Bleichroeder LP - 23 Mar 2023 Form 4 Insider Report for INTEVAC INC

Reporting relationship: 10%+ Owner
Issuer ticker: N/A
Reported as of: 23 Mar 2023
Net transaction value: +$262,132
SEC form: 4
Accepted by SEC: 27 Mar 2023, 16:08:04 UTC
Prior SEC filing: 15 Mar 2023
Next SEC filing: 29 Mar 2023
Source filing: View source filing
Reporting owner signature: Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP

Key filing fact

Bleichroeder LP filed Form 4 for INTEVAC INC on 27 Mar 2023.

Key facts

This page summarizes Bleichroeder LP's Form 4 filing for INTEVAC INC.
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 27 Mar 2023, 16:08.

Change

Previous filing in this sequence was filed on 15 Mar 2023.
Current net transaction value: +$262,132.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IVAC transaction

Common Stock

Purchase

Transaction value: $262,132
Shares: +37,800
Change %: +0.76%
Price: $6.93
Shares after: 5,039,023
Date: 23 Mar 2023
Ownership: See footnote
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. On 03/23/2023, prices ranged from $6.90 to $6.935, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

Footnote F2

This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.