First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust China AlphaDEX(R) Fund
Symbol
FCA
Shares outstanding
2,150,054
Price per share
$33.16
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,759,893
Total reported value
$49,821,099
% of total 13F portfolios
0%
Share change
-30,005
Value change
-$841,589
Number of holders
19
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 63% -7.7% $36,747,938 +$7,127,043 1,351,524 +24% First Trust Portfolios L.P. 31 Aug 2025

As of 31 Dec 2025, 19 institutional investors reported holding 1,759,893 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA). This represents 82% of the company’s total 2,150,054 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) together control 82% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 62% 1,339,169 -0.84% 0.03% $37,858,307
&PARTNERS 4.8% 102,626 0.02% $2,970,272
Cambridge Investment Research Advisors, Inc. 4.1% 88,054 -24% 0.01% $2,489,000
LPL Financial LLC 2.4% 51,434 -39% 0% $1,454,032
StoneX Group Inc. 2.3% 50,473 +496% 0.06% $1,426,860
RAYMOND JAMES FINANCIAL INC 1.4% 30,501 -3.5% 0% $862,263
OLD MISSION CAPITAL LLC 1.1% 22,752 -5.1% 0.02% $643,199
Genesee Capital Advisors, LLC 1% 21,581 0.25% $610,095
Avestar Capital, LLC 0.95% 20,440 0% 0.04% $577,839
Transamerica Financial Advisors, LLC 0.49% 10,434 -5.4% 0.02% $294,970
CITADEL ADVISORS LLC 0.39% 8,451 -81% 0% $238,910
OSAIC HOLDINGS, INC. 0.37% 8,040 0% 0% $227,290
Kestra Advisory Services, LLC 0.25% 5,409 0% $152,912
ROTHSCHILD INVESTMENT LLC 0.01% 255 0% 0% $7,209
ROYAL BANK OF CANADA 0% 100 0% 0% $3,000
ASSETMARK, INC 0% 88 0% $2,488
UBS Group AG 0% 78 0% $2,205
Darwin Wealth Management, LLC 0% 6 0% $169
MORGAN STANLEY 0% 2 0% 0% $79
Sigma Planning Corp 0% 0 -100% $0
Advisory Services Network, LLC 0% 0 -100% $0
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0% 0 -100% $0
GeoWealth Management, LLC 0% 0 -100% $0
Rockefeller Capital Management L.P. 0% 0 -100% $0
JANE STREET GROUP, LLC 0% 0 -100% $0

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,759,893 $49,821,099 -$841,589 $28.27 19
2025 Q3 1,789,898 $51,841,623 +$11,797,239 $28.97 20
2025 Q2 1,383,991 $33,382,639 -$2,703,663 $24.12 14
2025 Q1 1,518,317 $31,794,845 -$12,343,465 $20.94 16
2024 Q4 2,144,495 $42,991,158 +$38,105,605 $20.05 16
2024 Q3 207,857 $4,367,044 +$2,703,705 $21.01 11
2024 Q2 80,255 $1,621,811 -$2,086,955 $20.20 6
2024 Q1 191,215 $3,577,207 +$270,640 $18.71 10
2023 Q4 176,988 $3,279,037 -$699,322 $18.52 13
2023 Q3 213,953 $4,041,152 +$271,029 $18.89 9
2023 Q2 199,564 $4,023,285 -$499,490 $20.16 9
2023 Q1 217,062 $4,745,388 -$206,500 $21.87 10
2022 Q4 183,680 $4,922,204 -$672,397 $21.33 9
2022 Q3 212,122 $5,369,000 -$600,027 $21.16 9
2022 Q2 236,749 $6,959,000 +$615,385 $25.67 11
2022 Q1 215,237 $6,369,000 -$569,775 $25.99 10
2021 Q4 237,221 $7,546,000 +$90,776 $27.37 12
2021 Q3 232,771 $8,098,000 -$4,293,274 $30.05 14
2021 Q2 375,832 $13,432,000 +$487,352 $31.42 15
2021 Q1 371,404 $12,326,000 +$4,577,850 $29.68 14
2020 Q4 263,033 $7,572,000 -$39,433,171 $28.79 17
2020 Q3 1,772,172 $46,152,000 -$9,259,936 $26.04 16
2020 Q2 2,139,475 $51,171,000 -$9,434,361 $23.92 16
2020 Q1 2,534,417 $56,311,000 +$52,765,882 $22.22 17
2019 Q4 156,034 $4,206,000 -$2,213,540 $26.95 15
2019 Q3 237,876 $5,719,000 +$29,710 $23.97 14
2019 Q2 236,754 $6,210,000 +$1,370,345 $26.23 15
2019 Q1 151,002 $4,111,000 +$1,184,298 $27.22 12
2018 Q4 114,261 $2,700,000 -$440,509 $23.38 12
2018 Q3 131,549 $3,625,000 +$657,506 $27.55 13
2018 Q2 105,477 $3,051,000 -$555,934 $28.92 12
2018 Q1 123,977 $3,788,000 +$3,413,928 $30.55 10
2017 Q4 12,253 $363,000 -$4,451,299 $29.57 7
2017 Q3 163,350 $4,747,000 +$3,374,918 $29.06 9
2017 Q2 47,220 $1,129,000 +$72,369 $23.83 7
2017 Q1 45,486 $1,012,000 +$43,463 $22.19 6
2016 Q4 47,831 $910,000 -$102,511 $19.02 7
2016 Q3 48,895 $1,010,000 -$3,573 $20.58 8
2016 Q2 49,180 $911,000 -$1,444 $18.33 9
2016 Q1 47,957 $923,000 -$5,124,547 $19.20 9
2015 Q4 298,526 $6,167,000 -$9,429,045 $20.57 8
2015 Q3 772,873 $15,413,000 -$6,547,253 $19.94 10
2015 Q2 1,099,419 $28,500,825 +$10,405,757 $25.92 11
2015 Q1 698,014 $16,958,207 -$3,762,086 $24.30 7
2014 Q4 852,909 $19,336,000 +$15,998,802 $22.67 7
2014 Q3 147,203 $3,234,000 +$617,959 $21.96 5
2014 Q2 119,323 $2,578,000 +$1,150,770 $21.60 5
2014 Q1 65,966 $1,438,000 -$736,377 $21.79 5