| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EMO | Series I Mandatory Redeemable Preferred Stock | Other | -$3.02M | -30 | -100% | $100,825.44* | 0 | Jul 23, 2024 | Held through subsidiaries | F1, F2 |
| holding | EMO | Series J Mandatory Redeemable Preferred Stock | 70 | Jul 23, 2024 | Held through subsidiaries | F3 | |||||
| holding | EMO | 4.66% Series H Senior Secured Notes due October 15, 2025 | $5.49M | Jul 23, 2024 | Held through subsidiaries | F4 |
| Id | Content |
|---|---|
| F1 | The Series I Mandatory Redeemable Preferred Stock (the "Series I MRPS") were redeemed by the issuer at a price equal to the liquidation value of $100,000 of the redeemed securities plus accrued interest of $825.44 per share (the "Series I Redemption"). |
| F2 | The United States Life Insurance Company in The City of New York ("USL"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held 20 shares of the Issuer's Series I MRPS. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, was deemed to have beneficial ownership of 10 shares of the Issuer's Series I MRPS held by a controlled subsidiary of American International Group ("AIG") pursuant to an investment management agreement. CRBG was an indirect beneficial owner of the Series I MRPS. |
| F3 | American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG, directly holds 47 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 23 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F4 | AGLIC, USL and The Variable Annuity Life Insurance Company, each an indirect wholly owned subsidiary of CRBG, directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.