Security key
00764C109
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q4 2017 13F Holders as of 31 Dec 2017
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 6,208,020
- Total 13F value
- $98,589,940
- Share change
- -52,657
- SEC-reported price per share
- $15.88
- Number of holders
- 65
- Value change
- -$837,073
- Number of buys
- 35
- Number of sells
- 19
- Shares outstanding
- 44,453,667
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2017
Institutions
65
Top holders
10
AVK full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2018
Previous quarter: Q3 2017
ADVENT CONVERTIBLE & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00764C109
Recent filing periods:
Ownership snapshot
Top reported holders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Saba Capital Management, ...
Disclosed value leader
Saba Capital Management, ...
Comparable rows
15/15
Latest evidence
30 Sep 2017
13F
Lead comparable stake: 2.4%
Showing 1-6 of 15 holder rows.
Quick read
Saba Capital Management, L.P. leads the comparable SEC ownership view at 2.4%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Saba Capital Management, L.P.'s linked filing trail.
Comparable ownership
Top 5
Saba Capital Management, L.P.
2.4%
WELLS FARGO & COMPANY/MN
1.6%
PARAMETRIC PORTFOLIO ASSOCIATES LLC
1.2%
RIVERNORTH CAPITAL MANAGEMENT, LLC
1.1%
SIT INVESTMENT ASSOCIATES INC
0.83%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
Company
|
2.4%
|
$17,350,000
1,070,317 shares
|
— | 30 Sep 2017 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
1.6%
|
$11,403,000
704,324 shares
|
— | 30 Sep 2017 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
Company
|
1.2%
|
$8,398,000
518,709 shares
|
— | 30 Sep 2017 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
1.1%
|
$7,959,000
490,383 shares
|
— | 30 Sep 2017 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
0.83%
|
$5,982,000
369,481 shares
|
— | 30 Sep 2017 |
| Advisors Asset Management, Inc. |
13F
Company
|
0.77%
|
$5,532,000
341,243 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
65
Shares
6,208,020
Rows available
65
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
53
Q4 2017 holders
65
Holder diff
12
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend