First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

Historical Holders from Q1 2014 to Q3 2025

Symbol
FXU
Type / Class
Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding
39,147,674
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares, excl. options
33,329,436
Holdings value
$1,514,578,496
% of all portfolios
0%
Number of holders
187
Number of buys
88
Number of sells
-84
Average buys %
+0%
Average sells %
-0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 42.22% -7.3% $700,462,912 -$9,122,465 16,528,148 -1.3% First Trust Portfolios L.P. 30 Jun 2025

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q3 33,329,436 $1,514,578,496 -$34,736,145 $45.45 187
2025 Q2 34,140,690 $1,447,967,350 -$42,400,987 $42.38 195
2025 Q1 36,920,837 $1,514,018,858 +$1,196,043,109 $41.01 166
2024 Q4 5,877,577 $222,360,077 +$7,420,732 $37.83 137
2024 Q3 5,644,431 $217,019,960 +$24,685,129 $38.48 120
2024 Q2 5,025,156 $166,193,298 +$18,781,333 $33.07 109
2024 Q1 4,453,404 $144,471,853 -$15,208,366 $32.46 101
2023 Q4 4,932,557 $156,222,673 +$6,737,902 $31.68 98
2023 Q3 4,742,804 $135,663,897 -$65,169,694 $28.56 97
2023 Q2 6,971,408 $221,606,299 +$10,220,528 $31.79 97
2023 Q1 6,625,312 $217,482,931 -$36,103,029 $32.82 102
2022 Q4 7,676,541 $254,935,871 -$55,860,153 $33.21 112
2022 Q3 9,599,129 $293,310,780 +$65,422,495 $30.55 108
2022 Q2 7,449,515 $240,650,093 +$95,429,753 $32.31 94
2022 Q1 4,427,113 $150,571,108 +$51,161,277 $34.01 78
2021 Q4 2,920,386 $95,463,950 +$6,494,438 $32.69 81
2021 Q3 2,671,402 $79,075,723 +$157,901 $29.6 73
2021 Q2 2,668,763 $79,885,761 +$451,933 $29.93 77
2021 Q1 2,641,310 $78,740,177 -$31,666,250 $29.81 71
2020 Q4 3,691,842 $104,779,573 -$10,599,756 $28.38 74
2020 Q3 4,134,825 $110,716,030 -$39,178,298 $26.47 72
2020 Q2 5,536,066 $142,728,530 -$501,687,826 $25.78 77
2020 Q1 25,674,114 $630,324,296 -$231,832,957 $24.55 90
2019 Q4 35,093,274 $1,025,034,196 -$24,198,327 $29.21 99
2019 Q3 35,903,605 $1,064,198,496 -$90,511,476 $29.65 102
2019 Q2 39,111,709 $1,122,096,408 +$875,767,196 $28.71 102
2019 Q1 8,642,454 $244,365,082 -$11,628,123 $28.28 91
2018 Q4 9,087,479 $243,394,828 +$39,189,857 $26.78 86
2018 Q3 7,453,297 $205,481,595 +$27,736,039 $27.57 74
2018 Q2 6,457,647 $168,910,236 +$42,734,151 $26.18 69
2018 Q1 4,837,102 $122,676,542 -$45,415,962 $25.36 84
2017 Q4 6,625,025 $172,369,051 -$896,440,042 $26.02 75
2017 Q3 40,296,936 $1,088,524,097 -$75,864,999 $27.02 99
2017 Q2 43,108,040 $1,170,700,276 +$25,177,023 $27.17 103
2017 Q1 42,180,679 $1,155,286,927 -$93,502,118 $27.39 106
2016 Q4 46,105,295 $1,231,115,394 -$213,997,911 $26.73 97
2016 Q3 54,538,548 $1,414,115,383 -$19,418,388 $25.93 102
2016 Q2 55,567,803 $1,501,948,896 +$44,261,874 $27.03 105
2016 Q1 53,699,190 $1,394,563,123 +$1,299,739,684 $25.98 94
2015 Q4 3,660,436 $81,983,762 -$13,365,663 $22.39 51
2015 Q3 4,200,832 $95,098,527 +$30,618,073 $22.63 43
2015 Q2 2,841,928 $62,873,346 -$78,398,133 $22 49
2015 Q1 6,053,863 $143,121,965 -$508,824,337 $23.64 61
2014 Q4 27,329,683 $680,115,710 +$522,889,235 $24.88 64
2014 Q3 6,191,949 $140,118,239 -$331,539,019 $22.63 44
2014 Q2 20,309,400 $480,543,925 +$379,584,595 $23.86 54
2014 Q1 4,258,969 $94,711,953 +$14,354,034 $22.24 30