What does CUSIP 00764C109 represent in this 13F holders report?

CUSIP 00764C109 is the security identifier for AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock used to aggregate holder disclosures.

How many institutions held AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in Q1 2014?

45 institutional investors reported AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock for Q1 2014. Use the holders table for investor-level position and value details.

ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)

CUSIP: 00764C109

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class: Equity / Common Stock
Shares outstanding: 44,453,667
Total 13F shares: 4,358,441
Share change: -155,380
Total reported value: $81,244,932
Price per share: $18.58
Number of holders: 45
Value change: -$2,879,636
Number of buys: 20
Number of sells: 20

Quarterly Holders Quick Answers

What is CUSIP 00764C109?
CUSIP 00764C109 identifies AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2014
Previous quarter: Q4 2013

Recent filing periods for CUSIP 00764C109:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Advisors Asset Management, Inc.	13F	Company	1.2%	545,906	$10,116,000	—	31 Dec 2013	13F
Oxbow Advisors, LLC	13F	Company	1%	465,278	$8,622,000	—	31 Dec 2013	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1%	463,824	$8,594,000	—	31 Dec 2013	13F
Windsor Capital Management, LLC	13F	Company	1%	457,533	$8,478,000	—	31 Dec 2013	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.8%	353,819	$6,557,000	—	31 Dec 2013	13F
MORGAN STANLEY	13F	Company	0.79%	352,496	$6,531,000	—	31 Dec 2013	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.76%	338,423	$6,271,000	—	31 Dec 2013	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.58%	258,316	$4,787,000	—	31 Dec 2013	13F
EATON VANCE MANAGEMENT	13F	Company	0.46%	203,031	$3,762,000	—	31 Dec 2013	13F
CREDIT SUISSE AG/	13F	Company	0.37%	162,268	$3,007,000	—	31 Dec 2013	13F
Formidable Asset Management, LLC	13F	Company	0.33%	145,824	$2,702,000	—	31 Dec 2013	13F
Arete Wealth Advisors, LLC	13F	Company	0.22%	98,380	$1,823,000	—	31 Dec 2013	13F
LPL Financial LLC	13F	Company	0.2%	87,046	$1,613,000	—	31 Dec 2013	13F
Capital Investment Advisors, LLC	13F	Company	0.17%	74,367	$1,378,000	—	31 Dec 2013	13F
Invesco Ltd.	13F	Company	0.15%	65,967	$1,222,000	—	31 Dec 2013	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.13%	59,259	$1,098,000	—	31 Dec 2013	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.13%	55,777	$1,034,000	—	31 Dec 2013	13F
SG Americas Securities, LLC	13F	Company	0.11%	48,880	$906,000	—	31 Dec 2013	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.11%	47,643	$883,000	—	31 Dec 2013	13F
FIRST TRUST ADVISORS LP	13F	Company	0.1%	42,655	$790,000	—	31 Dec 2013	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.07%	31,347	$581,000	—	31 Dec 2013	13F
UBS AG	13F	Company	0.07%	29,371	$544,000	—	31 Dec 2013	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.06%	28,638	$531,000	—	31 Dec 2013	13F
STEEL GROVE CAPITAL ADVISORS, LLC	13F	Company	0.03%	14,051	$260,000	—	31 Dec 2013	13F
Janney Montgomery Scott LLC	13F	Company	0.03%	13,500	$250,155	—	31 Dec 2013	13F
Beacon Capital Management, Inc.	13F	Company	0.03%	13,225	$245,000	—	31 Dec 2013	13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC	13F	Company	0.02%	11,018	$204,000	—	31 Dec 2013	13F
ROYAL BANK OF CANADA	13F	Company	0.02%	10,770	$200,000	—	31 Dec 2013	13F
LOGAN CAPITAL MANAGEMENT INC	13F	Company	0.02%	10,615	$197,000	—	31 Dec 2013	13F
D.A. DAVIDSON & CO.	13F	Company	0.02%	9,360	$173,000	—	31 Dec 2013	13F
WHITTIER TRUST CO	13F	Company	0.01%	6,416	$119,000	—	31 Dec 2013	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.01%	2,434	$45,102	—	31 Dec 2013	13F
BANK OF MONTREAL /CAN/	13F	Company	0%	1,500	$28,000	—	31 Dec 2013	13F
DEUTSCHE BANK AG\	13F	Company	0%	1,276	$23,000	—	31 Dec 2013	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0%	952	$18,000	—	31 Dec 2013	13F
CITIGROUP INC	13F	Company	0%	432	$8,000	—	31 Dec 2013	13F
MSI Financial Services Inc	13F	Company	0%	416	$8,000	—	31 Dec 2013	13F
MUFG Americas Holdings Corp	13F	Company	0%	397	$7,000	—	31 Dec 2013	13F
Bartlett & Co. LLC	13F	Company	0%	382	$7,000	—	31 Dec 2013	13F
Regal Investment Advisors LLC	13F	Company	0%	300	$6,000	—	31 Dec 2013	13F
First Horizon Advisors, Inc.	13F	Company	0%	42	$1,000	—	31 Dec 2013	13F

Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q1 2014

As of 31 Mar 2014, ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) was held by 45 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,358,441 shares. The largest 10 holders included Advisors Asset Management, Inc., Windsor Capital Management, LLC, Oxbow Advisors, LLC, GUGGENHEIM CAPITAL LLC, WELLS FARGO & COMPANY/MN, Parametric Portfolio Associates LLC, AMERIPRISE FINANCIAL INC, MORGAN STANLEY, EATON VANCE MANAGEMENT, and CREDIT SUISSE AG/. This page lists 45 institutional shareholders reporting positions in this security for the Q1 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders

Q1 2014 holders

Holder diff

Investor	Q4 2013 Shares	Q1 2014 Shares	Share Diff	Share Chg %	Q4 2013 Value $	Q1 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.