Q3 2021 13F Holders as of 30 Sep 2021
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39,147,674
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Number of holders
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73
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Total 13F shares, excl. options
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2,671,402
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Shares change
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+5,914
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Total reported value, excl. options
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$79,075,723
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Value change
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+$157,901
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Number of buys
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29
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Number of sells
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-36
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Price
-
$29.6
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2021
82 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 73 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2,671,402 shares
of 39,147,674 outstanding shares and own 6.82% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (890,226 shares), BANK OF AMERICA CORP /DE/ (194,220 shares), LPL Financial LLC (162,210 shares), ADVISOR GROUP HOLDINGS, INC. (153,243 shares), HighTower Advisors, LLC (150,389 shares), WELLS FARGO & COMPANY/MN (149,173 shares), Baird Financial Group, Inc. (134,680 shares), Virtue Capital Management, LLC (90,048 shares), RAYMOND JAMES & ASSOCIATES (73,127 shares), and Raymond James Financial Services Advisors, Inc. (54,012 shares).
This table shows the top 73 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.