Type / Class
Equity / First Trust China AlphaDEX(R) Fund
Shares outstanding
2,150,054
Number of holders
16
Total 13F shares, excl. options
2,139,475
Shares change
-394,942
Total reported value, excl. options
$51,171,000
Value change
-$9,434,361
Number of buys
8
Number of sells
-7
Price
$23.92

Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q2 2020

18 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q2 2020.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 2,139,475 shares of 2,150,054 outstanding shares and own 99.5% of the company stock.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (1,868,958 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (57,041 shares), JANE STREET GROUP, LLC (50,593 shares), CITADEL ADVISORS LLC (46,100 shares), Cambridge Investment Research Advisors, Inc. (27,000 shares), Rockefeller Capital Management L.P. (16,299 shares), RAYMOND JAMES & ASSOCIATES (14,585 shares), Transamerica Financial Advisors, Inc. (11,960 shares), LPL Financial LLC (11,813 shares), and BANK OF AMERICA CORP /DE/ (10,785 shares).
This table shows the top 16 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.