MetLife Investment Management, LLC - Sep 15, 2023 Form 4 Insider Report for FRANKLIN UNIVERSAL TRUST (FT)

Role
10%+ Owner
Signature
/s/ Israel Grafstein, Chief Compliance Officer of MetLife Investment Management, LLC
Stock symbol
FT
Transactions as of
Sep 15, 2023
Transactions value $
$0
Form type
4
Date filed
9/19/2023, 04:25 PM
Previous filing
Aug 10, 2023
Next filing
Sep 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FT 3.91% Senior Fixed Rate Notes Due September 15, 2023 Other -10M -100% 0 Sep 15, 2023 See Footnotes F1, F2, F3
transaction FT 3.91% Senior Fixed Rate Notes Due September 15, 2023 Other -25M -100% 0 Sep 15, 2023 See Footnotes F1, F2, F3
transaction FT 3.91% Senior Fixed Rate Notes Due September 15, 2023 Other -5M -100% 0 Sep 15, 2023 See Footnotes F1, F2, F3
transaction FT 3.91% Senior Fixed Rate Notes Due September 15, 2023 Other -10M -100% 0 Sep 15, 2023 See Footnotes F1, F2, F3
transaction FT 3.91% Senior Fixed Rate Notes Due September 15, 2023 Other -5M -100% 0 Sep 15, 2023 See Footnotes F1, F2, F3
transaction FT 3.91% Senior Fixed Rate Notes Due September 15, 2023 Other -5M -100% 0 Sep 15, 2023 See Footnotes F1, F2, F3
transaction FT 3.91% Senior Fixed Rate Notes Due September 15, 2023 Other -5M -100% 0 Sep 15, 2023 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

MetLife Investment Management, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These 3.91% Senior Fixed Rate Notes Due September 15, 2023 ("Senior Fixed Rate Notes") matured on September 15, 2023, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.
F2 These Senior Fixed Rate Notes are held directly by clients for whom the Reporting Person serves as investment manager.
F3 The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.