Corebridge Financial, Inc.

Insider Reports History

Location
Houston, TX
Signature
/s/ Polly Klane, Authorized Signatory of Corebridge Financial, Inc.
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Corebridge Financial, Inc.:

Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
Series P Mandatory Redeemable Preferred Stock
Shares / value
160,000
Estimated value
$5,390,400
Report date
15 Oct 2025
Price
$33.69
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
Series J Mandatory Redeemable Preferred Stock
Shares / value
134,286
Estimated value
$4,607,353
Report date
15 Oct 2025
Price
$34.31
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
Series O Mandatory Redeemable Preferred Stock
Shares / value
0
Estimated value
$0
Report date
11 Jun 2025
Price
$35.04
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Carlyle Tactical Private Credit Fund

Security class
Series A Mandatory Redeemable Preferred Shares
Shares / value
960,000
Estimated value
Report date
20 Mar 2025
Price
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Carlyle Tactical Private Credit Fund

Security class
Series J Mandatory Redeemable Preferred Shares
Shares / value
880,000
Estimated value
Report date
20 Mar 2025
Price
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Carlyle Tactical Private Credit Fund

Security class
Series C Mandatory Redeemable Preferred Shares
Shares / value
720,000
Estimated value
Report date
20 Mar 2025
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Carlyle Tactical Private Credit Fund

Security class
Series D Mandatory Redeemable Preferred Shares
Shares / value
400,000
Estimated value
Report date
20 Mar 2025
Price
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Carlyle Tactical Private Credit Fund

Security class
Series E Mandatory Redeemable Preferred Shares
Shares / value
400,000
Estimated value
Report date
20 Mar 2025
Price
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Carlyle Tactical Private Credit Fund

Security class
Series I Mandatory Redeemable Preferred Shares
Shares / value
400,000
Estimated value
Report date
20 Mar 2025
Price
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Carlyle Tactical Private Credit Fund

Security class
Series B Mandatory Redeemable Preferred Shares
Shares / value
320,000
Estimated value
Report date
20 Mar 2025
Price
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Carlyle Tactical Private Credit Fund

Security class
Series K Mandatory Redeemable Preferred Shares
Shares / value
320,000
Estimated value
Report date
20 Mar 2025
Price
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

DNP SELECT INCOME FUND INC

Security class
Series E Mandatory Redeemable Preferred Shares
Shares / value
660
Estimated value
Report date
09 Jun 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge MLP & Midstream Fund Inc.

Security class
Series J Mandatory Redeemable Preferred Stock
Shares / value
0
Estimated value
Report date
09 Sep 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge MLP & Midstream Fund Inc.

Security class
Series K Mandatory Redeemable Preferred Stock
Shares / value
0
Estimated value
Report date
09 Sep 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
3.46% Series M Senior Secured Notes due June 11, 2025
Shares / value
$0
Estimated value
Report date
11 Jun 2025
Price
$569291.46
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
3.56% Series N Senior Secured Notes due June 11, 2027
Shares / value
$1,492,294
Estimated value
Report date
11 Jun 2025
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
3.56% Series N Senior Secured Notes due June 11, 2027
Shares / value
$1,492,294
Estimated value
Report date
15 Oct 2025
Price
Ownership
Held through subsidiary
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
3.76% Series O Senior Secured Notes due June 11, 2030
Shares / value
$2,051,904
Estimated value
Report date
15 Oct 2025
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge Energy Midstream Opportunity Fund Inc.

Security class
4.66% Series H Senior Secured Notes due October 15, 2025
Shares / value
$0
Estimated value
Report date
15 Oct 2025
Price
$5592315.68
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge MLP & Midstream Fund Inc.

Security class
3.46% Senior Secured Notes Series I due June 11, 2025
Shares / value
$0
Estimated value
Report date
09 Sep 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge MLP & Midstream Fund Inc.

Security class
3.56% Senior Secured Notes Series J due June 11, 2027
Shares / value
$0
Estimated value
Report date
09 Sep 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

ClearBridge MLP & Midstream Fund Inc.

Security class
3.76% Senior Secured Notes Series K due June 11, 2030
Shares / value
$0
Estimated value
Report date
09 Sep 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
4.10% Series A Senior Secured Notes due March 28, 2027
Shares / value
$25,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
5.44% Series B Senior Secured Notes due July 19, 2025
Shares / value
$12,500,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
5.50% Series C Senior Secured Notes due July 19, 2026
Shares / value
$34,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
5.61% Series E Senior Secured Notes due July 19, 2027
Shares / value
$42,500,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
5.72% Series F Senior Secured Notes due July 19, 2029
Shares / value
$33,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
5.72% Series G Senior Secured Notes due July 19, 2029
Shares / value
$28,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
6.75% Series K Senior Secured Notes due August 4, 2026
Shares / value
$6,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
6.77% Series L Senior Secured Notes due August 4, 2028
Shares / value
$12,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
6.81% Series M Senior Secured Notes due August 4, 2030
Shares / value
$12,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
7.10% Series I Senior Secured Notes due December 6, 2027
Shares / value
$60,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
7.17% Series J Senior Secured Notes due December 6, 2029
Shares / value
$40,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
7.23% Series Q Senior Secured Notes due January 20, 2031
Shares / value
$39,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

Cliffwater Corporate Lending Fund

Security class
7.40% Series R Senior Secured Notes due January 20, 2034
Shares / value
$50,000,000
Estimated value
Report date
15 Jul 2024
Price
Ownership
Held through subsidiaries
Form 4 holding Filed pursuant to Section 30(h) of the Investment Company Act of 1940.

DNP SELECT INCOME FUND INC

Security class
3.00% Series B Senior Secured Notes due July 22, 2026
Shares / value
$33,000,000
Estimated value
Report date
29 Jul 2024
Price
Ownership
Held through subsidiaries

Insider Reports Filed by Corebridge Financial, Inc.

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