Q1 2021 13F Holders as of 31 Mar 2021
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
39,147,674
-
Total 13F shares
-
2,641,310
-
Share change
-
-1,070,530
-
Total reported value
-
$78,740,177
-
Price per share
-
$29.81
-
Number of holders
-
71
-
Value change
-
-$31,666,250
-
Number of buys
-
18
-
Number of sells
-
44
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2021
As of 31 Mar 2021,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by
71 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,641,310 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, LPL Financial LLC, BANK OF AMERICA CORP /DE/, Baird Financial Group, Inc., CITADEL ADVISORS LLC, ADVISOR GROUP HOLDINGS, INC., CENTAURUS FINANCIAL, INC., RAYMOND JAMES & ASSOCIATES, and Raymond James Financial Services Advisors, Inc..
This page lists
71
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.