| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | DNP | 3.00% Series B Senior Secured Notes due July 22, 2026 | $47M | Jun 9, 2024 | Held through subsidiaries | F1, F2 | |||||
| holding | DNP | Series E Mandatory Redeemable Preferred Shares | 660 | Jun 9, 2024 | Held through subsidiaries | F1, F3 |
| Id | Content |
|---|---|
| F1 | As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| F2 | American General Life Insurance Company ("AGLIC") and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of CRBG, directly hold $15,000,000.00 principal amount and $18,000,000.00 principal amount of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC, an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of $14,000,000.00 principal amount of the reported securities held by controlled subsidiaries of AIG pursuant to investment management agreements. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiaries of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F3 | AGLIC, VALIC and The United States Life Insurance Company in The City of New York, an indirect wholly owned subsidiary of CRBG, directly hold 640, 10 and 10 shares of the reported securities, respectively. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.