Bleichroeder LP - Jun 14, 2022 Form 4 Insider Report for INTEVAC INC (IVAC)

Role: 10%+ Owner
Signature: Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP
Stock symbol: IVAC
Transactions as of: Jun 14, 2022
Transactions value $: -$25,481
Form type: 4
Date filed: 6/15/2022, 04:47 PM
Previous filing: Jun 14, 2022
Next filing: Jul 29, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	IVAC	Common Stock	Sale	-$961	-200	0%	$4.81	4.95M	Jun 14, 2022	See footnote	F1, F2
transaction	IVAC	Common Stock	Sale	-$24.5K	-5.05K	-0.1%	$4.86	4.94M	Jun 15, 2022	See footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions. On 06/14/2022, prices ranged from $4.80 to $4.81, inclusive. On 06/15/2022, prices ranged from $4.85 to $4.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2	This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

Content

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions. On 06/14/2022, prices ranged from $4.80 to $4.81, inclusive. On 06/15/2022, prices ranged from $4.85 to $4.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.