Q1 2018 13F Holders as of 31 Mar 2018
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2,150,054
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Number of holders
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10
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Total 13F shares, excl. options
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123,977
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Shares change
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+111,724
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Total reported value, excl. options
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$3,788,000
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Value change
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+$3,413,928
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Number of buys
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5
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Number of sells
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-3
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Price
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$30.55
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q1 2018
10 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q1 2018.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 10 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 123,977 shares
of 2,150,054 outstanding shares and own 5.8% of the company stock.
Largest 10 shareholders include JANE STREET GROUP, LLC (44,183 shares), RAYMOND JAMES & ASSOCIATES (25,520 shares), ROYAL BANK OF CANADA (21,413 shares), MORGAN STANLEY (15,141 shares), Cambridge Investment Research Advisors, Inc. (11,161 shares), BANK OF AMERICA CORP /DE/ (2,356 shares), SeaCrest Wealth Management, LLC (1,900 shares), Advisor Group, Inc. (1,895 shares), UBS Group AG (208 shares), and WELLS FARGO & COMPANY/MN (200 shares).
This table shows the top 10 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.