Q3 2016 13F Holders as of 30 Sep 2016
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Type / Class
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Equity / First Trust China AlphaDEX(R) Fund
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Shares outstanding
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2,150,054
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Number of holders
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8
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Total 13F shares, excl. options
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48,895
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Shares change
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-285
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Total reported value, excl. options
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$1,010,000
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Value change
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-$3,573
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Number of buys
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2
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Number of sells
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-5
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Price
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$20.58
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) as of Q3 2016
9 filings reported holding FCA - First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund as of Q3 2016.
First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust China AlphaDEX(R) Fund (FCA) has 8 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 48,895 shares
of 2,150,054 outstanding shares and own 2.27% of the company stock.
Largest 9 shareholders include JANE STREET GROUP, LLC (24,681 shares), OLD MISSION CAPITAL LLC (18,423 shares), MORGAN STANLEY (2,537 shares), UBS Group AG (1,432 shares), Tower Research Capital LLC (TRC) (543 shares), IFP Advisors, Inc (500 shares), ROYAL BANK OF CANADA (400 shares), Advisor Group, Inc. (379 shares), and MSI Financial Services Inc (0 shares).
This table shows the top 8 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.