Q4 2016 13F Holders as of 31 Dec 2016
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2,150,054
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Number of holders
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7
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Total 13F shares, excl. options
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47,831
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Shares change
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-5,304
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Total reported value, excl. options
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$910,000
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Value change
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-$102,511
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Number of buys
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2
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Number of sells
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-4
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Price
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$19.02
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q4 2016
9 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q4 2016.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 7 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 47,831 shares
of 2,150,054 outstanding shares and own 2.22% of the company stock.
Largest 9 shareholders include OLD MISSION CAPITAL, LLC (22,663 shares), JANE STREET GROUP, LLC (20,893 shares), MORGAN STANLEY (2,791 shares), UBS Group AG (505 shares), ROYAL BANK OF CANADA (400 shares), Advisor Group, Inc. (379 shares), WELLS FARGO & COMPANY/MN (200 shares), Tower Research Capital LLC (TRC) (0 shares), and IFP Advisors, Inc (0 shares).
This table shows the top 7 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.