| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | TAKNX | Series A Mandatory Redeemable Preferred Shares | 960,000 | 09 Jun 2024 | Held through subsidiaries | F1, F2 | |||||
| holding | TAKNX | Series B Mandatory Redeemable Preferred Shares | 320,000 | 09 Jun 2024 | Held through subsidiaries | F1, F3 | |||||
| holding | TAKNX | Series C Mandatory Redeemable Preferred Shares | 720,000 | 09 Jun 2024 | Held through subsidiaries | F1, F4 | |||||
| holding | TAKNX | Series D Mandatory Redeemable Preferred Shares | 400,000 | 09 Jun 2024 | Held through subsidiaries | F1, F5 | |||||
| holding | TAKNX | Series E Mandatory Redeemable Preferred Shares | 400,000 | 09 Jun 2024 | Held through subsidiaries | F1, F5 |
| Id | Content |
|---|---|
| F1 | As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| F2 | American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG, directly holds 842,320 shares of the reported securities. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 117,680 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F3 | AGLIC directly holds 280,760 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 39,240 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F4 | AGLIC and The Variable Annuity Life Insurance Company, an indirect wholly owned subsidiary of CRBG, directly hold 315,864 and 315,864 shares of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of 88,272 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F5 | AGLIC directly holds 350,960 shares of the reported securities. CIIUS may be deemed to have beneficial ownership of 49,040 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.