| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series P Mandatory Redeemable Preferred Stock |
160K |
$5.39M |
$33.69 |
15 Oct 2025 |
Held through subsidiary |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Stock |
134K |
$4.61M |
$34.31 |
15 Oct 2025 |
Held through subsidiary |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series O Mandatory Redeemable Preferred Stock |
0 |
$0 |
$35.04 |
11 Jun 2025 |
Held through subsidiaries |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series A Mandatory Redeemable Preferred Shares |
960K |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Shares |
880K |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series C Mandatory Redeemable Preferred Shares |
720K |
|
|
20 Mar 2025 |
Held through subsidiaries |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series D Mandatory Redeemable Preferred Shares |
400K |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series E Mandatory Redeemable Preferred Shares |
400K |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series I Mandatory Redeemable Preferred Shares |
400K |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series B Mandatory Redeemable Preferred Shares |
320K |
|
|
20 Mar 2025 |
Held through subsidiary |
| Carlyle Tactical Private Credit Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series K Mandatory Redeemable Preferred Shares |
320K |
|
|
20 Mar 2025 |
Held through subsidiary |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Stock |
134K |
|
|
11 Jun 2025 |
Held through subsidiaries |
| DNP SELECT INCOME FUND INC |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series E Mandatory Redeemable Preferred Shares |
660 |
|
|
09 Jun 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series J Mandatory Redeemable Preferred Stock |
0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
Series K Mandatory Redeemable Preferred Stock |
0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.46% Series M Senior Secured Notes due June 11, 2025 |
$0 |
|
$569,291.46 |
11 Jun 2025 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.56% Series N Senior Secured Notes due June 11, 2027 |
$1.49M |
|
|
11 Jun 2025 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.56% Series N Senior Secured Notes due June 11, 2027 |
$1.49M |
|
|
15 Oct 2025 |
Held through subsidiary |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.76% Series O Senior Secured Notes due June 11, 2030 |
$2.05M |
|
|
15 Oct 2025 |
Held through subsidiaries |
| ClearBridge Energy Midstream Opportunity Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
4.66% Series H Senior Secured Notes due October 15, 2025 |
$0 |
|
$5,592,315.68 |
15 Oct 2025 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.46% Senior Secured Notes Series I due June 11, 2025 |
$0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.56% Senior Secured Notes Series J due June 11, 2027 |
$0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| ClearBridge MLP & Midstream Fund Inc. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.76% Senior Secured Notes Series K due June 11, 2030 |
$0 |
|
|
09 Sep 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
4.10% Series A Senior Secured Notes due March 28, 2027 |
$25M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.44% Series B Senior Secured Notes due July 19, 2025 |
$12.5M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.50% Series C Senior Secured Notes due July 19, 2026 |
$34M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.61% Series E Senior Secured Notes due July 19, 2027 |
$42.5M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.72% Series F Senior Secured Notes due July 19, 2029 |
$33M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
5.72% Series G Senior Secured Notes due July 19, 2029 |
$28M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.75% Series K Senior Secured Notes due August 4, 2026 |
$6M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.77% Series L Senior Secured Notes due August 4, 2028 |
$12M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
6.81% Series M Senior Secured Notes due August 4, 2030 |
$12M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.10% Series I Senior Secured Notes due December 6, 2027 |
$60M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.17% Series J Senior Secured Notes due December 6, 2029 |
$40M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.23% Series Q Senior Secured Notes due January 20, 2031 |
$39M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| Cliffwater Corporate Lending Fund |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
7.40% Series R Senior Secured Notes due January 20, 2034 |
$50M |
|
|
15 Jul 2024 |
Held through subsidiaries |
| DNP SELECT INCOME FUND INC |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. |
3.00% Series B Senior Secured Notes due July 22, 2026 |
$33M |
|
|
29 Jul 2024 |
Held through subsidiaries |