MetLife Investment Management, LLC - 29 May 2025 Form 4 Insider Report for Duff & Phelps Utility & Infrastructure Fund Inc. (DPG)

Role
10%+ Owner
Signature
/s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC
Issuer symbol
DPG
Transactions as of
29 May 2025
Net transactions value
-$10,000,000
Form type
4
Filing time
02 Jun 2025, 17:41:52 UTC
Previous filing
18 Apr 2025
Next filing
23 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MetLife Investment Management, LLC 10%+ Owner ONE METLIFE WAY, WHIPPANY /s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC 02 Jun 2025 0001529735

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DPG Series D Mandatory Redeemable Preferred Shares Purchase $18,700,000 +748,000 $25.00 748,000 29 May 2025 See Footnotes F1, F2
transaction DPG Series D Mandatory Redeemable Preferred Shares Purchase $6,300,000 +252,000 $25.00 252,000 29 May 2025 See Footnotes F1, F2
transaction DPG Series C Mandatory Redeemable Preferred Shares Other $13,737,500 -549,500 -100% $25.00 0 30 May 2025 See Footnotes F1, F2, F3
transaction DPG Series C Mandatory Redeemable Preferred Shares Other $3,062,500 -122,500 -100% $25.00 0 30 May 2025 See Footnotes F1, F2, F3
transaction DPG Series C Mandatory Redeemable Preferred Shares Other $12,950,000 -518,000 -100% $25.00 0 30 May 2025 See Footnotes F1, F2, F3
transaction DPG Series C Mandatory Redeemable Preferred Shares Other $5,250,000 -210,000 -100% $25.00 0 30 May 2025 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held directly by clients for whom the Reporting Person serves as investment manager.
F2 The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
F3 These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.