Security key
00764C109
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 44,453,667
- Total 13F shares
- 6,208,020
- Share change
- -52,657
- Total reported value
- $98,589,940
- Price per share
- $15.88
- Number of holders
- 65
- Value change
- -$837,073
- Number of buys
- 35
- Number of sells
- 19
Report period
Q4 2017
Institutions
65
Top holders
10
AVK full security history
Newer quarter: Q1 2018
Previous quarter: Q3 2017
ADVENT CONVERTIBLE & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00764C109
Recent filing periods:
Top shareholders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
2.4%
|
1,070,317
|
$17,350,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.6%
|
704,324
|
$11,403,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
1.2%
|
518,709
|
$8,398,000 | — | 30 Sep 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
490,383
|
$7,959,000 | — | 30 Sep 2017 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.83%
|
369,481
|
$5,982,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.77%
|
341,243
|
$5,532,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.76%
|
337,096
|
$5,457,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.72%
|
321,176
|
$5,200,000 | — | 30 Sep 2017 | |
| Windsor Capital Management, LLC |
13F
|
Company |
0.59%
|
262,190
|
$4,234,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.47%
|
210,813
|
$3,417,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.45%
|
200,753
|
$3,250,000 | — | 30 Sep 2017 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.38%
|
169,850
|
$2,750,000 | — | 30 Sep 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.35%
|
154,300
|
$2,501,000 | — | 30 Sep 2017 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.3%
|
134,243
|
$2,173,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.27%
|
120,640
|
$1,953,000 | — | 30 Sep 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.22%
|
95,873
|
$1,552,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.2%
|
90,099
|
$1,459,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.17%
|
75,264
|
$1,219,000 | — | 30 Sep 2017 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.16%
|
72,254
|
$1,147,000 | — | 30 Sep 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.14%
|
64,182
|
$1,039,000 | — | 30 Sep 2017 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.14%
|
62,608
|
$1,014,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.14%
|
61,287
|
$992,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.1%
|
43,238
|
$700,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
38,767
|
$628,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.07%
|
30,095
|
$487,000 | — | 30 Sep 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.05%
|
22,971
|
$372,000 | — | 30 Sep 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.05%
|
22,830
|
$370,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
19,715
|
$319,000 | — | 30 Sep 2017 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.04%
|
19,058
|
$309,000 | — | 30 Sep 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.04%
|
16,720
|
$271,000 | — | 30 Sep 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.04%
|
16,512
|
$267,000 | — | 30 Sep 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.03%
|
13,030
|
$211,000 | — | 30 Sep 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.03%
|
11,296
|
$183,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.02%
|
8,689
|
$141,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
8,548
|
$138,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
6,247
|
$100,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
5,457
|
$88,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
4,500
|
$73,000 | — | 30 Sep 2017 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.01%
|
3,377
|
$55,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
2,749
|
$45,000 | — | 30 Sep 2017 | |
| Zions Bancorporation |
13F
|
Company |
0%
|
2,010
|
$33,000 | — | 30 Sep 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
1,701
|
$28,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
1,500
|
$24,000 | — | 30 Sep 2017 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
1,250
|
$20,000 | — | 30 Sep 2017 | |
| Financial Architects, Inc |
13F
|
Company |
0%
|
1,087
|
$18,000 | — | 30 Sep 2017 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
807
|
$13,000 | — | 30 Sep 2017 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0%
|
632
|
$10,000 | — | 30 Sep 2017 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0%
|
500
|
$8,095 | — | 30 Sep 2017 | |
| Bartlett & Co. LLC |
13F
|
Company |
0%
|
375
|
$6,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
367
|
$6,000 | — | 30 Sep 2017 |
Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q4 2017
As of 31 Dec 2017,
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) was held by
65 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,208,020 shares.
The largest 10 holders included
Parametric Portfolio Associates LLC, WELLS FARGO & COMPANY/MN, Saba Capital Management, L.P., RIVERNORTH CAPITAL MANAGEMENT, LLC, Advisors Asset Management, Inc., BANK OF AMERICA CORP /DE/, MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, RAYMOND JAMES & ASSOCIATES, and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
65
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
53
Q4 2017 holders
65
Holder diff
12
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.