Security key
33734X184
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU)
CUSIP: 33734X184
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / First Trust Utilities AlphaDEX(R) Fund
- Shares outstanding
- 17,345,806
- Total 13F shares
- 5,536,066
- Share change
- -20,139,376
- Total reported value
- $142,728,530
- Price per share
- $25.78
- Number of holders
- 77
- Value change
- -$501,687,826
- Number of buys
- 20
- Number of sells
- 68
Report period
Q2 2020
Institutions
77
Top holders
10
Broader feeds
Reporting periods
Holder history for CUSIP 33734X184
Recent filing periods:
Top shareholders of FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.
Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2020
As of 30 Jun 2020,
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,536,066 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, UBS Group AG, COMMONWEALTH EQUITY SERVICES, LLC, TRUIST FINANCIAL CORP, Janney Montgomery Scott LLC, Baird Financial Group, Inc., LPL Financial LLC, and ENVESTNET ASSET MANAGEMENT INC.
This page lists
77
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
90
Q2 2020 holders
77
Holder diff
-13
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.