Security key
00764C109
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q3 2015 13F Holders as of 30 Sep 2015
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 5,615,194
- Total 13F value
- $73,990,000
- Share change
- +261,543
- SEC-reported price per share
- $13.17
- Number of holders
- 47
- Value change
- +$3,127,618
- Number of buys
- 23
- Number of sells
- 21
- Shares outstanding
- 44,453,667
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2015
Institutions
47
Top holders
10
AVK full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2015
Previous quarter: Q2 2015
ADVENT CONVERTIBLE & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00764C109
Recent filing periods:
Ownership snapshot
Top reported holders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
AMERIPRISE FINANCIAL INC
Disclosed value leader
AMERIPRISE FINANCIAL INC
Comparable rows
15/15
Latest evidence
30 Jun 2015
13F
Lead comparable stake: 2.4%
Showing 1-6 of 15 holder rows.
Quick read
AMERIPRISE FINANCIAL INC leads the comparable SEC ownership view at 2.4%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens AMERIPRISE FINANCIAL INC's linked filing trail.
Comparable ownership
Top 5
AMERIPRISE FINANCIAL INC
2.4%
PARAMETRIC PORTFOLIO ASSOCIATES LLC
2%
Oxbow Advisors, LLC
0.89%
Windsor Capital Management, LLC
0.87%
WELLS FARGO & COMPANY/MN
0.75%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC |
13F
Company
|
2.4%
|
$17,411,000
1,068,407 shares
|
— | 30 Jun 2015 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
Company
|
2%
|
$14,696,000
901,062 shares
|
— | 30 Jun 2015 |
| Oxbow Advisors, LLC |
13F
Company
|
0.89%
|
$6,432,000
394,384 shares
|
— | 30 Jun 2015 |
| Windsor Capital Management, LLC |
13F
Company
|
0.87%
|
$6,340,000
388,739 shares
|
— | 30 Jun 2015 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.75%
|
$5,409,000
331,567 shares
|
— | 30 Jun 2015 |
| Advisors Asset Management, Inc. |
13F
Company
|
0.66%
|
$4,763,000
292,016 shares
|
— | 30 Jun 2015 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2015
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
47
Shares
5,615,194
Rows available
47
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
43
Q3 2015 holders
47
Holder diff
4
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 value | Q3 2015 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend