Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) Institutional Ownership
CUSIP: 33734X184
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
195
Shares (Excl. Options)
13,124,141
Price
$49.59
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- Security type / class
- Equity / First Trust Utilities AlphaDEX(R) Fund
- Symbol
- FXU
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 13,124,141
- Total 13F value
- $650,416,316
- Portfolio coverage rank
- 0%
- Share change
- -22,219,523
- Value change
- -$1,018,729,061
- Number of holders
- 195
- Shares outstanding
- 17,345,806
- SEC-reported price per share
- $48.49
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund is tracked under CUSIP 33734X184.
- 195 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 197 to 195 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $1,594,669,033 to $650,416,316.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 195 institutions filings for Q1 2026.
Security key
33734X184
Latest holder period
Q1 2026
13F holders
195
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33734X184:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FXU
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 0.62% | -99% | $4,840,555 | -$739,091,386 | 107,544 | -99% | First Trust Portfolios L.P. | 31 Jan 2026 |
As of 31 Mar 2026, 195 institutional investors reported holding 13,124,141 shares of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU). This represents 76% of the company’s total 17,345,806 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
61%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| MORGAN STANLEY | 11% | 1,872,458 | -41% | 0.01% | $92,855,231 |
| LPL Financial LLC | 10% | 1,790,249 | +4.9% | 0.02% | $88,778,431 |
| WELLS FARGO & COMPANY/MN | 5.2% | 904,981 | -46% | 0.01% | $44,877,994 |
| BANK OF AMERICA CORP /DE/ | 4.4% | 764,016 | -12% | 0% | $37,887,536 |
| RAYMOND JAMES FINANCIAL INC | 4% | 695,324 | -28% | 0.01% | $34,481,101 |
| UBS Group AG | 3.3% | 571,796 | +4.5% | 0.01% | $28,355,364 |
| EARNED WEALTH ADVISORS, LLC | 2.2% | 379,257 | +1.5% | 1.3% | $18,807,342 |
| TRUIST FINANCIAL CORP | 2.2% | 373,182 | +22% | 0.02% | $18,506,100 |
| TWO SIGMA INVESTMENTS, LP | 2% | 349,700 | 0.01% | $17,341,623 | |
| Cetera Investment Advisers | 1.9% | 335,969 | +13% | 0.02% | $16,660,690 |
| ENVESTNET ASSET MANAGEMENT INC | 1.6% | 272,594 | +52% | 0% | $13,517,913 |
| Csenge Advisory Group | 1.5% | 252,320 | +3.7% | 0.57% | $12,512,561 |
| Rockport Wealth LLC | 1.3% | 228,438 | +3196% | 2.1% | $11,326,454 |
| STIFEL FINANCIAL CORP | 1.2% | 214,746 | -34% | 0.01% | $10,649,218 |
| OSAIC HOLDINGS, INC. | 1% | 176,423 | -33% | 0.01% | $8,749,360 |
| PGIM Custom Harvest LLC | 0.99% | 171,978 | -0.14% | 0.13% | $8,528,377 |
| Delos Wealth Advisors, LLC | 0.94% | 163,441 | +5.1% | 4.6% | $8,105,040 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.93% | 161,741 | +1.3% | 0.01% | $8,020,723 |
| Janney Montgomery Scott LLC | 0.91% | 158,068 | +0.48% | 0.02% | $7,839,000 |
| Summit Financial, LLC | 0.9% | 156,473 | -2.2% | 0.1% | $7,759,492 |
| Cambridge Investment Research Advisors, Inc. | 0.88% | 152,410 | +6.4% | 0.02% | $7,558,000 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0.85% | 147,403 | +10% | 0% | $7,309,720 |
| Virtue Capital Management, LLC | 0.82% | 143,002 | 1.1% | $7,071,449 | |
| Milestones Private Investment Advisors LLC | 0.7% | 122,270 | +3.3% | 5.3% | $6,063,369 |
| Foundations Investment Advisors, LLC | 0.54% | 93,161 | +0.49% | 0.06% | $4,619,840 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
49
Latest
Q1 2026
Rows shown
1-25 of 49
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 13,124,141 | $650,416,316 | -$1,018,729,061 | $49.59 | 195 |
| 2025 Q4 | 35,427,205 | $1,594,669,033 | +$109,960,156 | $45.01 | 197 |
| 2025 Q3 | 33,342,841 | $1,515,187,775 | -$28,708,606 | $45.45 | 188 |
| 2025 Q2 | 34,140,690 | $1,447,967,350 | -$42,400,987 | $42.38 | 195 |
| 2025 Q1 | 36,920,837 | $1,514,018,858 | +$1,196,043,109 | $41.01 | 166 |
| 2024 Q4 | 5,877,577 | $222,360,077 | +$7,420,732 | $37.83 | 137 |
| 2024 Q3 | 5,644,431 | $217,019,960 | +$24,685,129 | $38.48 | 120 |
| 2024 Q2 | 5,025,156 | $166,193,298 | +$18,781,333 | $33.07 | 109 |
| 2024 Q1 | 4,453,404 | $144,471,853 | -$15,208,366 | $32.46 | 101 |
| 2023 Q4 | 4,932,557 | $156,222,673 | +$6,737,902 | $31.68 | 98 |
| 2023 Q3 | 4,742,804 | $135,663,897 | -$65,169,694 | $28.56 | 97 |
| 2023 Q2 | 6,971,408 | $221,606,299 | +$10,220,528 | $31.79 | 97 |
| 2023 Q1 | 6,625,312 | $217,482,931 | -$36,103,029 | $32.82 | 102 |
| 2022 Q4 | 7,676,541 | $254,935,871 | -$55,860,153 | $33.21 | 112 |
| 2022 Q3 | 9,599,129 | $293,310,780 | +$65,422,495 | $30.55 | 108 |
| 2022 Q2 | 7,449,515 | $240,650,093 | +$95,429,753 | $32.31 | 94 |
| 2022 Q1 | 4,427,113 | $150,571,108 | +$51,161,277 | $34.01 | 78 |
| 2021 Q4 | 2,920,386 | $95,463,950 | +$6,494,438 | $32.69 | 81 |
| 2021 Q3 | 2,671,402 | $79,075,723 | +$157,901 | $29.60 | 73 |
| 2021 Q2 | 2,668,763 | $79,885,761 | +$451,933 | $29.93 | 77 |
| 2021 Q1 | 2,641,310 | $78,740,177 | -$31,666,250 | $29.81 | 71 |
| 2020 Q4 | 3,691,842 | $104,779,573 | -$10,599,756 | $28.38 | 74 |
| 2020 Q3 | 4,134,825 | $110,716,030 | -$39,178,298 | $26.47 | 72 |
| 2020 Q2 | 5,536,066 | $142,728,530 | -$501,687,826 | $25.78 | 77 |
| 2020 Q1 | 25,674,114 | $630,324,296 | -$231,832,957 | $24.55 | 90 |