Security key
00764C109
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 44,453,667
- Total 13F shares
- 8,538,115
- Share change
- +272,703
- Total reported value
- $125,340,340
- Price per share
- $14.68
- Number of holders
- 55
- Value change
- +$4,005,378
- Number of buys
- 25
- Number of sells
- 21
Report period
Q4 2016
Institutions
55
Top holders
10
AVK full security history
Newer quarter: Q1 2017
Previous quarter: Q3 2016
ADVENT CONVERTIBLE & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00764C109
Recent filing periods:
Top shareholders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
5.5%
|
2,434,545
|
$35,496,000 | — | 30 Sep 2016 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
1,091,736
|
$15,918,000 | — | 30 Sep 2016 | |
| Oxbow Advisors, LLC |
13F
|
Company |
1.9%
|
857,212
|
$12,498,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
512,870
|
$7,478,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
506,600
|
$7,387,000 | — | 30 Sep 2016 | |
| EATON VANCE MANAGEMENT |
13F
|
Company |
0.95%
|
423,809
|
$6,179,000 | — | 30 Sep 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.77%
|
343,332
|
$5,006,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.71%
|
314,605
|
$4,587,000 | — | 30 Sep 2016 | |
| Windsor Capital Management, LLC |
13F
|
Company |
0.67%
|
296,989
|
$4,330,000 | — | 30 Sep 2016 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.53%
|
236,655
|
$3,450,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.38%
|
170,993
|
$2,493,000 | — | 30 Sep 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.37%
|
164,736
|
$2,402,000 | — | 30 Sep 2016 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.25%
|
110,154
|
$1,606,000 | — | 30 Sep 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
81,808
|
$1,193,000 | — | 30 Sep 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.15%
|
68,102
|
$993,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.15%
|
64,953
|
$947,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.13%
|
58,774
|
$857,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.12%
|
54,828
|
$798,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.11%
|
49,596
|
$723,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.1%
|
46,135
|
$673,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.09%
|
38,496
|
$561,000 | — | 30 Sep 2016 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.08%
|
35,931
|
$524,000 | — | 30 Sep 2016 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.08%
|
33,579
|
$477,000 | — | 30 Sep 2016 | |
| Cavalier Investments, LLC |
13F
|
Company |
0.07%
|
30,784
|
$449,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
27,435
|
$400,000 | — | 30 Sep 2016 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.06%
|
25,140
|
$367,000 | — | 30 Sep 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.05%
|
24,253
|
$354,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.05%
|
24,033
|
$350,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
23,887
|
$349,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
22,434
|
$327,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
0.04%
|
17,653
|
$257,000 | — | 30 Sep 2016 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
0.03%
|
11,743
|
$171,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.02%
|
10,880
|
$159,000 | — | 30 Sep 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.02%
|
10,246
|
$149,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
8,426
|
$123,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
6,654
|
$97,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
5,455
|
$79,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
4,790
|
$69,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
4,568
|
$67,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
4,399
|
$65,000 | — | 30 Sep 2016 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
0.01%
|
4,241
|
$62,000 | — | 30 Sep 2016 | |
| Zions Bancorporation |
13F
|
Company |
0%
|
2,010
|
$29,000 | — | 30 Sep 2016 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0%
|
1,929
|
$28,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
1,500
|
$22,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
1,221
|
$18,000 | — | 30 Sep 2016 | |
| Financial Architects, Inc |
13F
|
Company |
0%
|
1,087
|
$16,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
1,000
|
$15,000 | — | 30 Sep 2016 | |
| Anchor Investment Management, LLC |
13F
|
Company |
0%
|
500
|
$7,290 | — | 30 Sep 2016 | |
| Liberty Capital Management, Inc. |
13F
|
Company |
0%
|
500
|
$7,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
400
|
$6,000 | — | 30 Sep 2016 |
Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q4 2016
As of 31 Dec 2016,
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) was held by
55 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,538,115 shares.
The largest 10 holders included
Saba Capital Management, L.P., RIVERNORTH CAPITAL MANAGEMENT, LLC, Oxbow Advisors, LLC, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, Windsor Capital Management, LLC, SIT INVESTMENT ASSOCIATES INC, and Koshinski Asset Management, Inc..
This page lists
55
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
55
Q4 2016 holders
55
Holder diff
0
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.