MetLife Investment Management, LLC

Insider Reports History

Entity
Company
Location
One Metlife Way, Whippany, NJ
Signature
/s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by MetLife Investment Management, LLC:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Series X Mandatory Redeemable Preferred Shares 280K $7M $25.00 Sep 18, 2024 Indirect
CALAMOS CONVERTIBLE & HIGH INCOME FUND 10%+ Owner Series G Mandatory Redeemable Preferred Shares 108K $2.7M $25.00 Sep 9, 2024 Indirect
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 10%+ Owner Series G Mandatory Redeemable Preferred Shares 92K $2.3M $25.00 Sep 9, 2024 Indirect
Calamos Dynamic Convertible & Income Fund 10%+ Owner Series G Mandatory Redeemable Preferred Shares 40K $1M $25.00 Sep 9, 2024 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 5.18% Series UU Senior Unsecured Notes Due March 29, 2033 9M Nov 13, 2023 Indirect
ABRDN ASIA-PACIFIC INCOME FUND, INC. 10%+ Owner Series B Mandatorily Redeemable Preferred Shares 4M Oct 3, 2024 Indirect
Virtus Convertible & Income Fund 10%+ Owner Series A Mandatory Redeemable Preferred Shares 2.04M May 26, 2023 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 3.82% Series TT Senior Unsecured Notes Due August 8, 2025 1.69M Nov 13, 2023 Indirect
Virtus Convertible & Income Fund II 10%+ Owner Series A Mandatory Redeemable Preferred Shares 880K May 26, 2023 Indirect
Virtus Convertible & Income Fund 10%+ Owner Series B Mandatory Redeemable Preferred Shares 600K May 26, 2023 Indirect
Calamos Global Dynamic Income Fund 10%+ Owner Series E Mandatory Redeemable Preferred Shares 440K May 24, 2022 Indirect
Duff & Phelps Utility & Infrastructure Fund Inc. 10%+ Owner Series C Mandatory Redeemable Preferred Shares 210K Jul 14, 2023 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Series W Mandatory Redeemable Preferred Shares 60K Nov 13, 2023 Indirect
Blackstone Strategic Credit 2027 Term Fund 10%+ Owner Series B Mandatory Redeemable Preferred Shares 45K Jul 25, 2023 Indirect
CALAMOS STRATEGIC TOTAL RETURN FUND 10%+ Owner Series B Mandatory Redeemable Preferred Shares 0 Sep 6, 2024 Indirect
FRANKLIN UNIVERSAL TRUST 10%+ Owner 3.91% Senior Fixed Rate Notes Due September 15, 2023 0 Sep 15, 2023 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 3.37% Series NN Senior Unsecured Notes Due October 29, 2023 0 Oct 29, 2023 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 3.46% Series OO Senior Unsecured Notes Due October 29, 2024 0 Oct 29, 2024 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 3.93% Series KK Senior Unsecured Notes Due July 30, 2024 0 Jul 30, 2024 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Series V Mandatory Redeemable Preferred Shares 0 Sep 20, 2024 Indirect
Kayne Anderson NextGen Energy & Infrastructure, Inc. 10%+ Owner 3.72% Series H Senior Unsecured Notes Due August 8, 2023 0 Aug 8, 2023 Indirect
Kayne Anderson NextGen Energy & Infrastructure, Inc. 10%+ Owner 3.82% Series I Senior Unsecured Notes Due August 8, 2025 0 Nov 13, 2023 Indirect
Kayne Anderson NextGen Energy & Infrastructure, Inc. 10%+ Owner 5.18% Series F Senior Unsecured Notes Due March 29, 2033 0 Nov 13, 2023 Indirect
Kayne Anderson NextGen Energy & Infrastructure, Inc. 10%+ Owner Series I Mandatory Redeemable Preferred Shares 0 $25.00 Nov 13, 2023 Indirect
Kayne Anderson NextGen Energy & Infrastructure, Inc. 10%+ Owner Series J Mandatory Redeemable Preferred Shares 0 $25.00 Nov 13, 2023 Indirect
Neuberger Berman High Yield Strategies Fund Inc. 10%+ Owner Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 0 Sep 18, 2023 Indirect
Neuberger Berman High Yield Strategies Fund Inc. 10%+ Owner Floating Rate Senior Note, Series B Note, Due Sep. 18, 2023 0 Sep 18, 2023 Indirect
Neuberger Berman High Yield Strategies Fund Inc. 10%+ Owner Series C Mandatory Redeemable Preferred Shares 0 Sep 18, 2023 Indirect
ABRDN ASIA-PACIFIC INCOME FUND, INC. 10%+ Owner 3.70% Series D Senior Secured Notes Due August 10, 2032 $21.1M Oct 3, 2024 Indirect
ABRDN ASIA-PACIFIC INCOME FUND, INC. 10%+ Owner 3.73% Series E Senior Secured Notes Due June 19, 2034 $18M Oct 3, 2024 Indirect
DNP SELECT INCOME FUND INC 10%+ Owner 3.00% Series B Senior Secured Notes Due July 22, 2026 $40.6M Aug 14, 2024 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 5.45% Series ZZ Senior Unsecured Notes Due Sep. 18, 2036 $1.5M Sep 18, 2024 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 5.65% Series WW Senior Unsecured Notes due May 22, 2031 $6M May 20, 2024 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 5.79% Series VV Senior Unsecured Notes Due January 10, 2034 $12.5M Jan 10, 2024 Indirect
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner 5.79% Series XX Senior Unsecured Notes due May 22, 2034 $1.4M May 20, 2024 Indirect

Insider Reports Filed by MetLife Investment Management, LLC

Symbol Company Period Transactions Value $ Form Type Date Filed Role
KYN Kayne Anderson Energy Infrastructure Fund, Inc. Oct 29, 2024 1 $0 4 Oct 31, 2024 10%+ Owner
FAX ABRDN ASIA-PACIFIC INCOME FUND, INC. Oct 3, 2024 0 $0 3 Oct 3, 2024 10%+ Owner
KYN Kayne Anderson Energy Infrastructure Fund, Inc. Sep 18, 2024 6 $110T 4 Sep 20, 2024 10%+ Owner
CCD Calamos Dynamic Convertible & Income Fund Sep 9, 2024 2 $11M 4 Sep 11, 2024 10%+ Owner
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND Sep 9, 2024 3 $21M 4 Sep 11, 2024 10%+ Owner
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND Sep 9, 2024 3 $20M 4 Sep 11, 2024 10%+ Owner
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND Sep 6, 2024 4 $0 4 Sep 10, 2024 10%+ Owner
DNP DNP SELECT INCOME FUND INC Aug 14, 2024 1 $196T 4 Aug 16, 2024 10%+ Owner
KYN Kayne Anderson Energy Infrastructure Fund, Inc. Jul 30, 2024 1 $0 4 Aug 1, 2024 10%+ Owner
DNP DNP SELECT INCOME FUND INC Jul 22, 2024 1 $9.61T 4 Jul 24, 2024 10%+ Owner
KYN Kayne Anderson Energy Infrastructure Fund, Inc. May 20, 2024 6 $203T 4 May 22, 2024 10%+ Owner
KYN Kayne Anderson Energy Infrastructure Fund, Inc. Jan 10, 2024 2 $313T 4 Jan 12, 2024 10%+ Owner
KYN Kayne Anderson Energy Infrastructure Fund, Inc. Nov 13, 2023 8 $0 4 Nov 15, 2023 10%+ Owner
KMF Kayne Anderson NextGen Energy & Infrastructure, Inc. Nov 13, 2023 8 $0 4 Nov 15, 2023 10%+ Owner
KYN Kayne Anderson Energy Infrastructure Fund, Inc. Oct 29, 2023 2 $0 4 Oct 31, 2023 10%+ Owner
NHS Neuberger Berman High Yield Strategies Fund Inc. Sep 18, 2023 7 $0 4 Sep 20, 2023 10%+ Owner
FT FRANKLIN UNIVERSAL TRUST Sep 15, 2023 7 $0 4 Sep 19, 2023 10%+ Owner
KMF Kayne Anderson NextGen Energy & Infrastructure, Inc. Aug 8, 2023 2 $0 4 Aug 10, 2023 10%+ Owner
BGB Blackstone Strategic Credit 2027 Term Fund Jul 25, 2023 0 $0 3 Aug 4, 2023 10%+ Owner
DNP DNP SELECT INCOME FUND INC Jul 22, 2023 4 $0 4 Jul 25, 2023 10%+ Owner
DPG Duff & Phelps Utility & Infrastructure Fund Inc. Jul 14, 2023 4 $0 4 Jul 18, 2023 10%+ Owner
NCZ Virtus Convertible & Income Fund II May 26, 2023 0 $0 3 Jun 5, 2023 10%+ Owner
NCV Virtus Convertible & Income Fund May 26, 2023 0 $0 3 Jun 5, 2023 10%+ Owner
DNP DNP SELECT INCOME FUND INC May 3, 2023 2 $0 4 Jul 13, 2023 10%+ Owner
KMF Kayne Anderson NextGen Energy & Infrastructure, Inc. Apr 24, 2023 0 $0 3 Jul 13, 2023 10%+ Owner
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND Sep 6, 2022 1 $0 4 Sep 8, 2022 10%+ Owner
KYN Kayne Anderson Energy Infrastructure Fund, Inc. Aug 2, 2022 4 $14T 4 Aug 4, 2022 10%+ Owner
NHS Neuberger Berman High Yield Strategies Fund Inc. Jun 3, 2022 1 $702T 4 Jun 7, 2022 10%+ Owner
CHW Calamos Global Dynamic Income Fund May 24, 2022 0 $0 3 Jun 3, 2022 10%+ Owner
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND May 24, 2022 1 $8M 4 May 26, 2022 10%+ Owner
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND May 24, 2022 1 $18.5M 4 May 26, 2022 10%+ Owner
CCD Calamos Dynamic Convertible & Income Fund May 24, 2022 1 $11M 4 May 26, 2022 10%+ Owner
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND May 24, 2022 1 $17M 4 May 26, 2022 10%+ Owner
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND Aug 24, 2021 1 $15M 4 May 26, 2022 10%+ Owner
CCD Calamos Dynamic Convertible & Income Fund Aug 24, 2021 0 $0 3 May 26, 2022 10%+ Owner
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND Aug 24, 2021 0 $0 3 May 26, 2022 10%+ Owner
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND Aug 24, 2021 0 $0 3 May 26, 2022 10%+ Owner
NHS Neuberger Berman High Yield Strategies Fund Inc. Dec 14, 2020 6 -$53T 4 Jun 10, 2022 10%+ Owner
NHS Neuberger Berman High Yield Strategies Fund Inc. Aug 4, 2020 7 -$1.26Q 4 Jun 10, 2022 10%+ Owner
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND Sep 6, 2017 0 $0 3 May 26, 2022 10%+ Owner