Bleichroeder LP - 04 Feb 2022 Form 4 Insider Report for DUOS TECHNOLOGIES GROUP, INC. (DUOT)

Reporting relationship: 10%+ Owner
Issuer ticker: DUOT
Reported as of: 04 Feb 2022
Net transaction value: +$1,500,000
SEC form: 4
Accepted by SEC: 08 Feb 2022, 15:13:54 UTC
Prior SEC filing: 12 Jan 2022
Next SEC filing: 03 Mar 2022
Source filing: View source filing
Reporting owner signature: Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP

Key filing fact

Bleichroeder LP filed Form 4 for DUOS TECHNOLOGIES GROUP, INC. (DUOT) on 08 Feb 2022.

Key facts

This page summarizes Bleichroeder LP's Form 4 filing for DUOS TECHNOLOGIES GROUP, INC. (DUOT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 08 Feb 2022, 15:13.

Change

Previous filing in this sequence was filed on 12 Jan 2022.
Current net transaction value: +$1,500,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DUOT transaction

Common Stock

Purchase

Transaction value: $1,500,000
Shares: +375,000
Change %: +41%
Price: $4.00
Shares after: 1,283,162
Date: 04 Feb 2022
Ownership: See footnote
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.