Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
5.18% Series UU Senior Unsecured Notes Due March 29, 2033 |
9,000,000 |
|
|
Nov 13, 2023 |
Indirect |
Virtus Convertible & Income Fund |
10%+ Owner |
Series A Mandatory Redeemable Preferred Shares |
2,040,000 |
|
|
May 26, 2023 |
Indirect |
Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
3.82% Series TT Senior Unsecured Notes Due August 8, 2025 |
1,692,308 |
|
|
Nov 13, 2023 |
Indirect |
Virtus Convertible & Income Fund II |
10%+ Owner |
Series A Mandatory Redeemable Preferred Shares |
880,000 |
|
|
May 26, 2023 |
Indirect |
CALAMOS CONVERTIBLE & HIGH INCOME FUND |
10%+ Owner |
Series E Mandatory Redeemable Preferred Shares |
740,000 |
|
|
May 24, 2022 |
Indirect |
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND |
10%+ Owner |
Series E Mandatory Redeemable Preferred Shares |
680,000 |
|
|
May 24, 2022 |
Indirect |
Virtus Convertible & Income Fund |
10%+ Owner |
Series B Mandatory Redeemable Preferred Shares |
600,000 |
|
|
May 26, 2023 |
Indirect |
CALAMOS CONVERTIBLE & HIGH INCOME FUND |
10%+ Owner |
Series D Mandatory Redeemable Preferred Shares |
520,000 |
|
|
Aug 24, 2021 |
Indirect |
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND |
10%+ Owner |
Series D Mandatory Redeemable Preferred Shares |
440,000 |
|
|
Aug 24, 2021 |
Indirect |
Calamos Dynamic Convertible & Income Fund |
10%+ Owner |
Series D Mandatory Redeemable Preferred Shares |
440,000 |
|
|
Aug 24, 2021 |
Indirect |
Calamos Dynamic Convertible & Income Fund |
10%+ Owner |
Series E Mandatory Redeemable Preferred Shares |
440,000 |
|
|
May 24, 2022 |
Indirect |
Calamos Global Dynamic Income Fund |
10%+ Owner |
Series E Mandatory Redeemable Preferred Shares |
440,000 |
|
|
May 24, 2022 |
Indirect |
Duff & Phelps Utility & Infrastructure Fund Inc. |
10%+ Owner |
Series C Mandatory Redeemable Preferred Shares |
210,000 |
|
|
Jul 14, 2023 |
Indirect |
Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
Series V Mandatory Redeemable Preferred Shares |
106,000 |
|
|
Nov 13, 2023 |
Indirect |
Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
Series W Mandatory Redeemable Preferred Shares |
60,000 |
|
|
Nov 13, 2023 |
Indirect |
Blackstone Strategic Credit 2027 Term Fund |
10%+ Owner |
Series B Mandatory Redeemable Preferred Shares |
45,000 |
|
|
Jul 25, 2023 |
Indirect |
CALAMOS STRATEGIC TOTAL RETURN FUND |
10%+ Owner |
Series A Mandatory Redeemable Preferred Shares |
0 |
|
|
Sep 6, 2022 |
Indirect |
DNP SELECT INCOME FUND INC |
10%+ Owner |
2.76% Series A Senior Secured Notes Due July 22, 2023 |
0 |
|
|
Jul 22, 2023 |
Indirect |
FRANKLIN UNIVERSAL TRUST |
10%+ Owner |
3.91% Senior Fixed Rate Notes Due September 15, 2023 |
0 |
|
|
Sep 15, 2023 |
Indirect |
Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
3.37% Series NN Senior Unsecured Notes Due October 29, 2023 |
0 |
|
|
Oct 29, 2023 |
Indirect |
Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
3.72% Series H Senior Unsecured Notes Due August 8, 2023 |
0 |
|
|
Aug 8, 2023 |
Indirect |
Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
3.82% Series I Senior Unsecured Notes Due August 8, 2025 |
0 |
|
|
Nov 13, 2023 |
Indirect |
Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
5.18% Series F Senior Unsecured Notes Due March 29, 2033 |
0 |
|
|
Nov 13, 2023 |
Indirect |
Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
Series I Mandatory Redeemable Preferred Shares |
0 |
|
$25.00 |
Nov 13, 2023 |
Indirect |
Kayne Anderson NextGen Energy & Infrastructure, Inc. |
10%+ Owner |
Series J Mandatory Redeemable Preferred Shares |
0 |
|
$25.00 |
Nov 13, 2023 |
Indirect |
Neuberger Berman High Yield Strategies Fund Inc. |
10%+ Owner |
Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 |
0 |
|
|
Sep 18, 2023 |
Indirect |
Neuberger Berman High Yield Strategies Fund Inc. |
10%+ Owner |
Floating Rate Senior Note, Series B Note, Due Sep. 18, 2023 |
0 |
|
|
Sep 18, 2023 |
Indirect |
Neuberger Berman High Yield Strategies Fund Inc. |
10%+ Owner |
Series C Mandatory Redeemable Preferred Shares |
0 |
|
|
Sep 18, 2023 |
Indirect |
Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
5.65% Series WW Senior Unsecured Notes due May 22, 2031 |
$6,000,000 |
|
|
May 20, 2024 |
Indirect |
Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
5.79% Series VV Senior Unsecured Notes Due January 10, 2034 |
$12,500,000 |
|
|
Jan 10, 2024 |
Indirect |
Kayne Anderson Energy Infrastructure Fund, Inc. |
10%+ Owner |
5.79% Series XX Senior Unsecured Notes due May 22, 2034 |
$1,400,000 |
|
|
May 20, 2024 |
Indirect |