Key facts
- This page summarizes Bleichroeder LP's Form 4 filing for Identiv, Inc. (INVE).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 25 Apr 2023, 16:29.
Bleichroeder LP - 24 Apr 2023 Form 4 Insider Report for Identiv, Inc. (INVE)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- INVE
- Reported as of
- 24 Apr 2023
- Net transaction value
- +$962,500
- SEC form
- 4
- Accepted by SEC
- 25 Apr 2023, 16:29:51 UTC
- Prior SEC filing
- 29 Mar 2023
- Next SEC filing
- 03 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Bleichroeder LP filed Form 4 for Identiv, Inc. (INVE) on 25 Apr 2023.
Change
- Previous filing in this sequence was filed on 29 Mar 2023.
- Current net transaction value: +$962,500.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
INVE
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $962,500
- Shares
- +275,000
- Change %
- +11%
- Price
- $3.50
- Shares after
- 2,884,495
- Date
- 24 Apr 2023
- Ownership
- See footnote
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
INVE
transaction
Derivative
Warrant to Purchase Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- -275,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 24 Apr 2023
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 275,000
- Exercise price
- $3.50
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On May 5, 2020, 21 April Fund, Ltd., 21 April Fund, LP and Identiv, Inc. (the "Issuer") entered into an agreement under which 21 April Fund, Ltd. purchased from the Issuer a secured subordinated promissory note in a principal amount of $2,800,000 and a warrant to purchase 192,500 shares of the Issuer's common stock at a per share exercise price of $3.50, and 21 April Fund LP purchased from the Issuer a secured subordinated promissory note in a principal amount of $1,200,000 and a warrant to purchase 82,500 shares of the Issuer's common stock at a per share exercise price of $3.50.
Footnote F2
This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.