First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)

CUSIP: 33734X184

Q2 2020 13F Holders as of 30 Jun 2020

Type / Class
Equity / First Trust Utilities AlphaDEX(R) Fund
Shares outstanding
17,345,806
Total 13F shares
5,536,066
Share change
-20,139,376
Total reported value
$142,728,530
Price per share
$25.78
Number of holders
77
Value change
-$501,687,826
Number of buys
20
Number of sells
68

Quarterly Holders Quick Answers

What is CUSIP 33734X184?
CUSIP 33734X184 identifies FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2020

As of 30 Jun 2020, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by 77 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,536,066 shares. The largest 10 holders included MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, UBS Group AG, COMMONWEALTH EQUITY SERVICES, LLC, TRUIST FINANCIAL CORP, Janney Montgomery Scott LLC, Baird Financial Group, Inc., LPL Financial LLC, and ENVESTNET ASSET MANAGEMENT INC. This page lists 77 institutional shareholders reporting positions in this security for the Q2 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders
90
Q2 2020 holders
77
Holder diff
-13
Investor Q1 2020 Shares Q2 2020 Shares Share Diff Share Chg % Q1 2020 Value $ Q2 2020 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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