MetLife Investment Management, LLC - Nov 13, 2023 Form 4 Insider Report for Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)

Role
10%+ Owner
Signature
/s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC
Stock symbol
KYN
Transactions as of
Nov 13, 2023
Transactions value $
$0
Form type
4
Date filed
11/15/2023, 04:30 PM
Previous filing
Oct 31, 2023
Next filing
Jan 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KYN Series V Mandatory Redeemable Preferred Shares Other +214K 214K Nov 13, 2023 See Footnotes F1, F2, F3
transaction KYN Series V Mandatory Redeemable Preferred Shares Other +106K 106K Nov 13, 2023 See Footnotes F1, F2, F3
transaction KYN Series W Mandatory Redeemable Preferred Shares Other +60K 60K Nov 13, 2023 See Footnotes F1, F2, F3
transaction KYN Series W Mandatory Redeemable Preferred Shares Other +60K 60K Nov 13, 2023 See Footnotes F1, F2, F3
transaction KYN 3.82% Series TT Senior Unsecured Notes Due August 8, 2025 Other +664K 664K Nov 13, 2023 See Footnotes F1, F2, F3
transaction KYN 3.82% Series TT Senior Unsecured Notes Due August 8, 2025 Other +1.69M 1.69M Nov 13, 2023 See Footnotes F1, F2, F3
transaction KYN 5.18% Series UU Senior Unsecured Notes Due March 29, 2033 Other +11M 11M Nov 13, 2023 See Footnotes F1, F2, F3
transaction KYN 5.18% Series UU Senior Unsecured Notes Due March 29, 2033 Other +9M 9M Nov 13, 2023 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Effective as of November 13, 2023 (the "Closing"), in connection with the merger of Kayne Anderson NextGen Energy & Infrastructure, Inc. ("KMF") with and into a wholly owned subsidiary of the Issuer, pursuant to the Agreement and Plan of Merger, dated March 24, 2023, as amended and restated on April 24, 2023, by and among the Issuer and KMF, the Issuer issued new Series V and Series W Mandatory Redeemable Preferred Shares and new Series TT and Series UU Senior Unsecured Notes in substitution for and replacement of KMF's Series I and Series J Mandatory Redeemable Preferred Shares and Series I and Series F Senior Unsecured Notes, respectively, that were outstanding immediately prior to the Closing.
F2 These securities are held directly by clients for whom the Reporting Person serves as investment manager.
F3 The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.