$2,086,955 | $20.20 | 6 |
| 2024 Q1 | 191,215 | $3,577,207 | +$270,640 | $18.71 | 10 |
| 2023 Q4 | 176,988 | $3,279,037 | -$699,322 | $18.52 | 13 |
| 2023 Q3 | 213,953 | $4,041,152 | +$271,029 | $18.89 | 9 |
| 2023 Q2 | 199,564 | $4,023,285 | -$499,490 | $20.16 | 9 |
| 2023 Q1 | 217,062 | $4,745,388 | -$206,500 | $21.87 | 10 |
| 2022 Q4 | 183,680 | $4,922,204 | -$672,397 | $21.33 | 9 |
| 2022 Q3 | 212,122 | $5,369,000 | -$600,027 | $21.16 | 9 |
| 2022 Q2 | 236,749 | $6,959,000 | +$615,385 | $25.67 | 11 |
| 2022 Q1 | 215,237 | $6,369,000 | -$569,775 | $25.99 | 10 |
| 2021 Q4 | 237,221 | $7,546,000 | +$90,776 | $27.37 | 12 |
| 2021 Q3 | 232,771 | $8,098,000 | -$4,293,274 | $30.05 | 14 |
| 2021 Q2 | 375,832 | $13,432,000 | +$487,352 | $31.42 | 15 |
| 2021 Q1 | 371,404 | $12,326,000 | +$4,577,850 | $29.68 | 14 |
| 2020 Q4 | 263,033 | $7,572,000 | -$39,433,171 | $28.79 | 17 |
| 2020 Q3 | 1,772,172 | $46,152,000 | -$9,259,936 | $26.04 | 16 |
| 2020 Q2 | 2,139,475 | $51,171,000 | -$9,434,361 | $23.92 | 16 |
| 2020 Q1 | 2,534,417 | $56,311,000 | +$52,765,882 | $22.22 | 17 |
| 2019 Q4 | 156,034 | $4,206,000 | -$2,213,540 | $26.95 | 15 |
| 2019 Q3 | 237,876 | $5,719,000 | +$29,710 | $23.97 | 14 |
| 2019 Q2 | 236,754 | $6,210,000 | +$1,370,345 | $26.23 | 15 |
| 2019 Q1 | 151,002 | $4,111,000 | +$1,184,298 | $27.22 | 12 |
| 2018 Q4 | 114,261 | $2,700,000 | -$440,509 | $23.38 | 12 |
| 2018 Q3 | 131,549 | $3,625,000 | +$657,506 | $27.55 | 13 |
| 2018 Q2 | 105,477 | $3,051,000 | -$555,934 | $28.92 | 12 |
| 2018 Q1 | 123,977 | $3,788,000 | +$3,413,928 | $30.55 | 10 |
| 2017 Q4 | 12,253 | $363,000 | -$4,451,299 | $29.57 | 7 |
| 2017 Q3 | 163,350 | $4,747,000 | +$3,374,918 | $29.06 | 9 |
| 2017 Q2 | 47,220 | $1,129,000 | +$72,369 | $23.83 | 7 |
| 2017 Q1 | 45,486 | $1,012,000 | +$43,463 | $22.19 | 6 |
| 2016 Q4 | 47,831 | $910,000 | -$102,511 | $19.02 | 7 |
| 2016 Q3 | 48,895 | $1,010,000 | -$3,573 | $20.58 | 8 |
| 2016 Q2 | 49,180 | $911,000 | -$1,444 | $18.33 | 9 |
| 2016 Q1 | 47,957 | $923,000 | -$5,124,547 | $19.20 | 9 |
| 2015 Q4 | 298,526 | $6,167,000 | -$9,429,045 | $20.57 | 8 |
| 2015 Q3 | 772,873 | $15,413,000 | -$6,547,253 | $19.94 | 10 |
| 2015 Q2 | 1,099,419 | $28,500,825 | +$10,405,757 | $25.92 | 11 |
| 2015 Q1 | 698,014 | $16,958,207 | -$3,762,086 | $24.30 | 7 |
| 2014 Q4 | 852,909 | $19,336,000 | +$15,998,802 | $22.67 | 7 |
| 2014 Q3 | 147,203 | $3,234,000 | +$617,959 | $21.96 | 5 |
| 2014 Q2 | 119,323 | $2,578,000 | +$1,150,770 | $21.60 | 5 |
| 2014 Q1 | 65,966 | $1,438,000 | -$736,377 | $21.79 | 5 |