Bleichroeder LP

Insider Reports History

Entity
Company
Location
1345 Avenue Of The Americas, 47 Th Floor, New York, NY
Signature
Michael M. Kellen
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Bleichroeder LP:

Stock Role Class Num Shares Value Price $ Report Date Ownership
CompoSecure, Inc. 10%+ Owner Common Stock 3.8M $24.7M $6.50 May 9, 2024 Indirect
INTEVAC INC 10%+ Owner Common Stock 5.04M $21.6M $4.29 Mar 23, 2023 Indirect
Identiv, Inc. 10%+ Owner Common Stock 2.88M $20M $6.93 Apr 24, 2023 Indirect
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Series E Convertible Preferred Stock 12.5K $12.5M $1,000.00 Sep 19, 2024 Indirect
LIQTECH INTERNATIONAL INC 10%+ Owner Common Stock 3.18M $11.2M $3.51 Nov 12, 2024 Indirect
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Common Stock 1.63M $4.25M $2.61 Sep 19, 2024 Indirect
SCIENTIFIC INDUSTRIES INC 10%+ Owner Common Stock 1.2M $2.41M $2.00 Dec 13, 2023 Indirect
DURECT CORP 10%+ Owner Common Stock 2.64M $2.24M $0.85 Mar 13, 2023 Indirect
SCIENTIFIC INDUSTRIES INC 10%+ Owner Warrants to Purchase Common Stock 960K Dec 13, 2023 Indirect
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Series F Convertible Preferred Stock 0 Nov 10, 2023 Indirect
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Warrants to Purchase Common Stock 0 Sep 19, 2024 Indirect
Identiv, Inc. 10%+ Owner Warrant to Purchase Common Stock 0 Apr 24, 2023 Indirect

Insider Reports Filed by Bleichroeder LP

Symbol Company Period Transactions Value $ Form Type Date Filed Role
LIQT LIQTECH INTERNATIONAL INC Nov 12, 2024 0 $0 3 Nov 19, 2024 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Sep 19, 2024 9 $900K 4 Sep 23, 2024 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Jul 22, 2024 1 $0 4 Jul 24, 2024 10%+ Owner
cmpo CompoSecure, Inc. May 9, 2024 1 $5.2M 4 May 13, 2024 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Mar 22, 2024 1 $1M 4 Mar 25, 2024 10%+ Owner
SCND SCIENTIFIC INDUSTRIES INC Dec 13, 2023 6 $1.2M 4 Dec 15, 2023 10%+ Owner
cmpo CompoSecure, Inc. Nov 30, 2023 1 $39.5K 4 Dec 4, 2023 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Nov 10, 2023 3 $2.5M 4 Nov 14, 2023 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Aug 1, 2023 1 $5M 4 Aug 3, 2023 10%+ Owner
INVE Identiv, Inc. Apr 24, 2023 2 $963K 4 Apr 25, 2023 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Mar 27, 2023 1 $4M 4/A Mar 29, 2023 10%+ Owner
IVAC INTEVAC INC Mar 23, 2023 1 $262K 4 Mar 27, 2023 10%+ Owner
DRRX DURECT CORP Mar 13, 2023 1 $0 4 Mar 15, 2023 10%+ Owner
IVAC INTEVAC INC Mar 13, 2023 1 $0 4 Mar 15, 2023 10%+ Owner
INVE Identiv, Inc. Mar 13, 2023 1 $0 4 Mar 15, 2023 10%+ Owner
IVAC INTEVAC INC Jan 4, 2023 3 $502K 4 Jan 6, 2023 10%+ Owner
CMPO CompoSecure, Inc. Dec 7, 2022 3 $245K 4/A Dec 12, 2022 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Sep 30, 2022 1 $999K 4 Oct 3, 2022 10%+ Owner
CMPO CompoSecure, Inc. Sep 22, 2022 3 $60.6K 4 Sep 26, 2022 10%+ Owner
CMPO CompoSecure, Inc. Sep 16, 2022 3 $249K 4 Sep 20, 2022 10%+ Owner
CMPO CompoSecure, Inc. Aug 25, 2022 1 $2.75M 4 Aug 29, 2022 10%+ Owner
CMPO CompoSecure, Inc. Jul 27, 2022 1 $18.3K 4 Jul 29, 2022 10%+ Owner
IVAC INTEVAC INC Jun 14, 2022 2 -$25.5K 4 Jun 15, 2022 10%+ Owner
CMPO CompoSecure, Inc. Jun 10, 2022 3 $62.9K 4 Jun 14, 2022 10%+ Owner
INVE Identiv, Inc. May 24, 2022 2 $173K 4 May 26, 2022 10%+ Owner
CMPO CompoSecure, Inc. May 12, 2022 1 $19.5K 4 May 16, 2022 10%+ Owner
CMPO CompoSecure, Inc. May 9, 2022 3 $1.12M 4 May 11, 2022 10%+ Owner
INVE Identiv, Inc. May 6, 2022 3 $1.54M 4 May 10, 2022 10%+ Owner
CMPO CompoSecure, Inc. May 4, 2022 3 $691K 4 May 6, 2022 10%+ Owner
CMPO CompoSecure, Inc. Apr 29, 2022 3 $766K 4 May 3, 2022 10%+ Owner
CMPO CompoSecure, Inc. Apr 22, 2022 3 $1.04M 4 Apr 26, 2022 10%+ Owner
INVE Identiv, Inc. Apr 21, 2022 2 $1.29M 4 Apr 25, 2022 10%+ Owner
CMPO CompoSecure, Inc. Apr 19, 2022 3 $913K 4 Apr 21, 2022 10%+ Owner
CMPO CompoSecure, Inc. Apr 13, 2022 2 $1.72M 4 Apr 14, 2022 10%+ Owner
CMPO CompoSecure, Inc. Apr 7, 2022 2 $29.9K 4 Apr 11, 2022 10%+ Owner
CMPO CompoSecure, Inc. Apr 6, 2022 1 $4.15K 4 Apr 11, 2022 10%+ Owner
CMPO CompoSecure, Inc. Mar 31, 2022 2 $173K 4 Apr 11, 2022 10%+ Owner
CMPO CompoSecure, Inc. Mar 29, 2022 2 $343K 4 Apr 11, 2022 10%+ Owner
CMPO CompoSecure, Inc. Mar 29, 2022 0 $0 3/A Apr 11, 2022 10%+ Owner
INVE Identiv, Inc. Mar 14, 2022 1 $369K 4 Mar 16, 2022 10%+ Owner
INVE Identiv, Inc. Mar 4, 2022 3 $2.52M 4 Mar 8, 2022 10%+ Owner
SCND SCIENTIFIC INDUSTRIES INC Mar 2, 2022 2 $375K 4 Mar 3, 2022 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Feb 4, 2022 1 $1.5M 4 Feb 8, 2022 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Jan 11, 2022 2 $2.5M 4 Jan 12, 2022 10%+ Owner
SCND SCIENTIFIC INDUSTRIES INC Jun 18, 2021 0 $0 3 Jun 24, 2021 10%+ Owner