Bleichroeder LP - 12 Nov 2024 Form 3 Insider Report for LIQTECH INTERNATIONAL INC (LIQT)

Role
10%+ Owner
Signature
Michael M. Kellen
Issuer symbol
LIQT
Transactions as of
12 Nov 2024
Net transactions value
$0
Form type
3
Filing time
19 Nov 2024, 16:44:44 UTC
Previous filing
23 Sep 2024
Next filing
28 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LIQT Common Stock 3,182,239 12 Nov 2024 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIQT Warrants to Purchase Common Stock 12 Nov 2024 Common Stock 2,475,008 $0.008000 See footnote F1, F2
holding LIQT Warrants to Purchase Common Stock 12 Nov 2024 Common Stock 531,250 $5.20 See footnote F1
holding LIQT Warrants to Purchase Common Stock 12 Nov 2024 Common Stock 531,250 $5.20 See footnote F1
holding LIQT Warrants to Purchase Common Stock 12 Nov 2024 Common Stock 344,871 $2.00 See footnote F1
holding LIQT Warrants to Purchase Common Stock 12 Nov 2024 Common Stock 344,871 $0.001000 See footnote F1, F2
holding LIQT Warrants to Purchase Common Stock 12 Nov 2024 Common Stock 2,605,129 $2.00 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to the managed accounts and investment funds that directly hold these securities. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP are the beneficial owners of the securities for purposes of Section 16 or for any other purposes.
F2 Warrant is a pre-funded warrant and has no expiration date.