Latest Period
Q2 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) Institutional Ownership
CUSIP: 33737J141
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
25
Shares (Excl. Options)
719,938
Price
$27.26
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- Security type / class
- Equity / First Trust China AlphaDEX(R) Fund
- Symbol
- FCA
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 719,938
- Total 13F value
- $19,626,268
- Portfolio coverage rank
- 0%
- Share change
- -2,190,606
- Value change
- -$69,955,776
- Number of holders
- 25
- Shares outstanding
- 2,150,054
- SEC-reported price per share
- $27.40
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund is tracked under CUSIP 33737J141.
- 25 institutions reported positions in Q2 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 25 to 25 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $91,170,373 to $19,626,268.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 25 institutions filings for Q2 2026.
Security key
33737J141
Latest holder period
Q2 2026
13F holders
25
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33737J141:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FCA
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 63% | -7.7% | $36,747,938 | +$7,127,043 | 1,351,524 | +24% | First Trust Portfolios L.P. | 31 Aug 2025 |
As of 30 Jun 2026, 25 institutional investors reported holding 719,938 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA). This represents 33% of the company’s total 2,150,054 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
33%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| OLD MISSION CAPITAL LLC | 15% | 315,188 | +760% | 0.22% | $8,592,024 |
| CITADEL ADVISORS LLC | 4.2% | 89,362 | +1196% | 0% | $2,436,008 |
| JANE STREET GROUP, LLC | 2.9% | 62,486 | -37% | 0% | $1,703,368 |
| Cambridge Investment Research Advisors, Inc. | 1.8% | 38,923 | -1.8% | 0% | $1,061,000 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1.6% | 34,701 | -40% | 0% | $945,949 |
| MILLENNIUM MANAGEMENT LLC | 1.6% | 33,973 | 0% | $926,104 | |
| LPL Financial LLC | 1.4% | 29,143 | -52% | 0% | $794,442 |
| GOLDMAN SACHS GROUP INC | 1.1% | 24,456 | 0% | $666,671 | |
| Avestar Capital, LLC | 1.1% | 22,662 | +2.8% | 0.04% | $617,766 |
| Genesee Capital Advisors, LLC | 0.83% | 17,827 | -1.3% | 0.15% | $485,964 |
| FLOW TRADERS U.S. LLC | 0.59% | 12,579 | 0.01% | $343,000 | |
| JPMORGAN CHASE & CO | 0.49% | 10,500 | 0% | $286,860 | |
| HRT FINANCIAL LP | 0.43% | 9,156 | 0% | $249,000 | |
| Unique Wealth Strategies, LLC | 0.34% | 7,369 | -73% | 0.07% | $200,879 |
| Integrated Wealth Concepts LLC | 0.33% | 7,116 | 0% | $193,979 | |
| COMPASS FINANCIAL MANAGEMENT LLC | 0.07% | 1,454 | 0% | 0% | $39,636 |
| UBS Group AG | 0.05% | 1,119 | -4.9% | 0% | $30,504 |
| ROYAL BANK OF CANADA | 0.03% | 600 | +500% | 0% | $17,000 |
| SITTNER & NELSON, LLC | 0.03% | 540 | 0% | $14,721 | |
| Transamerica Financial Advisors, LLC | 0.01% | 297 | -99% | 0% | $8,116 |
| ROTHSCHILD INVESTMENT LLC | 0.01% | 255 | 0% | 0% | $6,951 |
| ASSETMARK, INC | 0% | 88 | 0% | 0% | $2,399 |
| OSAIC HOLDINGS, INC. | 0% | 75 | -99% | 0% | $2,044 |
| Global Retirement Partners, LLC | 0% | 65 | 0% | $1,772 | |
| MORGAN STANLEY | 0% | 4 | +300% | 0% | $111 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q2 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 719,938 | $19,626,268 | -$69,955,776 | $27.26 | 25 |
| 2026 Q1 | 2,909,090 | $91,170,373 | +$35,312,801 | $31.34 | 25 |
| 2025 Q4 | 1,759,893 | $49,821,099 | -$841,589 | $28.27 | 19 |
| 2025 Q3 | 1,789,898 | $51,841,623 | +$11,797,239 | $28.97 | 20 |
| 2025 Q2 | 1,383,991 | $33,382,639 | -$2,703,663 | $24.12 | 14 |
| 2025 Q1 | 1,518,317 | $31,794,845 | -$12,343,465 | $20.94 | 16 |
| 2024 Q4 | 2,144,495 | $42,991,158 | +$38,105,605 | $20.05 | 16 |
| 2024 Q3 | 207,857 | $4,367,044 | +$2,703,705 | $21.01 | 11 |
| 2024 Q2 | 80,255 | $1,621,811 | -$2,086,955 | $20.20 | 6 |
| 2024 Q1 | 191,215 | $3,577,207 | +$270,640 | $18.71 | 10 |
| 2023 Q4 | 176,988 | $3,279,037 | -$699,322 | $18.52 | 13 |
| 2023 Q3 | 213,953 | $4,041,152 | +$271,029 | $18.89 | 9 |
| 2023 Q2 | 199,564 | $4,023,285 | -$499,490 | $20.16 | 9 |
| 2023 Q1 | 217,062 | $4,745,388 | -$206,500 | $21.87 | 10 |
| 2022 Q4 | 183,680 | $4,922,204 | -$672,397 | $21.33 | 9 |
| 2022 Q3 | 212,122 | $5,369,000 | -$600,027 | $21.16 | 9 |
| 2022 Q2 | 236,749 | $6,959,000 | +$615,385 | $25.67 | 11 |
| 2022 Q1 | 215,237 | $6,369,000 | -$569,775 | $25.99 | 10 |
| 2021 Q4 | 237,221 | $7,546,000 | +$90,776 | $27.37 | 12 |
| 2021 Q3 | 232,771 | $8,098,000 | -$4,293,274 | $30.05 | 14 |
| 2021 Q2 | 375,832 | $13,432,000 | +$487,352 | $31.42 | 15 |
| 2021 Q1 | 371,404 | $12,326,000 | +$4,577,850 | $29.68 | 14 |
| 2020 Q4 | 263,033 | $7,572,000 | -$39,433,171 | $28.79 | 17 |
| 2020 Q3 | 1,772,172 | $46,152,000 | -$9,259,936 | $26.04 | 16 |
| 2020 Q2 | 2,139,475 | $51,171,000 | -$9,434,361 | $23.92 | 16 |