MetLife Investment Management, LLC - 13 Nov 2023 Form 4 Insider Report for Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)

Role
10%+ Owner
Signature
/s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC
Issuer symbol
KYN
Transactions as of
13 Nov 2023
Net transactions value
$0
Form type
4
Filing time
15 Nov 2023, 16:30:09 UTC
Previous filing
31 Oct 2023
Next filing
12 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KYN Series V Mandatory Redeemable Preferred Shares Other +214,000 214,000 13 Nov 2023 See Footnotes F1, F2, F3
transaction KYN Series V Mandatory Redeemable Preferred Shares Other +106,000 106,000 13 Nov 2023 See Footnotes F1, F2, F3
transaction KYN Series W Mandatory Redeemable Preferred Shares Other +60,000 60,000 13 Nov 2023 See Footnotes F1, F2, F3
transaction KYN Series W Mandatory Redeemable Preferred Shares Other +60,000 60,000 13 Nov 2023 See Footnotes F1, F2, F3
transaction KYN 3.82% Series TT Senior Unsecured Notes Due August 8, 2025 Other +664,176 664,176 13 Nov 2023 See Footnotes F1, F2, F3
transaction KYN 3.82% Series TT Senior Unsecured Notes Due August 8, 2025 Other +1,692,308 1,692,308 13 Nov 2023 See Footnotes F1, F2, F3
transaction KYN 5.18% Series UU Senior Unsecured Notes Due March 29, 2033 Other +11,000,000 11,000,000 13 Nov 2023 See Footnotes F1, F2, F3
transaction KYN 5.18% Series UU Senior Unsecured Notes Due March 29, 2033 Other +9,000,000 9,000,000 13 Nov 2023 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Effective as of November 13, 2023 (the "Closing"), in connection with the merger of Kayne Anderson NextGen Energy & Infrastructure, Inc. ("KMF") with and into a wholly owned subsidiary of the Issuer, pursuant to the Agreement and Plan of Merger, dated March 24, 2023, as amended and restated on April 24, 2023, by and among the Issuer and KMF, the Issuer issued new Series V and Series W Mandatory Redeemable Preferred Shares and new Series TT and Series UU Senior Unsecured Notes in substitution for and replacement of KMF's Series I and Series J Mandatory Redeemable Preferred Shares and Series I and Series F Senior Unsecured Notes, respectively, that were outstanding immediately prior to the Closing.
F2 These securities are held directly by clients for whom the Reporting Person serves as investment manager.
F3 The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.