Bleichroeder LP - Feb 4, 2022 Form 4 Insider Report for DUOS TECHNOLOGIES GROUP, INC. (DUOT)

Role
10%+ Owner
Signature
Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP
Stock symbol
DUOT
Transactions as of
Feb 4, 2022
Transactions value $
$1,500,000
Form type
4
Date filed
2/8/2022, 03:13 PM
Previous filing
Jan 12, 2022
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DUOT Common Stock Purchase $1.5M +375K +41.29% $4.00 1.28M Feb 4, 2022 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.