| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CCLFX | 5.44% Series B Senior Secured Notes due July 19, 2025 | $12,500,000 | 09 Jun 2024 | Held through subsidiaries | F1, F2 | |||||
| holding | CCLFX | 5.50% Series C Senior Secured Notes due July 19, 2026 | $34,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F3 | |||||
| holding | CCLFX | 6.75% Series K Senior Secured Notes due August 4, 2026 | $6,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F4 | |||||
| holding | CCLFX | 4.10% Series A Senior Secured Notes due March 28, 2027 | $25,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F5 | |||||
| holding | CCLFX | 5.61% Series E Senior Secured Notes due July 19, 2027 | $42,500,000 | 09 Jun 2024 | Held through subsidiaries | F1, F6 | |||||
| holding | CCLFX | 7.10% Series I Senior Secured Notes due December 6, 2027 | $60,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F7 | |||||
| holding | CCLFX | 6.77% Series L Senior Secured Notes due August 4, 2028 | $12,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F8 | |||||
| holding | CCLFX | 5.72% Series F Senior Secured Notes due July 19, 2029 | $33,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F9 | |||||
| holding | CCLFX | 5.72% Series G Senior Secured Notes due July 19, 2029 | $28,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F10 | |||||
| holding | CCLFX | 7.17% Series J Senior Secured Notes due December 6, 2029 | $40,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F11 | |||||
| holding | CCLFX | 6.81% Series M Senior Secured Notes due August 4, 2030 | $12,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F12 | |||||
| holding | CCLFX | 7.23% Series Q Senior Secured Notes due January 20, 2031 | $39,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F13 | |||||
| holding | CCLFX | 7.40% Series R Senior Secured Notes due January 20, 2034 | $50,000,000 | 09 Jun 2024 | Held through subsidiaries | F1, F14 |
| Id | Content |
|---|---|
| F1 | As of June 9, 2024, Corebridge Financial, Inc. ("CRBG") ceased to be a controlled subsidiary of American International Group, Inc. ("AIG"). As a result, CRBG and AIG report beneficial ownership independently and AIG no longer reports beneficial ownership of securities held directly by CRBG and its subsidiaries. |
| F2 | American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG, directly holds $10,967,500.00 principal amount of the reported securities. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of $1,532,500.00 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F3 | The United States Life Insurance Company in The City of New York ("USL"), an indirect wholly owned subsidiary of CRBG, directly holds $29,831,600.00 principal amount of the reported securities. CIIUS may be deemed to have beneficial ownership of $4,168,400.00 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F4 | CIIUS may be deemed to have beneficial ownership of $6,000,000.00 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F5 | AGLIC directly holds $25,000,000.00 principal amount of the reported securities. |
| F6 | AGLIC and The Variable Annuity Life Insurance Company ("VALIC"), an indirect wholly owned subsidiary of CRBG, directly hold $27,289,500.00 principal amount and $10,000,000.00 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $5,210,500.00 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F7 | AGLIC directly holds $52,644,000.00 principal amount of the reported securities. CIIUS may be deemed to have beneficial ownership of $7,356,000.00 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. The reporting person disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein. |
| F8 | AGLIC and USL each directly hold $6,000,000.00 principal amount of the reported securities. |
| F9 | AGLIC and VALIC directly hold $18,000,000.00 principal amount and $15,000,000.00 principal amount of the reported securities, respectively. |
| F10 | AGLIC directly holds $28,000,000.00 principal amount of the reported securities. |
| F11 | AGLIC directly holds $40,000,000.00 principal amount of the reported securities. |
| F12 | AGLIC directly holds $12,000,000.00 principal amount of the reported securities. |
| F13 | AGLIC directly holds $39,000,000.00 principal amount of the reported securities. |
| F14 | AGLIC and USL directly hold $40,000,000.00 principal amount and $10,000,000.00 principal amount of the reported securities, respectively. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.