Q1 2016 13F Holders as of 31 Mar 2016
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2,150,054
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Number of holders
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9
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Total 13F shares, excl. options
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47,957
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Shares change
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-250,069
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Total reported value, excl. options
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$923,000
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Value change
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-$5,124,547
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Number of buys
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4
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Number of sells
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-5
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Price
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$19.20
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q1 2016
10 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q1 2016.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 47,957 shares
of 2,150,054 outstanding shares and own 2.23% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (15,681 shares), CITADEL ADVISORS LLC (15,327 shares), JANE STREET GROUP, LLC (13,464 shares), UBS Group AG (1,453 shares), AMERICAN INTERNATIONAL GROUP INC (532 shares), Tower Research Capital LLC (TRC) (525 shares), ROYAL BANK OF CANADA (400 shares), BANK OF AMERICA CORP /DE/ (325 shares), MetLife Securities, Inc (250 shares), and SUSQUEHANNA INTERNATIONAL GROUP, LLP (0 shares).
This table shows the top 9 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.