| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DNP | Series C Mandatory Redeemable Preferred Shares | Other | -200 | -100% | 0 | May 3, 2023 | See Footnotes | F1, F2, F3 | ||
| transaction | DNP | Series C Mandatory Redeemable Preferred Shares | Other | -170 | -100% | 0 | May 3, 2023 | See Footnotes | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $100,000 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. |
| F2 | These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. |
| F3 | The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. |