Bleichroeder LP - Nov 12, 2024 Form 3 Insider Report for LIQTECH INTERNATIONAL INC (LIQT)

Role
10%+ Owner
Signature
Michael M. Kellen
Stock symbol
LIQT
Transactions as of
Nov 12, 2024
Transactions value $
$0
Form type
3
Date filed
11/19/2024, 04:44 PM
Previous filing
Sep 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LIQT Common Stock 3.18M Nov 12, 2024 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIQT Warrants to Purchase Common Stock Nov 12, 2024 Common Stock 2.48M $0.01 See footnote F1, F2
holding LIQT Warrants to Purchase Common Stock Nov 12, 2024 Common Stock 531K $5.20 See footnote F1
holding LIQT Warrants to Purchase Common Stock Nov 12, 2024 Common Stock 531K $5.20 See footnote F1
holding LIQT Warrants to Purchase Common Stock Nov 12, 2024 Common Stock 345K $2.00 See footnote F1
holding LIQT Warrants to Purchase Common Stock Nov 12, 2024 Common Stock 345K $0.00 See footnote F1, F2
holding LIQT Warrants to Purchase Common Stock Nov 12, 2024 Common Stock 2.61M $2.00 See footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to the managed accounts and investment funds that directly hold these securities. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP are the beneficial owners of the securities for purposes of Section 16 or for any other purposes.
F2 Warrant is a pre-funded warrant and has no expiration date.