First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

Q: What does CUSIP 33734X184 represent in this 13F holders report?

CUSIP 33734X184 is the security identifier for FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund used to aggregate holder disclosures.

Q: How many institutions held FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund in Q3 2021?

73 institutional investors reported FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund for Q3 2021. Use the holders table for investor-level position and value details.

CUSIP: 33734X184

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding: 17,345,806
Total 13F shares: 2,671,402
Share change: +5,914
Total reported value: $79,075,723
Price per share: $29.60
Number of holders: 73
Value change: +$157,901
Number of buys: 29
Number of sells: 36

Quarterly Holders Quick Answers

What is CUSIP 33734X184?
CUSIP 33734X184 identifies FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 33734X184:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2021

As of 30 Sep 2021, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by 73 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,671,402 shares. The largest 10 holders included MORGAN STANLEY, BANK OF AMERICA CORP /DE/, LPL Financial LLC, ADVISOR GROUP HOLDINGS, INC., HighTower Advisors, LLC, WELLS FARGO & COMPANY/MN, Baird Financial Group, Inc., Virtue Capital Management, LLC, RAYMOND JAMES & ASSOCIATES, and Raymond James Financial Services Advisors, Inc.. This page lists 73 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

Q3 2021 holders

Holder diff

-4

Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.