| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CCLFX | 5.44% Series B Senior Secured Notes due July 19, 2025 | Purchase | +1.53M | $12.5M | Jul 15, 2024 | Held through subsidiaries | F1, F2, F3 | |||
| transaction | CCLFX | 5.50% Series C Senior Secured Notes due July 19, 2026 | Purchase | +4.17M | $34M | Jul 15, 2024 | Held through subsidiaries | F4, F5, F6 | |||
| transaction | CCLFX | 5.61% Series E Senior Secured Notes due July 19, 2027 | Purchase | +5.21M | $42.5M | Jul 15, 2024 | Held through subsidiaries | F7, F8, F9 | |||
| transaction | CCLFX | 7.10% Series I Senior Secured Notes due December 6, 2027 | Purchase | +7.36M | $60M | Jul 15, 2024 | Held through subsidiaries | F10, F11, F12 | |||
| transaction | CCLFX | 6.75% Series K Senior Secured Notes due August 4, 2026 | Purchase | +6M | $6M | Jul 15, 2024 | Held through subsidiaries | F13, F14, F15 | |||
| holding | CCLFX | 4.10% Series A Senior Secured Notes due March 28, 2027 | $25M | Jul 15, 2024 | Held through subsidiaries | F16 | |||||
| holding | CCLFX | 5.72% Series F Senior Secured Notes due July 19, 2029 | $33M | Jul 15, 2024 | Held through subsidiaries | F17 | |||||
| holding | CCLFX | 5.72% Series G Senior Secured Notes due July 19, 2029 | $28M | Jul 15, 2024 | Held through subsidiaries | F18 | |||||
| holding | CCLFX | 7.17% Series J Senior Secured Notes due December 6, 2029 | $40M | Jul 15, 2024 | Held through subsidiaries | F19 | |||||
| holding | CCLFX | 6.77% Series L Senior Secured Notes due August 4, 2028 | $12M | Jul 15, 2024 | Held through subsidiaries | F20 | |||||
| holding | CCLFX | 6.81% Series M Senior Secured Notes due August 4, 2030 | $12M | Jul 15, 2024 | Held through subsidiaries | F21 | |||||
| holding | CCLFX | 7.23% Series Q Senior Secured Notes due January 20, 2031 | $39M | Jul 15, 2024 | Held through subsidiaries | F22 | |||||
| holding | CCLFX | 7.40% Series R Senior Secured Notes due January 20, 2034 | $50M | Jul 15, 2024 | Held through subsidiaries | F23 |
| Id | Content |
|---|---|
| F1 | On July 15, 2024, American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG, entered into an agreement with a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to which AGLIC agreed to purchase $1,532,500.00 principal amount of the reported securities. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, continues to manage such securities pursuant to an investment management agreement. |
| F2 | The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $1,550,886.59. |
| F3 | AGLIC directly holds $12,500,000.00 principal amount of the reported securities. |
| F4 | On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $4,168,400.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. |
| F5 | The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $4,190,469.36. |
| F6 | AGLIC and The United States Life Insurance Company in the City of New York ("USL"), an indirect wholly owned subsidiary of CRBG, directly hold $4,168,400.00 principal amount and $29,831,600.00 principal amount of the reported securities, respectively. |
| F7 | On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $5,210,500.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. |
| F8 | The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $5,228,936.49. |
| F9 | AGLIC and The Variable Annuity Life Insurance Company ("VALIC"), an indirect wholly owned subsidiary of CRBG, directly hold $32,500,000.00 principal amount and $10,000,000.00 principal amount of the reported securities, respectively. |
| F10 | On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $7,356,000.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. |
| F11 | The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $7,558,187.83. |
| F12 | AGLIC directly holds $60,000,000.00 principal amount of the reported securities. |
| F13 | On July 15, 2024, AGLIC entered into an agreement with a controlled subsidiary of AIG pursuant to which AGLIC agreed to purchase $6,000,000.00 principal amount of the reported securities. CIIUS continues to manage such securities pursuant to an investment management agreement. |
| F14 | The reporting person acquired the reported securities in exchange for a combination of other securities and cash having an estimated value of $6,194,775.00. |
| F15 | AGLIC directly holds $6,000,000.00 principal amount of the reported securities. |
| F16 | AGLIC directly holds $25,000,000.00 principal amount of the reported securities. |
| F17 | AGLIC and VALIC directly hold $18,000,000.00 principal amount and $15,000,000.00 principal amount of the reported securities, respectively. |
| F18 | AGLIC directly holds $28,000,000.00 principal amount of the reported securities. |
| F19 | AGLIC directly holds $40,000,000.00 principal amount of the reported securities. |
| F20 | AGLIC and USL each directly hold $6,000,000.00 principal amount of the reported securities. |
| F21 | AGLIC directly holds $12,000,000.00 principal amount of the reported securities. |
| F22 | AGLIC directly holds $39,000,000.00 principal amount of the reported securities. |
| F23 | AGLIC and USL directly hold $40,000,000 principal amount and $10,000,000.00 principal amount of the reported securities, respectively. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.