Type / Class
Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding
39,147,674
Total 13F shares
4,134,825
Share change
-1,487,289
Total reported value
$110,716,030
Price per share
$26.47
Number of holders
72
Value change
-$39,178,298
Number of buys
17
Number of sells
49

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2020

As of 30 Sep 2020, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by 72 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,134,825 shares. The largest 10 holders included MORGAN STANLEY, BANK OF AMERICA CORP /DE/, TRUIST FINANCIAL CORP, WELLS FARGO & COMPANY/MN, J Arnold Wealth Management Co, UBS Group AG, LPL Financial LLC, Baird Financial Group, Inc., ENVESTNET ASSET MANAGEMENT INC, and MML INVESTORS SERVICES, LLC. This page lists 72 institutional shareholders reporting positions in this security for the Q3 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.