| Duff & Phelps Utility & Infrastructure Fund Inc. |
10%+ Owner |
Series D Mandatory Redeemable Preferred Shares |
252,000 |
$6,300,000 |
$25.00 |
29 May 2025 |
Indirect |
| CALAMOS CONVERTIBLE & HIGH INCOME FUND |
10%+ Owner |
Series G Mandatory Redeemable Preferred Shares |
108,000 |
$2,700,000 |
$25.00 |
09 Sep 2024 |
Indirect |
| CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND |
10%+ Owner |
Series G Mandatory Redeemable Preferred Shares |
92,000 |
$2,300,000 |
$25.00 |
09 Sep 2024 |
Indirect |
| Calamos Dynamic Convertible & Income Fund |
10%+ Owner |
Series G Mandatory Redeemable Preferred Shares |
40,000 |
$1,000,000 |
$25.00 |
09 Sep 2024 |
Indirect |
| Duff & Phelps Utility & Infrastructure Fund Inc. |
10%+ Owner |
Series C Mandatory Redeemable Preferred Shares |
0 |
$0 |
$25.00 |
30 May 2025 |
Indirect |
| Virtus Diversified Income & Convertible Fund |
10%+ Owner |
Series A Mandatory Redeemable Preferred Shares |
0 |
$0 |
$25.00 |
02 Oct 2025 |
Indirect |
| ABRDN ASIA-PACIFIC INCOME FUND, INC. |
10%+ Owner |
Series B Mandatorily Redeemable Preferred Shares |
4,000,000 |
|
|
03 Oct 2024 |
Indirect |
| abrdn Income Credit Strategies Fund |
10%+ Owner |
Series A Mandatorily Redeemable Preferred Shares |
4,000,000 |
|
|
18 Dec 2025 |
Indirect |
| Virtus Convertible & Income Fund |
10%+ Owner |
Series A Mandatory Redeemable Preferred Shares |
2,040,000 |
|
|
26 May 2023 |
Indirect |
| Virtus Convertible & Income Fund II |
10%+ Owner |
Series A Mandatory Redeemable Preferred Shares |
880,000 |
|
|
26 May 2023 |
Indirect |
| Virtus Convertible & Income Fund |
10%+ Owner |
Series B Mandatory Redeemable Preferred Shares |
600,000 |
|
|
26 May 2023 |
Indirect |
| Calamos Global Dynamic Income Fund |
10%+ Owner |
Series E Mandatory Redeemable Preferred Shares |
440,000 |
|
|
24 May 2022 |
Indirect |
| Blackstone Strategic Credit 2027 Term Fund |
10%+ Owner |
Series B Mandatory Redeemable Preferred Shares |
45,000 |
|
|
25 Jul 2023 |
Indirect |
| CALAMOS STRATEGIC TOTAL RETURN FUND |
10%+ Owner |
Series B Mandatory Redeemable Preferred Shares |
0 |
|
|
06 Sep 2024 |
Indirect |
| FRANKLIN UNIVERSAL TRUST |
10%+ Owner |
3.91% Senior Fixed Rate Notes Due September 15, 2023 |
0 |
|
|
15 Sep 2023 |
Indirect |
| Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
1.81% Series QQ Senior Unsecured Notes Due June 19, 2025 |
0 |
|
|
19 Jun 2025 |
Indirect |
| Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
3.46% Series OO Senior Unsecured Notes Due October 29, 2024 |
0 |
|
|
29 Oct 2024 |
Indirect |
| Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
3.67% Series GG Senior Unsecured Notes Due April 16, 2025 |
0 |
|
|
16 Apr 2025 |
Indirect |
| Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
3.82% Series TT Senior Unsecured Notes Due August 8, 2025 |
0 |
|
|
08 Aug 2025 |
Indirect |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
3.72% Series H Senior Unsecured Notes Due August 8, 2023 |
0 |
|
|
08 Aug 2023 |
Indirect |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
3.82% Series I Senior Unsecured Notes Due August 8, 2025 |
0 |
|
|
13 Nov 2023 |
Indirect |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
5.18% Series F Senior Unsecured Notes Due March 29, 2033 |
0 |
|
|
13 Nov 2023 |
Indirect |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
Series I Mandatory Redeemable Preferred Shares |
0 |
|
$25.00 |
13 Nov 2023 |
Indirect |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
Series J Mandatory Redeemable Preferred Shares |
0 |
|
$25.00 |
13 Nov 2023 |
Indirect |
| Neuberger Berman High Yield Strategies Fund Inc. |
10%+ Owner |
Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 |
0 |
|
|
18 Sep 2023 |
Indirect |
| Neuberger Berman High Yield Strategies Fund Inc. |
10%+ Owner |
Floating Rate Senior Note, Series B Note, Due Sep. 18, 2023 |
0 |
|
|
18 Sep 2023 |
Indirect |
| Neuberger Berman High Yield Strategies Fund Inc. |
10%+ Owner |
Series C Mandatory Redeemable Preferred Shares |
0 |
|
|
18 Sep 2023 |
Indirect |
| TORTOISE ENERGY INFRASTRUCTURE CORP |
10%+ Owner |
3.99% Senior Notes, Series L, Due December 19, 2024 |
0 |
|
|
19 Dec 2024 |
Indirect |
| Tortoise Midstream Energy Fund, Inc. |
10%+ Owner |
Series F Mandatory Redeemable Preferred Shares |
0 |
|
|
23 Dec 2024 |
Indirect |
| ABRDN ASIA-PACIFIC INCOME FUND, INC. |
10%+ Owner |
3.70% Series D Senior Secured Notes Due August 10, 2032 |
$1,000,000 |
|
|
09 Jan 2025 |
Indirect |
| ABRDN ASIA-PACIFIC INCOME FUND, INC. |
10%+ Owner |
3.73% Series E Senior Secured Notes Due June 19, 2034 |
$18,000,000 |
|
|
03 Oct 2024 |
Indirect |
| DNP SELECT INCOME FUND INC |
10%+ Owner |
3.00% Series B Senior Secured Notes Due July 22, 2026 |
$40,600,000 |
|
|
14 Aug 2024 |
Indirect |
| Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
4.43% Series AAA Senior Unsecured Notes Due October 16, 2028 |
$10,000,000 |
|
|
15 Oct 2025 |
Indirect |
| Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
4.60% Series BBB Senior Unsecured Notes Due October 15, 2030 |
$15,000,000 |
|
|
15 Oct 2025 |
Indirect |